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EPT Disclosure

20th Nov 2008 11:35

RNS Number : 5773I
Citigroup GM Australia Pty Ltd
20 November 2008
 



DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

 

1. KEY INFORMATION

Name of exempt principal trader

Citigroup Global Markets Australia Pty Limited

Company dealt in

Rio Tinto Ltd

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ord/Equity

Date of dealing

19 November 2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

Long

Short

Number (%)

Number (%)

(1) Relevant securities 

863,162  (0.19%)

152,417   (0.03%)

(2) Derivatives (other than options)

(0.00%)

 (0.00%)

(3) Options and agreements to purchase/sell

571,389  (0.13%)

3,588,767   (0.79%)

Total

1,434,551  (0.32%)

3,741,184  (0.82%)

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

Class of relevant security: 

Long

Short

Convertible 

Number (%)

Number (%)

(1) Relevant securities 

(0.00%)

(0.00%)

(2) Derivatives (other than options)

(0.00%)

(0.00%)

(3) Options and agreements to purchase/sell

(0.00%)

(0.00%)

Total

(0.00%)

(0.00%)

 

 

(c) Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

(a) Purchases and sales

Purchase

Number of securities

Price per unit (Note 4)

AUD (unless stated)

25367

65.767548

24465

67.550003

9769

68

8092

66.676804

7967

65.900002

7012

67.330002

6000

65.900002

5000

65.5

4647

66.449997

4114

65.5

3646

65.900002

3257

66.449997

3227

65.900002

2473

65.900002

2473

65.900002

2386

67.599999

2386

67.599999

2360

65.900002

2337

66.699997

2300

66.160004

2270

65.480003

2250

65.900002

2236

66.699997

2218

65.690002

2162

67.300003

2086

65.900002

2000

65.900002

2000

65.690002

1851

65.830002

1825

66.089996

1801

66.699997

1622

67.239998

1607

65.5

1579

66.699997

1517

65.93

1500

67.699997

1500

67.699997

1466

66

1318

66.629997

1298

65.349999

1135

65.839996

1128

65.900002

1091

66

1073

65.900002

1066

65.900002

1036

65.900002

1017

67.330002

1005

65.5

1000

65.5

1000

65.900002

1000

65.900002

1000

65.900002

1000

65.93

963

66.099419

908

65.900002

896

65.5

891

67.279999

888

67.330002

877

65.900002

806

65.5

766

65.349999

766

65.349999

744

65.900002

740

65.900002

707

67

705

67.279999

704

67.279999

698

65.849999

683

65.790001

667

66.699997

667

65.93

660

65.93

655

66.699997

653

66.699997

651

67.25

644

65.32

635

65.93

633

67.330002

618

65.5

613

65.839996

600

66.449997

600

65.900002

589

65.870003

588

66.690002

525

67.279999

511

65.349999

511

65.349999

500

67.300003

500

67.300003

500

67.32

500

65.900002

498

65.900002

495

65.900002

492

65.5

482

65.690002

470

65.349999

454

67.300003

428

65.93

427

66.629997

422

65.400002

401

65.669998

400

66.699997

400

65.669998

397

66.160004

394

65.410004

386

66.650002

379

66.650002

376

65.410004

375

65.669998

374

66.160004

368

67.32

354

67.330002

354

67.330002

354

67.330002

353

66.449997

344

66.699997

334

65.349999

323

66.349999

321

67.300003

316

66

315

66

311

65.349999

309

67.330002

304

67.25

300

65.900002

300

65.690002

300

65.900002

295

67.279999

293

67.300003

290

67.300003

277

65.900002

266

66

253

65.900002

251

65.660004

250

66.699997

250

66.699997

250

65.68

250

65.839996

250

65.839996

246

67.330002

233

65.629997

230

65.410004

230

65.5

230

65.449997

230

65.5

221

65.870003

220

66.349999

220

66.349999

220

65.830002

220

65.32

220

65.32

220

65.32

218

66.349999

217

67.330002

217

67.330002

212

67.330002

212

66.699997

210

65.330002

205

67.239998

200

67.330002

200

67.330002

200

67.300003

200

67.290001

200

67.300003

200

67.279999

200

67.300003

200

67.510002

200

67.540001

200

65.830002

200

65.830002

200

65.830002

200

65.830002

200

65.830002

200

65.830002

200

65.830002

200

65.830002

200

65.830002

200

65.830002

200

65.830002

200

65.830002

200

65.830002

200

65.830002

200

65.669998

200

65.669998

200

65.669998

200

65.669998

200

65.900002

200

65.900002

200

65.900002

200

65.900002

200

65.900002

200

65.900002

200

65.900002

200

65.900002

200

65.900002

200

65.900002

200

65.900002

200

65.900002

200

65.480003

200

65.5

200

65.5

200

66.629997

196

65.900002

194

65.5

189

65.989998

184

65.989998

176

65.489998

176

65.489998

176

65.830002

174

65.839996

169

67.300003

162

66.349999

153

65.5

153

65.5

153

65.5

153

65.5

153

65.5

153

65.5

153

65.5

153

65.5

153

65.5

153

65.5

153

65.57

153

65.510002

153

65.540001

153

65.550003

153

65.550003

153

65.550003

153

65.550003

153

65.550003

153

65.550003

153

