31st Mar 2008 12:10
Macquarie Group Limited31 March 2008 DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) Part 2 of 2 1. KEY INFORMATION Name of exempt principal trader Macquarie Bank LimitedCompany dealt in BHP Billiton LimitedClass of relevant security to which the dealings being Ordinary shares ISIN:disclosed relate (Note 1) AU000000BHP4 Date of dealing 28 March 2008 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class of relevantsecurity dealt in (Note 2) Long Short Number (%) Number (%)(1) Relevantsecurities 6,217,392 0.18%(2)Derivatives(other thanoptions) 531,343 0.01%(3) Optionsand agreementstopurchase/sell 6,448,785 0.19% Total 0 0.00% 12,594,568 0.37% (c) Interests and short positions in relevant securities of the company,other than the class dealt in (Note 2) Class of relevant security: Long Short Number (%) Number (%)(1) Relevant securities(2) Derivatives (other than options)(3) Options and agreements to purchase/sell Total (d) Rights to subscribe (Note 2) Class of relevant security: Details 3. DEALINGS (Note 3) (e) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4)See Part 2 - Annexure A (b) Derivatives transactions (other than options) Product name, Long/short (Note Number of securities Price per unit 5) (Note 6) (Note 4)e.g. CFDSee Part 2 -Annexure B I Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product Writing, Number of Exercise Type, e.g. Expiry Optionname, selling, securities to American, money purchasing, which the option European varying etc. relates (Note 6) etc.e.g. price date paid/call receivedoption per unit (Note 4)See Part2 -AnnexureC (f) Exercising Product name, e.g. call Number of Exercise price per unit (Noteoption securities 4) (g) Other dealings (including new securities) (Note 3) Nature of Transaction Quantity Price Per Unit (if applicable)Collateral delivery 192,607 N/A 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the persondisclosing and any other person relating to the voting rights of any relevantsecurities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which anyderivative referred to on this form is referenced. If none, this should bestated. Is a Supplemental Form 38.5(b) attached? (Note 8) YES Date of disclosure 31 March 2008 Contact name Johanna Uy Telephone number +44 (0) 2030374339 Name of offeree/offeror with which connected Rio Tinto PlcNature of connection (Note 9) Connected principal trader ANNEXURE A Buy Sell Exec Quantity Exec Price (AUD) BUY 4946.00 35.80 BUY 11000.00 65.37 BUY 331.00 35.80 BUY 68.00 35.80 BUY 4655.00 35.80 BUY 1251.00 35.88 BUY 3776.00 35.88 BUY 100.00 35.88 BUY 4873.00 35.88 BUY 801.00 35.07 BUY 86.00 35.07 BUY 9113.00 35.07 BUY 7889.00 35.04 BUY 300.00 35.04 BUY 1331.00 35.04 BUY 480.00 35.04 BUY 800.00 35.12 BUY 164.00 35.15 BUY 43.00 35.18 BUY 7108.00 35.12 BUY 2092.00 35.12 BUY 330.00 35.15 BUY 7000.00 35.15 BUY 2506.00 35.15 BUY 357.00 35.18 BUY 158.00 35.18 BUY 5000.00 35.18 BUY 42.00 35.18 BUY 233.00 35.18 BUY 50.00 35.18 BUY 2064.00 35.18 BUY 2053.00 35.18 