25th Jul 2008 10:36
FORM 38.5 (SUMMARY) |
Lodge with Company Announcements Office and the Panel. Use a separate form for each class of |
securities in which dealings have been made. |
CONNECTED EXEMPT PRINCIPLE TRADER: |
DISCLOSURE UNDER RULE 38.5 OF THE CITY CODE ON TAKEOVERS AND |
Name of EPT |
Merrill Lynch International |
Date of disclosure |
25 July 2008 |
Date of dealing |
24 July 2008 |
Telephone number |
020 7996 2121 |
Please see attached disclosure of dealings under Rule 38.5 in the securities of the following |
24 July 2008 |
Taylor Nelson Sofres Plc - Common |
Informa Plc - Common |
BHP Billiton Plc - Common |
Alliance & Leicester Plc - Common |
AMENDMENT |
state which element(s) of previous disclosure was incorrect: |
In the case of option business or dealings in derivatives full details should be given on a separate sheet |
so that the nature of the dealings can be fully understood. For options this should include the number |
of securities under option, the exercise period (or in the case of exercise, the exercise date), the |
exercise price and any option money paid or received. For derivatives this should include, at least, the |
number of reference securities to which they relate (when relevant), the maturity date (or if applicable |
the closing out date) and the reference price. |
For full details of disclosure requirements see Rules 8 and 38 of the Code. If in doubt contact the |
Monitoring Section of the Panel, Tel. No:0207 638 0129 |
FORM 38.5 |
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
(Rule 38.5 of The City Code on Takeovers and Mergers) |
1. KEY INFORMATION |
Name of exempt principal trader |
Merrill Lynch International |
Company dealt in |
Alliance & Leicester Plc |
Class of relevant security to which the |
Common |
dealings being disclosed relate |
Date of dealing |
24/07/2008 |
2. DEALINGS |
(a) Purchases and sales |
Total number of securities |
Highest price paid |
Lowest price paid |
purchased |
678,791 |
GBP 3.52 |
GBP 3.34 |
Total number of securities sold |
Highest price received |
Lowest price received |
831,420 |
GBP 3.53 |
GBP 3.42 |
(b) Derivatives transactions (other than options) |
Product name, |
Short/Long |
Number of securities |
Price per unit |
eg. CFD |
Long Swap |
LONG |
36,630 |
GBP 3.45 |
Product name, |
Short/Long |
Number of securities |
Price per unit |
eg. CFD |
Short Swap |
SHORT |
281 |
GBP 3.48 |
Short Swap |
SHORT |
1,088 |
GBP 3.44 |
Short Swap |
SHORT |
7,000 |
GBP 3.45 |
Short Swap |
SHORT |
25,200 |
GBP 3.44 |
Short Swap |
SHORT |
25,577 |
GBP 3.44 |
Short Swap |
SHORT |
261,678 |
GBP 3.48 |
(c) Options transactions in respect of existing securities |
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
selling, |
securities under |
price |
American, |
date |
money |
eg call option |
purchasing, |
option |
European etc |
paid/received |
varying etc. |
per unit |
(ii) Exercising |
Product name |
Number of securities under |
Exercise price |
eg call option |
option |
3. OTHER INFORMATION |
Agreements, arrangements or understandings relating to options or derivatives |
Full details of any agreement, arrangement or understanding between the person disclosing and any |
other person relating to the voting rights of any relevant securities under any option referred to on this |
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
any derivative referred to on this form is referenced. If none, this should be stated. |
NONE |
Date of disclosure |
25/07/2008 |
Contact name |
Louise Howard |
Telephone number |
+44 20 7996 2121 |
Name of offeree/offeror with whom connected |
Banco Santander SA. |
Nature of connection # |
Advisor |
FORM 38.5 |
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
(Rule 38.5 of The City Code on Takeovers and Mergers) |
1. KEY INFORMATION |
Name of exempt principal trader |
Merrill Lynch International |
Company dealt in |
BHP Billiton Plc |
Class of relevant security to which the |
Common |
dealings being disclosed relate |
Date of dealing |
24/07/2008 |
2. DEALINGS |
(a) Purchases and sales |
Total number of securities |
Highest price paid |
Lowest price paid |
purchased |
2,174,676 |
GBP 16.13 |
GBP 15.40 |
Total number of securities sold |
Highest price received |
Lowest price received |
2,114,736 |
GBP 16.15 |
GBP 15.37 |
(b) Derivatives transactions (other than options) |
Product name, |
Short/Long |
Number of securities |
Price per unit |
eg. CFD |
Long Swap |
LONG |
4,606 |
GBP 15.52 |
Long Swap |
LONG |
16 |
GBP 15.94 |
Long Swap |
LONG |
7,995 |
GBP 15.94 |
Long Swap |
LONG |
7,417 |
GBP 15.94 |
Long Swap |
LONG |
6,601 |
GBP 15.52 |
Long Swap |
LONG |
5,976 |
GBP 15.68 |
Long Swap |
LONG |
20,000 |
GBP 15.93 |
Long Swap |
LONG |
5,000 |
GBP 16.07 |
Long Swap |
LONG |
26,613 |
GBP 15.94 |
Long Swap |
LONG |
2,883 |
GBP 15.52 |
Long Swap |
LONG |
1,926 |
GBP 15.52 |
Long Swap |
LONG |
1,579 |
GBP 15.71 |
Long Swap |
LONG |
1,488 |
GBP 15.52 |
Long Swap |
LONG |
1,322 |
GBP 15.52 |
Long Swap |
LONG |
31 |
GBP 15.52 |
Long Swap |
LONG |
5,573 |
GBP 15.71 |
Long Swap |
LONG |
35,808 |
GBP 15.52 |
Long Swap |
LONG |
41,529 |
GBP 15.52 |
Long Swap |
LONG |
49,861 |
GBP 15.52 |
Long Swap |
LONG |
86,528 |
GBP 15.52 |
Long Swap |
LONG |
176,092 |
GBP 15.52 |
Long Swap |
LONG |
10,000 |
GBP 16.07 |
Product name, |
Short/Long |