65.540001

153

65.5

153

65.550003

153

65.550003

153

65.540001

153

65.5

153

65.550003

153

65.5

153

65.5

153

65.5

153

65.5

153

65.5

153

65.43

153

65.5

153

65.5

153

65.5

153

65.339996

153

65.279999

153

65.339996

152

65.900002

152

65.900002

152

66.010002

152

66.010002

152

66.010002

152

66.010002

152

66.010002

152

66.010002

152

66.010002

152

66.010002

152

66.010002

152

66.010002

152

65.970001

152

65.910004

152

66

152

66

152

66

152

66

152

66

152

66

152

66

152

66

152

66

152

66.010002

152

66.010002

152

66.010002

152

66.010002

152

66.050003

152

66.019997

152

66.019997

152

66.019997

152

66.010002

152

66.019997

152

66.010002

152

66.010002

152

66.010002

152

66.010002

152

66.019997

152

66.010002

152

66.010002

152

66.010002

152

66.010002

152

66.010002

152

66.010002

152

66.010002

152

66.010002

152

66.010002

152

66.010002

152

66.010002

152

66.010002

152

66.010002

152

66.010002

152

66.010002

152

66.010002

152

66.019997

152

66.010002

152

66.010002

152

66.010002

152

66.010002

152

66.010002

152

66.010002

152

66.010002

152

66.010002

152

66.010002

152

66.010002

152

66.010002

152

66.010002

152

66.010002

152

66.010002

152

66.010002

152

66.010002

152

66.010002

152

66.010002

152

66.010002

152

66.010002

152

66.010002

152

66.019997

152

66.010002

152

66.019997

152

66.019997

152

66.010002

152

66.010002

152

66.010002

152

66.010002

152

66.019997

152

66.010002

152

66.010002

152

66.010002

152

66.010002

152

66.010002

152

66.010002

152

66.010002

152

66.010002

152

66.010002

152

66.010002

152

66.010002

152

66.010002

152

66.010002

152

66.010002

152

66.010002

152

66.010002

152

65.949997

152

66.010002

152

66.010002

152

66.010002

152

66.010002

152

65.949997

152

65.949997

152

65.949997

152

65.949997

152

65.910004

152

66.010002

152

65.919998

152

65.919998

152

65.910004

152

65.910004

152

65.949997

152

65.910004

152

65.900002

152

65.919998

152

65.900002

152

65.900002

152

65.900002

152

65.900002

152

65.900002

152

65.900002

152

65.900002

152

65.900002

152

65.900002

152

65.900002

152

65.879997

152

65.900002

152

65.900002

152

65.900002

152

65.900002

152

65.900002

152

65.900002

152

65.879997

152

65.879997

152

65.879997

152

65.879997

152

65.879997

152

65.879997

152

65.879997

152

65.879997

152

65.879997

152

65.879997

152

65.879997

152

65.879997

152

65.879997

152

65.900002

152

65.879997

152

65.879997

152

65.879997

152

65.900002

152

65.940002

152

65.970001

152

65.910004

152

65.940002

152

66.019997

152

65.910004

152

65.93

152

65.93

152

65.93

152

65.93

152

65.93

152

65.910004

152

65.910004

152

65.910004

152

65.93

152

65.93

152

65.93

152

65.910004

152

66

152

65.849999

152

65.849999

152

65.849999

152

65.849999

152

65.849999

152

65.849999

152

65.870003

152

65.870003

152

65.919998

152

65.75

152

65.75

152

65.75

152

65.75

152

65.790001

152

65.800003

152

65.800003

152

65.879997

152

65.879997

152

65.970001

152

66.019997

152

65.760002

152

65.760002

152

65.760002

152

65.760002

152

65.900002

152

65.900002

152

65.900002

152

65.82

152

65.82

152

65.82

152

65.82

152

65.82

152

65.82

152

65.849999

151

66.279999

151

66.050003

151

66.050003

151

66.019997

151

66.050003

151

66.050003

151

66.110001

151

66.089996

151

66.099999

151

66.099999

151

66.129997

151

65.82

151

65.839996

151

65.690002

151

65.709999

151

65.839996

151

65.839996

151

65.839996

151

65.839996

151

65.839996

150

65.900002

150

65.830002

150

66.620003

150

66.620003

150

66.620003

150

66.589996

150

66.589996

150

66.510002

150

66.510002

150

66.559998

150

66.510002

150

65.849999

149

66.589996

149

66.019997

149

67.139999

149

67.139999

149

67.139999

149

67.139999

149

67.139999

149

67.139999

149

67.139999

148

65.849999

148

65.879997

147

65.900002

143

65.900002

143

66.279999

142

66.019997

142

65.93

141

67.330002

140

65.949997

140

65.879997

140

65.879997

140

66.080002

140

65.510002

140

65.739998

139

65.5

139

65.5

138

66.099999

137

66.010002

137

65.910004

137

66.099999

137

65.75

137

65.839996

135

66.010002

135

66.010002

135

65.57

133

67.510002

133

65.849999

132

66.010002

132

65.870003

132

65.57

131

65.910004

131

65.769997

130

65.910004

129

65.830002

129

67.139999

128

66.699997

128

67.099999

128

65.870003

127

67.32

127

66.010002

126

65.849999

125

66.110001

124

66.559998

124

65.910004

123

65.550003

122

65.5

122

65.949997

122