BUY 8550.00 35.21 BUY 1450.00 35.21 BUY 280.00 35.16 BUY 130.00 35.16 BUY 2000.00 35.16 BUY 90.00 35.16 BUY 2500.00 35.17 BUY 2500.00 35.20 BUY 2500.00 35.19 BUY 2183.00 35.23 BUY 182.00 35.30 BUY 1378.00 35.19 BUY 4750.00 34.98 BUY 10000.00 35.02 BUY 873.00 35.05 BUY 14127.00 35.05 BUY 1728.00 35.05 BUY 589.00 35.05 BUY 550.00 35.05 BUY 500.00 35.05 BUY 100.00 35.05 BUY 1533.00 35.05 BUY 934.00 35.05 BUY 425.00 35.05 BUY 1000.00 35.05 BUY 141.00 35.05 BUY 18700.00 35.06 BUY 548.00 35.31 BUY 1770.00 35.12 BUY 225.00 35.13 BUY 24.00 35.13 BUY 1607.00 35.13 BUY 176.00 35.13 BUY 900.00 35.13 BUY 282.00 35.13 BUY 803.00 35.13 BUY 803.00 35.13 BUY 3214.00 35.13 BUY 540.00 35.30 BUY 540.00 35.30 BUY 2185.00 35.49 BUY 699.00 35.49 BUY 1671.00 35.49 BUY 255.00 35.49 BUY 243.00 35.49 BUY 300.00 35.49 BUY 231.00 35.49 BUY 243.00 35.48 BUY 486.00 35.47 BUY 3397.00 35.47 BUY 45.00 35.94 BUY 1062.00 36.28 BUY 672.00 36.06 BUY 791.00 36.06 BUY 08.00 36.06 BUY 521.00 36.10 BUY 377.00 35.94 BUY 347.00 35.94 BUY 04.00 35.98 BUY 1465.00 35.98 BUY 287.00 35.87 BUY 251.00 35.87 BUY 715.00 35.87 BUY 178.00 35.87 BUY 21.00 35.84 BUY 4897.00 35.84 BUY 278.00 35.88 BUY 215.00 35.88 BUY 1900.00 36.05 BUY 84.00 35.88 BUY 700.00 35.20 BUY 500.00 35.23 BUY 200.00 35.00 BUY 100.00 35.12 BUY 2300.00 35.96 BUY 195.00 35.96 BUY 135.00 35.96 BUY 500.00 36.04 BUY 500.00 35.85 BUY 200.00 36.05 BUY 100.00 36.05 BUY 2985.00 35.16 BUY 131.00 35.16 BUY 2000.00 35.16 BUY 281.00 35.16 BUY 3000.00 35.16 BUY 1603.00 35.16 BUY 148.00 35.19 BUY 9852.00 35.19 BUY 326.00 35.06 BUY 900.00 35.06 BUY 313.00 35.06 BUY 42.00 35.06 BUY 600.00 35.06 BUY 300.00 35.06 BUY 500.00 35.06 BUY 261.00 35.06 BUY 250.00 35.06 BUY 810.00 35.06 BUY 14.00 35.06 BUY 5214.00 35.06 BUY 170.00 35.06 BUY 300.00 35.06 SELL -760.00 35.30 SELL -433.00 35.30 SELL -2807.00 35.30 SELL -2000.00 35.31 SELL -1852.00 35.31 SELL -247.00 35.26 SELL -17.00 35.26 SELL -100.00 35.31 SELL -3139.00 35.26 SELL -1597.00 35.26 SELL -100.00 35.20 SELL -2000.00 35.20 SELL -279.00 35.20 SELL -68.00 35.10 SELL -12932.00 35.10 SELL -9800.00 34.96 SELL -200.00 34.96 SELL -317.00 34.98 SELL -3083.00 34.96 SELL -548.00 35.31 SELL -600.00 35.78 SELL -100.00 35.78 SELL -1298.00 35.78 SELL -300.00 35.78 SELL -200.00 35.78 SELL -733.00 35.78 SELL -1254.00 35.84 SELL -15.00 35.84 SELL -4000.00 35.83 SELL -2500.00 35.99 SELL -8699.00 35.85 SELL -675.00 35.85 SELL -162.00 35.85 SELL -464.00 35.85 SELL -9500.00 35.95 SELL -500.00 35.95 SELL -7000.00 35.96 SELL -7000.00 36.00 SELL -13021.00 36.05 SELL -6000.00 66.02 SELL -5102.00 35.88 SELL -4898.00 35.88 SELL -1536.00 35.85 SELL -3947.00 35.85 SELL -4517.00 35.85 SELL -9085.00 34.99 SELL -700.00 34.99 SELL -215.00 34.99 SELL -1241.00 35.05 SELL -286.00 35.05 SELL -264.00 35.05 SELL -60.00 35.05 SELL -8149.00 35.05 SELL -1665.00 35.14 SELL -5000.00 35.14 SELL -3335.00 35.14 SELL -8154.00 35.15 SELL -100.00 35.15 SELL -290.00 35.15 SELL -1456.00 35.15 SELL -10000.00 35.30 SELL -300.00 36.22 SELL -200.00 36.22 SELL -2423.00 