Number of securities |
Price per unit |
eg. CFD |
Short Swap |
SHORT |
20,000 |
GBP 15.90 |
Short Swap |
SHORT |
21 |
GBP 15.90 |
Short Swap |
SHORT |
50 |
GBP 15.46 |
Short Swap |
SHORT |
4,650 |
GBP 15.91 |
Short Swap |
SHORT |
5,000 |
GBP 15.73 |
Short Swap |
SHORT |
10,000 |
GBP 15.73 |
Short Swap |
SHORT |
11,246 |
GBP 15.49 |
Short Swap |
SHORT |
4 |
GBP 15.97 |
Short Swap |
SHORT |
29,942 |
GBP 15.70 |
Short Swap |
SHORT |
10,646 |
GBP 15.46 |
(c) Options transactions in respect of existing securities |
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
selling, |
securities under |
price |
American, |
date |
money |
eg call option |
purchasing, |
option |
European etc |
paid/received |
varying etc. |
per unit |
(ii) Exercising |
Product name |
Number of securities under |
Exercise price |
eg call option |
option |
3. OTHER INFORMATION |
Agreements, arrangements or understandings relating to options or derivatives |
Full details of any agreement, arrangement or understanding between the person disclosing and any |
other person relating to the voting rights of any relevant securities under any option referred to on this |
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
any derivative referred to on this form is referenced. If none, this should be stated. |
NONE |
Date of disclosure |
25/07/2008 |
Contact name |
Louise Howard |
Telephone number |
+44 20 7996 2121 |
Name of offeree/offeror with whom connected |
BHP Billiton Plc |
Nature of connection # |
Advisor |
FORM 38.5(a) |
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITH |
RECOGNISED INTERMEDIARY STATUS DEALING IN CLIENT- |
SERVICING CAPACITY |
(Rule 38.5(a) of The City Code on Takeovers and Mergers) |
1. KEY INFORMATION |
Name of exempt principal trader |
Merrill Lynch International |
Company dealt in |
Taylor Nelson Sofres Plc |
Class of relevant security to which the |
Common |
dealings being disclosed relate |
Date of dealing |
24/07/2008 |
2. DEALINGS |
(a) Purchases and sales |
Total number of securities |
Highest price paid |
Lowest price paid |
purchased |
1,735,595 |
GBP 2.72 |
GBP 2.69 |
Total number of securities sold |
Highest price received |
Lowest price received |
1,693,027 |
GBP 2.72 |
GBP 2.69 |
(b) Derivatives transactions (other than options) |
Product name, |
Short/Long |
Number of securities |
Price per unit |
eg. CFD |
(c) Options transactions in respect of existing securities |
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option money |
selling, |
securities under |
price |
American, |
date |
eg call option |
purchasing, |
option |
European etc |
paid/received |
varying etc. |
per unit |
(ii) Exercising |
Product name |
Number of securities under |
Exercise price |
eg call option |
option |
3. OTHER INFORMATION |
Agreements, arrangements or understandings relating to options or derivatives |
Full details of any agreement, arrangement or understanding between the person disclosing and any |
other person relating to the voting rights of any relevant securities under any option referred to on this |
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
any derivative referred to on this form is referenced. If none, this should be stated. |
NONE |
Date of disclosure |
25/07/2008 |
Contact name |
Louise Howard |
Telephone number |
+44 20 7996 2121 |
Name of offeree/offeror with whom connected |
WPP Group Plc |
Nature of connection # |
Advisor |
FORM 38.5(a) |
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITH |
RECOGNISED INTERMEDIARY STATUS DEALING IN CLIENT- |
SERVICING CAPACITY |
(Rule 38.5(a) of The City Code on Takeovers and Mergers) |
1. KEY INFORMATION |
Name of exempt principal trader |
Merrill Lynch International |
Company dealt in |
Informa Plc |
Class of relevant security to which the |
Common |
dealings being disclosed relate |
Date of dealing |
24/07/2008 |
2. DEALINGS |
(a) Purchases and sales |
Total number of securities |
Highest price paid |
Lowest price paid |
purchased |
119,741 |
GBP 4.22 |
GBP 4.10 |
Total number of securities sold |
Highest price received |
Lowest price received |
204,855 |
GBP 4.22 |
GBP 4.10 |
(b) Derivatives transactions (other than options) |
Product name, |
Short/Long |
Number of securities |
Price per unit |
eg. CFD |
(c) Options transactions in respect of existing securities |
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option money |
selling, |
securities under |
price |
American, |
date |
eg call option |
purchasing, |
option |
European etc |
paid/received |
varying etc. |
per unit |
(ii) Exercising |
Product name |
Number of securities under |
Exercise price |
eg call option |
option |
3. OTHER INFORMATION |
Agreements, arrangements or understandings relating to options or derivatives |
Full details of any agreement, arrangement or understanding between the person disclosing and any |
other person relating to the voting rights of any relevant securities under any option referred to on this |
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
any derivative referred to on this form is referenced. If none, this should be stated. |
NONE |
Date of disclosure |
25/07/2008 |
Contact name |
Louise Howard |
Telephone number |
+44 20 7996 2121 |
Name of offeree/offeror with whom connected |
Informa Plc |
Nature of connection # |
Advisor |
Related Shares:
BHP GroupInforma