65.940002

122

65.5

121

66.279999

121

65.849999

121

65.93

120

65.32

120

65.93

117

66.019997

115

65.93

114

66.629997

113

65.480003

112

66.010002

112

65.919998

112

65.910004

110

66

108

66.010002

108

65.800003

107

65.879997

106

65.910004

105

66.010002

105

65.910004

105

65.989998

104

67.32

103

65.5

103

66.279999

103

66.080002

103

65.5

102

65.339996

101

67.099999

101

65.910004

101

66.089996

100

67.290001

100

66.150002

100

65.669998

100

66

100

65.949997

100

65.879997

100

65.769997

100

65.769997

99

65.910004

99

65.809998

98

65.940002

97

66.010002

97

65.940002

96

67.019997

96

65.68

95

65.82

95

65.550003

93

66.559998

93

65.800003

92

67.290001

91

65.900002

90

65.970001

90

65.540001

89

66.010002

89

65.910004

89

66.110001

86

65.93

85

65.860001

85

65.860001

84

65.879997

84

65.900002

83

66.559998

83

67.139999

83

65.760002

82

65.940002

82

65.849999

81

65.5

81

65.940002

81

65.849999

81

65.5

81

65.279999

80

67.019997

80

65.510002

79

66.080002

77

65.910004

76

67.099999

76

66.110001

75

65.849999

73

67.099999

73

65.849999

72

66.080002

72

65.830002

71

65.940002

70

65.900002

70

65.870003

70

65.339996

70

65.900002

69

67.019997

68

65.82

67

65.410004

66

65.93

65

65.970001

65

67.139999

64

66.019997

63

65.900002

62

66.010002

62

65.940002

62

65.93

61

65.900002

60

65.309998

59

65.910004

59

65.93

58

65.860001

58

65.669998

58

66.010002

58

66.559998

58

65.849999

58

65.550003

58

65.919998

57

65.5

56

66.050003

56

66.019997

56

65.879997

54

65.93

53

67.019997

53

65.910004

52

66.160004

51

66.589996

51

65.879997

50

65.309998

49

66.010002

49

66

48

65.919998

47

66.010002

47

65.910004

47

65.919998

47

65.370003

46

65.510002

44

66.279999

44

66.510002

44

65.910004

43

65.879997

43

66.110001

42

65.910004

40

66.010002

40

66.019997

39

65.879997

39

65.830002

38

65.5

38

66.629997

38

66.629997

38

66.010002

37

66.139999

37

66.019997

36

66.010002

35

66.010002

35

66.010002

35

65.949997

35

67.099999

34

65.900002

34

65.800003

34

65.510002

33

65.510002

32

66.010002

32

65.900002

31

66.010002

31

65.849999

31

66

31

65.510002

30

65.480003

30

65.5

30

65.900002

30

65.900002

30

65.910004

30

66.139999

30

65.93

30

65.550003

30

65.5

29

65.900002

29

65.910004

29

65.800003

28

65.809998

28

65.839996

27

66.589996

27

66.559998

27

65.900002

27

65.910004

27

65.82

26

66.559998

26

66.010002

24

66.019997

23

66.099999

22

66.309998

22

65.910004

22

65.93

22

65.919998

22

65.769997

21

65.949997

21

65.900002

21

65.57

21

65.339996

21

65.339996

20

66.559998

20

66.019997

20

65.879997

20

65.910004

20

66.099999

20

65.870003

20

65.510002

19

65.879997

19

65.879997

19

67.150002

19

65.93

18

67.25

18

65.879997

18

65.940002

18

65.550003

18

66.005554

17

65.669998

17

66.010002

17

66.050003

16

65.82

15

65.669998

15

66.110001

15

66.010002

15

65.910004

15

65.75

15

65.769997

15

65.769997

15

66.050003

14

65.5

14

66.559998

14

65.910004

14

67.019997

14

65.910004

14

65.93

14

66.099999

14

65.5

13

67.099999

13

65.510002

12

66.010002

12

65.900002

12

65.879997

12

65.879997

12

66.099999

12

65.940002

11

67.32

11

66.019997

11

65.949997

11

65.919998

11

66.080002

11

65.82

11

65.900002

10

67.300003

10

67.300003

10

65.900002

10

65.910004

10

65.75

10

65.769997

10

66.040001

10

65.5

9

66.110001

9

65.889999

9

65.790001

9

66.139999

9

66.019997

9

65.849999

8

67.239998

8

65.919998

8

66.010002

8

66.099999

8

66.080002

8

65.910004

8

65.5

7

66.160004

7

66.589996

7

65.949997

7

65.910004

7

66.080002

7

65.910004

7

65.900002

7

65.510002

6

66.559998

6

66.510002

6

66.019997

6

65.919998

6

65.43

5

66.110001

4

66.279999

4

66.010002

4

65.849999

4

65.879997

4

65.900002

4

66.110001

4

65.910004

4

66.099999

4

65.910004

3

66.279999

3

66.019997

3

65.849999

3

65.32

3

65.510002

2

66.080002

2

66.160004

2

67.510002

2

66.080002

2

66.099999

2

65.93

2

65.919998

2

65.910004

2

65.93

2

65.989998

2

65.339996

2

65.510002

1

66.290001

1

66.620003

1

66.559998

1

66.589996

1

66.019997

1

67.139999

1

65.919998

1

65.900002

1

65.879997

1

65.910004

1

66.110001

1

66.080002

1

65.910004

1

65.910004

1

65.910004

1

66.099999

1

66.099999

1

65.860001

1

65.870003

1

65.790001

1

65.769997

1

65.940002

1

66.129997

1

66.040001

1

65.82

1

65.330002

1

65.809998

Total

300,042

Sales

Number of securities

Price per unit (Note 4)

AUD (unless stated)