36.22 SELL -58.00 36.13 SELL -300.00 36.13 SELL -925.00 36.13 SELL -5794.00 36.27 SELL -280.00 35.08 SELL -99.00 35.08 SELL -396.00 35.08 SELL -1330.00 36.05 SELL -3702.00 36.05 SELL -4968.00 36.05 SELL -4000.00 36.05 SELL -500.00 35.31 SELL -500.00 35.31 SELL -763.00 35.20 SELL -237.00 35.20 SELL -557.00 35.00 SELL -1199.00 34.99 SELL -231.00 34.99 SELL -480.00 34.99 SELL -09.00 34.99 SELL -1000.00 35.01 SELL -13.00 35.05 SELL -58.00 35.05 SELL -1298.00 35.08 SELL -141.00 35.08 SELL -2298.00 35.08 SELL -1246.00 35.08 SELL -30.00 35.15 SELL -970.00 35.15 SELL -500.00 35.30 SELL -500.00 35.30 SELL -1433.00 35.52 SELL -40.00 35.53 SELL -14.00 35.53 SELL -800.00 35.53 SELL -329.00 35.53 SELL -45.00 35.53 SELL -04.00 35.53 SELL -300.00 35.50 SELL -3098.00 35.50 SELL -76.00 35.51 SELL -106.00 35.51 SELL -1520.00 35.51 SELL -1704.00 35.52 SELL -475.00 35.53 SELL -211.00 35.53 SELL -203.00 35.53 SELL -586.00 35.53 SELL -500.00 35.72 SELL -1289.00 35.71 SELL -3142.00 35.79 SELL -1471.00 35.79 SELL -25.00 35.79 SELL -327.00 35.79 SELL -70.00 35.79 SELL -4241.00 35.79 SELL -1334.00 35.76 SELL -03.00 35.76 SELL -1240.00 35.76 SELL -206.00 35.76 SELL -06.00 35.76 SELL -139.00 35.76 SELL -488.00 35.79 SELL -163.00 35.93 SELL -976.00 35.90 SELL -1948.00 35.91 SELL -379.00 35.90 SELL -597.00 35.90 SELL -976.00 35.90 SELL -424.00 35.93 SELL -300.00 35.93 SELL -276.00 35.92 SELL -300.00 36.12 SELL -1443.00 36.11 SELL -521.00 36.11 SELL -310.00 36.29 SELL -643.00 36.29 SELL -560.00 36.29 SELL -773.00 36.29 SELL -1000.00 36.29 SELL -588.00 36.29 SELL -258.00 36.02 SELL -236.00 36.16 SELL -09.00 36.16 SELL -318.00 36.17 SELL -910.00 36.17 SELL -03.00 35.96 SELL -454.00 35.96 SELL -430.00 35.96 SELL -95.00 35.78 SELL -75.00 35.78 SELL -91.00 35.78 SELL -07.00 35.78 SELL -439.00 35.78 SELL -870.00 35.78 SELL -389.00 35.86 SELL -569.00 35.93 SELL -22.00 35.96 SELL -3401.00 35.92 SELL -747.00 35.31 SELL -922.00 36.05 SELL -107.00 35.99 SELL -83.00 35.99 SELL -150.00 35.99 SELL -446.00 35.20 SELL -135.00 35.20 SELL -195.00 35.20 SELL -1854.00 35.20 SELL -500.00 34.95 SELL -219.00 35.30 SELL -1281.00 35.30 SELL -700.00 35.70 SELL -300.00 36.10 SELL -200.00 36.03 SELL -2263.00 35.31 SELL -1363.00 35.31 SELL -2695.00 35.31 SELL -3679.00 35.31 SELL -3210.00 35.16 SELL -6280.00 35.16 SELL -10.00 35.16 SELL -500.00 35.16 SELL -5681.00 35.23 SELL -4319.00 35.23 SELL -997.00 35.45 SELL -204.00 35.45 SELL -995.00 35.45 SELL -136.00 35.45 SELL -4319.00 35.45 SELL -340.00 35.45 SELL -1173.00 35.45 SELL -525.00 35.45 SELL -323.00 35.45 SELL -07.00 35.45 SELL -153.00 35.45 SELL -340.00 35.45 SELL -51.00 35.45 SELL -437.00 35.45 SELL -1919.00 35.92 SELL -3051.00 35.92 SELL -09.00 35.92 SELL -833.00 35.92 SELL -85.00 35.92 SELL -100.00 35.92 SELL -4580.00 35.92 SELL -1180.00 36.07 SELL -2670.00 36.07 SELL -4252.00 36.07 SELL -1898.00 36.07 SELL -4252.00 36.17 SELL -4319.00 36.17 SELL -1429.00 36.17 SELL -356.00 36.14 SELL -271.00 36.15 SELL -13.00 36.15 SELL -769.00 35.88 SELL -1164.00 35.88 SELL -393.00 