-1

67.139999

-1

66.620003

-1

66.559998

-1

66.589996

-1

66.290001

-1

66.019997

-1

65.919998

-1

65.790001

-1

65.769997

-1

65.940002

-1

66.040001

-1

65.82

-1

65.900002

-1

65.879997

-1

65.910004

-1

65.910004

-1

66.110001

-1

66.080002

-1

65.910004

-1

65.910004

-1

66.099999

-1

66.099999

-1

65.860001

-1

65.870003

-1

66.129997

-1

65.330002

-1

65.809998

-2

66.080002

-2

66.099999

-2

65.93

-2

65.93

-2

65.919998

-2

65.910004

-2

65.989998

-2

65.339996

-2

65.510002

-3

66.279999

-3

66.019997

-3

65.849999

-3

65.32

-3

65.510002

-4

66.279999

-4

66.010002

-4

65.849999

-4

65.879997

-4

65.900002

-4

66.110001

-4

65.910004

-4

66.099999

-4

65.910004

-5

66.110001

-6

66.559998

-6

66.510002

-6

66.019997

-6

65.919998

-6

65.43

-7

70.989998

-7

66.589996

-7

65.949997

-7

65.900002

-7

65.910004

-7

66.080002

-7

65.910004

-7

65.510002

-8

66.010002

-8

65.919998

-8

65.800003

-8

65.910004

-8

66.099999

-8

66.080002

-8

65.5

-9

65.790001

-9

66.019997

-9

65.849999

-9

66.110001

-9

65.889999

-9

66.139999

-10

65.75

-10

65.769997

-10

66.040001

-10

65.910004

-10

65.5

-11

66.019997

-11

65.949997

-11

65.919998

-11

65.82

-11

66.080002

-11

65.900002

-12

66.010002

-12

65.900002

-12

65.879997

-12

65.879997

-12

66.099999

-12

65.940002

-13

67.099999

-13

65.510002

-14

67.019997

-14

66.559998

-14

65.910004

-14

65.910004

-14

65.93

-14

66.099999

-14

65.5

-15

66.110001

-15

66.010002

-15

65.800003

-15

65.75

-15

65.769997

-15

65.769997

-15

66.050003

-15

65.910004

-16

65.82

-17

66.010002

-17

66.050003

-18

65.879997

-18

65.940002

-18

65.550003

-18

66.029999

-19

67.150002

-19

65.879997

-19

65.879997

-19

65.93

-20

66.559998

-20

66.019997

-20

65.879997

-20

65.910004

-20

66.099999

-20

65.870003

-20

65.510002

-21

65.949997

-21

65.900002

-21

65.57

-21

65.339996

-21

65.339996

-22

66.309998

-22

65.910004

-22

65.769997

-22

65.93

-22

65.919998

-23

66.099999

-24

66.019997

-26

66.559998

-26

66.010002

-27

66.589996

-27

66.559998

-27

65.82

-27

65.900002

-27

65.910004

-28

65.809998

-28

65.839996

-29

65.800003

-29

65.900002

-29

65.910004

-30

65.910004

-30

66.139999

-30

65.93

-30

65.550003

-30

65.5

-31

66.010002

-31

66

-31

65.849999

-31

65.510002

-32

66.010002

-32

65.900002

-33

65.510002

-34

65.800003

-34

65.510002

-35

67.099999

-35

66.010002

-35

66.010002

-35

65.949997

-36

66.010002

-37

70.989998

-37

66.019997

-37

66.139999

-38

66.629997

-38

66.629997

-38

66.010002

-39

65.879997

-39

65.830002

-40

66.010002

-40

66.019997

-42

65.910004

-43

65.879997

-43

66.110001

-44

66.510002

-44

66.279999

-44

65.910004

-46

65.510002

-47

66.010002

-47

65.919998

-47

65.910004

-47

65.370003

-48

65.919998

-49

66.010002

-49

66

-50

65.800003

-50

65.309998

-51

66.589996

-51

65.879997

-53

67.019997

-53

65.910004

-54

65.93

-56

66.050003

-56

66.019997

-56

65.879997

-57

65.5

-58

66.559998

-58

66.010002

-58

65.849999

-58

65.550003

-58

65.860001

-59

65.910004

-59

65.93

-60

65.309998

-62

66.010002

-62

65.940002

-62

65.93

-63

65.900002

-64

66.019997

-65

67.139999

-65

65.970001

-66

65.93

-67

70.989998

-67

65.900002

-68

65.82

-69

67.019997

-70

65.900002

-70

65.900002

-70

65.870003

-70

65.339996

-70

65.900002

-71

65.940002

-72

67.309998

-72

66.080002

-72

65.830002

-73

67.099999

-73

65.849999

-75

65.849999

-76

67.099999

-76

66.110001

-77

65.910004

-79

66.080002

-80

67.019997

-80

65.510002

-81

65.940002

-81

65.849999

-81

65.5

-81

65.279999

-82

65.940002

-82

65.849999

-83

67.139999

-83

66.559998

-83

65.760002

-84

65.879997

-84

65.900002

-85

65.860001

-86

65.93

-89

66.010002

-89

65.910004

-89

66.110001

-90

65.970001

-90

65.540001

-91

65.900002

-93

66.559998

-93

65.800003

-95

65.82

-95

65.550003

-96

67.019997

-96

65.68

-97

66.010002

-97

65.940002

-98

65.940002

-99

65.910004

-99

65.809998

-100

70.989998

-100

66

-100

65.949997

-100

65.769997

-100

65.769997

-100

65.879997

-101

67.099999

-101

65.910004

-101

66.089996

-102

65.339996

-103

66.279999

-103

66.080002

-103

65.5

-105

66.010002

-105

65.910004

-105

65.989998

-106

65.910004

-107

65.879997

-108

66.010002

-108

65.800003

-110

66

-112

70.989998

-112

66.010002

-112

65.919998

-112

65.910004

-114

66.629997

-115

65.93

-117

66.019997

-120

65.32

-120

65.93

-121

66.279999

-121

65.849999

-121

65.93

-122

65.949997

-122

65.940002

-122

65.5

-123

65.550003

-124

66.559998

-124

65.910004

-125

66.110001

-126

65.849999

-127

66.010002

-128

66.699997

-128

67.099999

-128

65.870003

-129

67.139999

-130

65.910004

-131

65.769997

-131

65.910004

-132

66.010002

-132

65.870003

-132

65.57

-133

65.849999

-135

66.010002

-135

66.010002

-135

65.57

-137

66.010002

-137

65.75

-137

65.910004

-137

66.099999

-137

65.839996

-138

66.099999

-139

65.5

-140

65.949997

-140

65.879997

-140

65.879997

-140

66.080002

-140

65.510002

-140

65.739998

-142

66.019997

-142

65.93

-143

66.279999

-148

65.849999

-148

65.879997

-149

67.139999

-149

67.139999

-149

67.139999

-149

67.139999

-149

67.139999

-149

67.139999

-149

67.139999

-149

66.589996

-149

66.019997

-150

65.900002

-150

66.620003

-150

66.620003

-150

66.620003

-150

66.589996

-150

66.589996

-150

66.559998

-150

66.510002

-150

66.510002

-150

66.510002

-150

65.849999

-151

66.279999

-151

66.050003

-151

66.050003

-151

66.050003

-151

66.019997

-151

65.82

-151

66.050003

-151

66.110001

-151

66.089996

-151

66.099999

-151

66.099999

-151

66.129997

-151

65.690002

-151

65.839996

-151

65.839996

-151

65.839996

-151

65.709999

-151

65.839996

-151

65.839996

-151

65.839996

-152

66

-152

66

-152

66

-152

66

-152

66

-152

66

-152

66

-152

66

-152

66

-152

66.010002

-152

66.010002

-152

66.010002

-152

66.010002

-152

66.010002

-152

66.010002

-152

66.010002

-152

66.010002

-152

66.010002

-152

66.010002

-152

66.010002

-152

66.010002

-152

66.050003

-152

66.019997

-152

66.019997

-152

66.019997

-152

66.010002

-152

66.010002

-152

66.010002

-152

66.010002

-152

66.010002

-152

66.010002

-152

66.010002

-152

66.010002

-152

66.010002

-152

66.010002

-152

66.010002

-152

66.019997

-152

66.019997

-152

66.019997

-152

66.010002

-152

66.010002

-152

66.010002

-152

66.010002

-152

66.010002

-152

66.010002

-152

66.010002

-152

66.010002

-152

66.010002

-152

66.010002

-152

66.010002

-152

66.010002

-152

66.010002

-152

66.010002

-152

66.010002

-152

66.010002

-152

66.010002

-152

66.010002

-152

66.010002

-152

66.010002

-152

66.010002

-152

66.010002

-152

66.010002

-152

66.010002

-152

66.010002

-152

66.010002

-152

66.010002

-152

66.010002

-152

66.010002

-152

66.010002

-152

66.010002

-152

66.010002

-152

66.010002

-152

66.010002

-152

66.010002

-152

66.010002

-152

66.010002

-152

66.010002

-152

66.019997

-152

66.010002

-152

66.010002

-152

66.010002

-152

66.010002

-152

66.010002

-152

66.010002

-152

66.019997

-152

66.010002

-152

66.010002

-152

66.010002

-152

66.010002

-152

66.010002

-152

66.010002

-152

66.019997

-152

66.010002

-152

66.010002

-152

66.010002

-152

66.010002

-152

66.010002

-152

66.010002

-152

66.010002

-152

66.010002

-152

66.010002

-152

66.019997

-152

65.949997

-152

65.949997

-152

65.970001

-152

65.949997

-152

65.949997

-152

65.949997

-152

65.949997

-152

65.910004

-152

65.910004

-152

65.919998

-152

65.919998

-152

65.919998

-152

65.910004

-152

65.910004

-152

65.910004

-152

65.900002

-152

65.900002

-152

65.75

-152

65.75

-152

65.75

-152

65.75

-152

65.790001

-152

65.760002

-152

65.760002

-152

65.760002

-152

65.760002

-152

65.800003

-152

65.800003

-152

65.879997

-152

65.879997

-152

65.970001

-152

66.019997

-152