35.91 SELL -54.00 35.91 SELL -3883.00 35.89 SELL -130.00 35.89 SELL -5987.00 35.89 SELL -2530.00 35.88 SELL -691.00 35.88 SELL -620.00 35.88 SELL -743.00 35.88 SELL -388.00 35.88 SELL -1589.00 35.88 SELL -300.00 35.88 SELL -04.00 35.88 SELL -25.00 35.88 SELL -05.00 35.88 SELL -1326.00 35.88 SELL -5661.00 35.95 SELL -1163.00 36.05 3257.00 OTC sale to custodian at market. TOTAL BUYS 234,640 TOTAL SELLS 366,264 ANNEXURE B Type BuySell Exec Quantity Exec Price (AUD)CFDS BUY 135.00 35.20CFDS BUY 195.00 35.20CFDS BUY 1854.00 35.20CFDS BUY 446.00 35.20CFDS BUY 500.00 34.95CFDS BUY 1281.00 35.30CFDS BUY 219.00 35.30CFDS BUY 700.00 35.70CFDS BUY 300.00 36.10CFDS BUY 200.00 36.03CFDS SELL -500.00 35.23CFDS SELL -200.00 35.00CFDS SELL -700.00 35.20CFDS SELL -100.00 35.12CFDS SELL -195.00 35.96CFDS SELL -2300.00 35.96CFDS SELL -135.00 35.96CFDS SELL -500.00 36.04CFDS SELL -500.00 35.85CFDS SELL -200.00 36.05CFDS SELL -100.00 36.05 TOTAL BUYS 5,830 TOTAL SELLS 5,430 ANNEXURE C Call/Put Buy Sell Exec Exec Price Strike Amer/Euro Expiry Quantity (AUD) Call BUY 01.00 02.12 38.00 American 20080626 Option Call BUY 01.00 00.65 38.50 American 20080423 Option Call BUY 02.00 00.55 38.50 American 20080423 Option Call BUY 16.00 00.55 38.50 American 20080423 Option Call BUY 04.00 00.80 38.00 American 20080423 Option Call BUY 30.00 01.37 40.00 American 20080626 Option Call BUY 15.00 00.44 39.00 American 20080423 Option Call BUY 01.00 01.26 39.00 American 20080529 Option Call BUY 25.00 02.25 39.00 American 20080724 Option Call BUY 05.00 01.68 39.00 American 20080626 OptionPut Option BUY 40.00 00.38 28.00 American 20080529 Call BUY 31.00 00.33 39.50 American 20080423 OptionPut Option BUY 300000.00 01.11 39.00 European 20080423 Call BUY 20000.00 00.37 40.00 European 20080529 Option Call BUY 20000.00 00.37 40.00 European 20080529 Option Call BUY 40000.00 00.37 40.00 European 20080529 Option Call BUY 20000.00 00.37 40.00 European 20080529 Option Call BUY 3000.00 00.05 43.00 European 20080423 Option Call BUY 12500.00 00.07 43.00 European 20080423 OptionPut Option BUY 50000.00 00.63 35.00 European 20080529 Call BUY 15000.00 00.50 40.00 American 20080626 Option Call BUY 12000.00 00.73 37.00 European 20080529 Option Call BUY 2000.00 00.71 37.00 European 20080529 OptionPut Option BUY 7500.00 00.40 32.00 European 20080529Put Option BUY 350.00 21.48 17.16 European 29/06/2012Put Option BUY 1250.00 10.62 25.00 European 19/05/2016Put Option BUY 3750.00 10.62 25.00 European 19/05/2016Put Option BUY 4000.00 11.47 25.00 European 19/05/2016Put Option BUY 1000.00 11.33 28.56 European 30/06/2009Put Option BUY 3000.00 09.19 32.00 European 17/11/2016Put Option BUY 3000.00 09.36 32.00 European 17/11/2016Put Option BUY 500.00 15.70 20.00 European 19/05/2016Put Option BUY 500.00 15.70 20.00 European 19/05/2016Put Option BUY 1000.00 15.60 20.00 European 19/05/2016Put Option BUY 1000.00 15.40 20.00 European 19/05/2016Put Option BUY 1000.00 15.55 20.00 European 19/05/2016Put Option BUY 500.00 15.70 20.00 European 19/05/2016Put