65.900002

-152

65.900002

-152

65.900002

-152

65.82

-152

65.82

-152

65.82

-152

65.82

-152

65.82

-152

65.82

-152

65.849999

-152

65.879997

-152

65.900002

-152

65.900002

-152

65.900002

-152

65.900002

-152

65.900002

-152

65.900002

-152

65.900002

-152

65.900002

-152

65.900002

-152

65.900002

-152

65.900002

-152

65.900002

-152

65.900002

-152

65.900002

-152

65.900002

-152

65.879997

-152

65.879997

-152

65.879997

-152

65.879997

-152

65.879997

-152

65.879997

-152

65.879997

-152

65.879997

-152

65.879997

-152

65.879997

-152

65.879997

-152

65.879997

-152

65.879997

-152

65.879997

-152

65.879997

-152

65.879997

-152

65.900002

-152

65.900002

-152

65.940002

-152

65.940002

-152

65.910004

-152

65.910004

-152

65.910004

-152

65.970001

-152

66.019997

-152

65.93

-152

65.93

-152

65.93

-152

65.93

-152

65.93

-152

65.93

-152

65.93

-152

65.93

-152

65.910004

-152

65.910004

-152

65.910004

-152

66

-152

65.849999

-152

65.849999

-152

65.849999

-152

65.849999

-152

65.849999

-152

65.849999

-152

65.870003

-152

65.870003

-152

65.919998

-153

65.57

-153

65.510002

-153

65.540001

-153

65.540001

-153

65.550003

-153

65.550003

-153

65.550003

-153

65.550003

-153

65.550003

-153

65.550003

-153

65.550003

-153

65.550003

-153

65.550003

-153

65.540001

-153

65.5

-153

65.5

-153

65.5

-153

65.5

-153

65.5

-153

65.5

-153

65.5

-153

65.5

-153

65.5

-153

65.5

-153

65.43

-153

65.339996

-153

65.279999

-153

65.339996

-174

65.839996

-175

65.900002

-176

65.489998

-176

65.489998

-176

65.830002

-184

65.989998

-189

65.989998

-194

65.5

-200

70.989998

-200

70.989998

-200

66.629997

-210

65.330002

-220

65.32

-220

65.32

-220

65.32

-221

65.870003

-233

65.629997

-250

65.190002

-250

66.699997

-250

65.68

-250

65.839996

-250

65.839996

-251

65.660004

-253

65.900002

-266

67.309998

-266

66

-276

65.900002

-277

65.900002

-311

65.349999

-315

66

-316

66

-334

65.349999

-344

66.699997

-362

65.900002

-379

66.650002

-386

66.650002

-400

65.900002

-422

65.400002

-427

66.629997

-428

65.93

-470

65.349999

-477

65.900002

-492

65.5

-511

65.349999

-565

65.900002

-574

65.900002

-589

65.870003

-600

65.900002

-600

65.900002

-613

65.839996

-635

65.93

-644

65.32

-655

66.699997

-660

65.93

-667

65.93

-683

65.790001

-698

65.849999

-707

67

-766

65.349999

-806

65.5

-877

65.900002

-963

66.150002

-1000

65.900002

-1000

65.93

-1091

66

-1135

65.839996

-1168

65.900002

-1298

65.349999

-1318

66.629997

-1466

66

-1500

67.699997

-1517

65.93

-1579

66.699997

-2162

67.300003

-2236

66.699997

-2386

67.599999

-2473

65.900002

-2988

65.900002

-9771

68

-25000

67.330002

Total

145,752

 (b) Derivatives transactions (other than options)

Product name, 

e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

(C = call option;

 P = put option)

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise

Price (AUD) 

Type, e.g. American, European etc.

Expiry 

date

Option money

paid/received per unit (AUD) (Note 4) 

Call Option

Selling

920

60.0000

European

20090326

2.2500

(ii) Exercising

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 4)

Call Option

4,000

65.0000

(d) Other dealings (including new securities) (Note 3)

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

NONE

Is a Supplemental Form 38.5(b) attached? (Note 8) YES

Date of disclosure

20 November 2008

Contact name

Pavla Trskova

Telephone number

02890 409544

Name of offeree/offeror with which connected

BHP Billiton plc

Nature of connection (Note 9)

Corporate Broker/Financial Advisor

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

SUPPLEMENTAL FORM 38.5(b)

DETAILS OF OPEN POSITIONS 

(This form should be attached to Form 38.5(b))

OPEN POSITIONS (Note 1)

Product name,

e.g. call option

Written or purchased

Number of securities to which the option or derivative relates

Exercise price (Note 2)

Type, e.g. American, European etc.