Option BUY 500.00 15.70 20.00 European 19/05/2016Put Option BUY 1000.00 15.93 20.00 European 19/05/2016Put Option BUY 1000.00 16.31 20.00 European 19/05/2016Put Option BUY 1000.00 16.68 20.00 European 19/05/2016Put Option BUY 250.00 05.86 34.00 European 25/10/2007Put Option BUY 250.00 05.88 34.00 European 25/10/2007Put Option BUY 1250.00 05.82 34.00 European 25/10/2007Put Option BUY 250.00 05.82 34.00 European 25/10/2007Put Option BUY 4750.00 06.50 34.00 European 25/10/2007Put Option BUY 4750.00 06.50 34.00 European 25/10/2007Put Option BUY 500.00 06.50 34.00 European 25/10/2007Put Option BUY 3000.00 06.47 34.00 European 25/10/2007Put Option BUY 1500.00 06.92 34.00 European 25/10/2007Put Option BUY 1250.00 06.83 34.00 European 25/10/2007Put Option BUY 250.00 06.81 34.00 European 25/10/2007Put Option BUY 1000.00 16.41 21.97 European 30/06/2009Put Option BUY 2000.00 14.46 23.00 European 28/06/2007 Call SELL -20000.00 00.34 40.00 European 20080529 Option Call SELL -10000.00 00.34 40.00 European 20080529 Option Call SELL -20000.00 00.34 40.00 European 20080529 Option Call SELL -10000.00 00.34 40.00 European 20080529 Option Call SELL -40000.00 00.34 40.00 European 20080529 OptionPut Option SELL -20000.00 00.63 35.00 European 20080529Put Option SELL -10000.00 00.63 35.00 European 20080529Put Option SELL -10000.00 00.63 35.00 European 20080529Put Option SELL -10000.00 00.63 35.00 European 20080529 Call SELL -15000.00 00.47 40.00 American 20080626 Option Call SELL -6000.00 00.71 37.00 European 20080529 Option Call SELL -8000.00 00.75 37.00 European 20080529 Option Call SELL -4000.00 00.73 37.00 European 20080529 OptionPut Option SELL -7500.00 00.47 32.00 European 20080529Put Option SELL -2500.00 00.40 32.00 European 20080529Put Option SELL -3676.00 08.51 36.45 American 20130328Put Option SELL -3000.00 08.61 32.00 European 17/11/2016Put Option SELL -250.00 08.66 32.00 European 17/11/2016Put Option SELL -750.00 08.66 32.00 European 17/11/2016Put Option SELL -93.00 21.34 20.00 European 28/06/2013Put Option SELL -3000.00 04.22 32.00 European 27/09/2007Put Option SELL -5000.00 00.58 40.00 European 23/04/2008Put Option SELL -5000.00 00.58 40.00 European 23/04/2008Put Option SELL -1750.00 00.71 40.00 European 23/04/2008Put Option SELL -5000.00 00.71 40.00 European 23/04/2008Put Option SELL -3250.00 00.71 40.00 European 23/04/2008Put Option SELL -2250.00 06.24 34.00 European 25/10/2007Put Option SELL -2750.00 06.24 34.00 European 25/10/2007Put Option SELL -500.00 06.24 34.00 European 25/10/2007Put Option SELL -250.00 06.24 34.00 European 25/10/2007Put Option SELL -250.00 06.24 34.00 European 25/10/2007Put Option SELL -500.00 06.24 34.00 European 25/10/2007Put Option SELL -3500.00 06.24 34.00 European 25/10/2007Put Option SELL -1500.00 06.73 34.00 European 25/10/2007Put Option SELL -1500.00 06.67 34.00 European 25/10/2007Put Option SELL -2000.00 13.98 23.00 European 28/06/2007 TOTAL BUYS 547,521 TOTAL 238,769 SELLS This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
BHP Group