Expiry date

P

purchased

90000

72

A

20081218

P

purchased

80000

37.6132

E

20091001

P

purchased

50979

77.94

E

20100219

P

purchased

40000

38.5842

E

20091201

P

purchased

29000

78.5

E

20110630

P

purchased

24000

43.3704

E

20100628

P

purchased

20000

43.3704

E

20100628

P

purchased

20000

89

E

20100809

P

purchased

19000

77.8

E

20090630

P

purchased

10000

95.75

E

20100629

P

purchased

10000

138.11

E

20120416

P

purchased

6789

77.2

E

20110627

P

purchased

6646

75.22

E

20100524

P

purchased

6646

82.55

E

20100517

P

purchased

6415

95.75

E

20100628

P

purchased

6415

95.7

E

20120905

P

purchased

6268

98.22

E

20120912

P

purchased

5808

78.5

E

20110630

P

purchased

5428

78.5

E

20110630

P

purchased

5270

78.46

A

20090924

P

purchased

5000

75

A

20111222

P

purchased

5000

110

A

20081218

P

purchased

5000

68.66

A

20090924

C

purchased

5000

85

A

20090226

P

purchased

5000

80

A

20111222

P

purchased

5000

122

A

20081218

P

purchased

5000

72

A

20081218

C

purchased

4886

74

A

20090326

P

purchased

4850

64

A

20090625

P

purchased

4420

84

A

20081218

C

purchased

4320

75

A

20090326

P

purchased

3801

121

A

20081127

C

purchased

3016

76

A

20090326

C

purchased

3000

75

A

20081218

C

purchased

2994

86

A

20081127

C

purchased

2988

90

A

20081218

P

purchased

2722

68

A

20101223

P

purchased

2591

110

A

20090625

P

purchased

2591

60

A

20090326

C

purchased

2248

78.46

A

20090924

C

purchased

2000

88

A

20081218

C

purchased

2000

94

A

20081127

C

purchased

2000

77

A

20090326

C

purchased

1976

104

A

20090226

P

purchased

1936

77

A

20111222

P

written

1917

74

A

20081218

P

written

1370

65

A

20081127

P

written

1352

71

A

20081127

P

written

1273

82

A

20090326

P

written

1273

50

A

20090326

P

written

1188

69

A

20081127

C

written

1152

85

A

20090326

C

written

1152

86

A

20090326

C

written

1152

69

A

20081127

C

written

1152

90

A

20081127

P

written

1132

50

A

20081218

C

written

1000

82

A

20081127

C

written

1000

100

A

20081218

P

written

1000

70

A

20101223

P

written

1000

130

A

20081218

C

written

873

85

A

20111222

C

written

869

122

A

20081218

C

written

725

95

A

20090326

P

written

561

141.69

A

20130627

C

written

561

56.89

A

20090924

P

written

514

129.41

A

20121220

P

written

514

128.75

A

20130228

P

written

464

127.31

A

20130228

P

written

464

124.35

A

20130228

P

written

422

143.31

A

20130627

P

written

422

141.79

A

20110630

P

written

405

141.69

A

20110630

P

written

400

139.04

A

20130627

P

written

392

141.75

A

20130627

P

written

388

139.59

A

20130627

P

written

388

130.34

A

20121220

P

written

365

128.71

A

20110224

P

written

332

92.66

A

20110728

P

written

332

93.6

A

20110728

P

written

330

94.02

A

20110728

P

written

302

131.2

A

20130328

P

written

302

140.36

A

20130627

P

written

296

78.5

E

20110630

P

written

290

78.5

E

20110630

P

written

290

78.5

E

20110630

P

written

268

78.5

E

20110630

P

written

266

98.22

E

20120912

P

written

208

98.22

E

20120912

P

written

208

95.7

E

20120905

P

written

203

95.7

E

20120905

P

written

203

94.08

A

20110728

P

written

191

135.22

A

20110412

C

written

191

65

A

20081127

P

written

191

95.75

E

20100628

P

written

191

95.75

E

20100628

P

written

177

135.38

A

20130725

P

written

160

82.55

E

20100517

P

written

159

82.55

E

20100517

P

written

141

136.18

A

20130627

P

written

138

75.22

E

20100524

P

written

117

75.22

E

20100524

P

written

115

137

A

20130328

P

written

107

77.2

E

20110627

P

written

99

77.2

E

20110627

C

written

90

75

E

20090924

P

written

88

131.14

A

20121011

P

written

88

131.96

A

20130205

P

written

87

98.1

A

20100625

P

written

81

138.11

E

20120416

P

written

79

138.11

E

20120416

P

written

78

95.75

E

20100629

P

written

77

95.75

E

20100629

P

written

71

77.8

E

20090630

P

written

-70

77.8

E

20090630

C

written

-191

60

E

20090326

P

written

-191

89

E

20100809

P

written

-203

89

E

20100809

P

written

-208

138

A

20130228

P

written

-270

89.4361

A

20110207

P

written

-290

137.5

A

20130725

C

written

-302

88

E

20091215

P

written

-332

83.22

A

20111007

P

written

-388

43.3704

E

20100628

P

written

-391

43.3704

E

20100628

P

written

-422

43.3704

E

20100628

P

written

-464

43.3704

E

20100628

C

written

-514

95

A

20081218

P

written

-561

105.3

A

20110523

C

written

-945

59.227

A

20130627

P

written

-1000

78.5

E

20110630

P

written

-1152

78.5

E

20110630

P

written

-1152

153.6

A

20130107

P

written

-1174

85.0735

A

20110228

C

written

-1232

105

E

20090326

C

written

-1273

80

E

20090423

P

written

-1805

99.8

A

20110428

P

written

-2200

174.48

A

20130521

P

written

-2491

160.932

A

20121128

P

written

-2591

73.8533

A

20101229

C

written

-3140

85

A

20100623

P

written

-3348

38.5842

E

20091201

P

written

-5000

38.5842

E

20091201

P

written

-5000

119

A

20120711

P

written

-5000

164.66

A

20121227

P

written

-5000

85.04

A

20110328

P

written

-5000

115.61

A

20120613

C

written

-5000

110

A

20081218

C

written

-6000

66

E

20091215

P

written

-6415

96.12

A

20110623

P

written

-6646

110

E

20090326

C

written

-8000

95

E

20090326

P

written

-10000

99.12

A

20120425

P

written

-10800

88.07

A

20110623

P

written

-12000

109.19

A

20120530

P

written

-12000

97.272

A

20120828

P

written

-13737

119.75

A

20120628

P

written

-14000

92.64

A

20110624

P

written

-20000

116.82

A

20120711

P

written

-24000

88.6

A

20120327

P

written

-26309

77.94

E

20100219

P

written

-33000

77.94

E

20100219

P

written

-44000

37.6132

E

20091001

P

written

-50000

37.6132

E

20091001

P

written

-50000

94.91

A

20110623

C

written

-61000

64

A

20090619

P

written

-75000

100

E

20081218

P

written

-87000

72

A

20081218

C

written

-90000

58.592

A

20120628

P

written

-90000

74.25

E

20110727

P

written

-178000

56.1501

A

20101011

C

written

-449640

145

E

20081218

C

written

-468000

135

E

20081218

C

written

-685200

115

E

20090326

C

written

-999720

115

E

20081218

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.  Full details of any existing agreements to purchase or to sell should also be given on this form.  

2. For all prices and other monetary amounts, the currency must be stated.

For details of the Code's dealing disclosure requirements, see Rules 8 and 38.5 and their Notes which can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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