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EPT Disclosure

1st Jul 2008 12:41

RNS Number : 0292Y
Deutsche Bank AG
01 July 2008
 



FORM 38.5(a)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITH RECOGNISED INTERMEDIARY STATUS

DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(a) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader

Deutsche Bank AG London

 

Company dealt in

BHP Billiton Plc

 

Class of relevant security to which the dealings being disclosed relate (Note 1)

 

Ordinary

Date of dealing

30/06/2008

2. DEALINGS (Note 2)

(a) Purchases and sales

Total number of securities purchased

Highest price paid (Note 3)

GBP

Lowest price paid (Note 3)

GBP

1,486,682

19.26

18.88

Total number of securities sold

Highest price paid (Note 3)

GBP

Lowest price paid (Note 3)

GBP

734,961

18.27

18.55

(b) Derivatives transactions (other than options)

Product name, 

e.g. CFD

Long/short (Note 4)

Number of securities (Note 5)

Price per unit (Note 3)

GBP

CFD

Long

128,736

19.2

CFD

Long

76,967

18.9927

CFD

Long

56,625

18.95

CFD

Long

50,000

19.084089

CFD

Long

27,047

19.0833

CFD

Long

18,552

19.19808

CFD

Long

5,565

19.0164

CFD

Long

4,000

19.1962

CFD

Long

1,550

19.184245

CFD

Short

830,000

19.0333

CFD

Short

45,485

19.259466

CFD

Short

43,510

19.20576

CFD

Short

34,738

19.22717

CFD

Short

1,000

18.971897

CFD

Short

31

19.2

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 5)

Exercise

price 

Type, e.g. American, European etc.

Expiry 

Date

Option money

paid/received per unit (Note 3)

(ii) Exercising

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 3)

3. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Date of disclosure

01/07/2008

 

Contact name

Artie Movsesian

 

Telephone number

020 7545 7804

 

Name of offeree/offeror with which connected

Rio Tinto Plc

 

Nature of connection (Note 6)

Connected Advisor to Offeree

Notes

The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

FORM 38.5(a)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITH RECOGNISED INTERMEDIARY STATUS

DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(a) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader

Deutsche Bank AG London

 

Company dealt in

Rio Tinto Plc

 

Class of relevant security to which the dealings being disclosed relate (Note 1)

 

Ordinary

Date of dealing

30/06/2008

2. DEALINGS (Note 2)

(a) Purchases and sales

Total number of securities purchased

Highest price paid (Note 3)

GBP

Lowest price paid (Note 3)

GBP

191,497

60.49

59.24

Total number of securities sold

Highest price paid (Note 3)

GBP

Lowest price paid (Note 3)

GBP

215,661

60.48

59.2

(b) Derivatives transactions (other than options)

Product name, 

e.g. CFD

Long/short (Note 4)

Number of securities (Note 5)

Price per unit (Note 3)

GBP

CFD

Long

58,197

60.09

CFD

Long

20,000

59.706242

CFD

Long

12,227

59.9099

CFD

Long

9,711

60.083991

CFD

Long

4,000

60.078

CFD

Long

2,516

59.5347

CFD

Short

8,039

60.10803

CFD

Short

4,616

59.77922

CFD

Short

2,500

59.9196

CFD

Short

500

59.75792

CFD

Short

14

60.09

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 5)

Exercise

price 

Type, e.g. American, European etc.

Expiry 

Date

Option money

paid/received per unit (Note 3)

(ii) Exercising

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 3)

3. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Date of disclosure

01/07/2008

 

Contact name

Artie Movsesian

 

Telephone number

020 7545 7804

 

Name of offeree/offeror with which connected

Rio Tinto Plc

 

Nature of connection (Note 6)

Connected Advisor to Offeree

Notes

The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

  

FORM 38.5(a)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITH RECOGNISED INTERMEDIARY STATUS

DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(a) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader

Deutsche Bank AG London

 

Company dealt in

BHP Billiton Limited

 

Class of relevant security to which

 the dealings being disclosed relate (Note 1)

Ordinary

Date of dealing

30/06/2008

2. DEALINGS (Note 2)

(a) Purchases and sales

Total number of securities purchased

Highest price paid (Note 3)

AUD

Lowest price paid (Note 3)

AUD

333,802

44.2395

43.4756

Total number of securities sold

Highest price paid (Note 3)

AUD

Lowest price paid (Note 3)

AUD

398,957

44.306

43.5993

(b) Derivatives transactions (other than options)

Product name, 

e.g. CFD

Long/short (Note 4)

Number of securities (Note 5)

Price per unit (Note 3)

AUD

CFD

Long

143,253

43.7

CFD

Short

32,617

43.7

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 5)

Exercise

price 

Type, e.g. American, European etc.

Expiry 

Date

Option money

paid/received per unit (Note 3)

(ii) Exercising

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 3)

3. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Date of disclosure

01/07/2008

 

Contact name

Artie Movsesian

 

Telephone number

020 7545 7804

 

Name of offeree/offeror with which connected

Rio Tinto Plc

 

Nature of connection (Note 6)

Connected Advisor to Offeree

Notes

The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

FORM 38.5(a)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITH RECOGNISED INTERMEDIARY STATUS

DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(a) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader

Deutsche Bank AG London

 

Company dealt in

Rio Tinto Limited

 

Class of relevant security to which the dealings being disclosed relate (Note 1)

 

Ordinary

Date of dealing

30/06/2008

2. DEALINGS (Note 2)

(a) Purchases and sales

Total number of securities purchased

Highest price paid (Note 3)

AUD

Lowest price paid (Note 3)

AUD

26,700

135.554819

135.5329

Total number of securities sold

Highest price paid (Note 3)

AUD

Lowest price paid (Note 3)

AUD

36,275

135.5329

135.4194

(b) Derivatives transactions (other than options)

Product name, 

e.g. CFD

Long/short (Note 4)

Number of securities (Note 5)

Price per unit (Note 3)

AUD

CFD

Long

12,198

135.5

CFD

Short

2,777

135.5

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 5)

Exercise

price 

Type, e.g. American, European etc.

Expiry 

Date

Option money

paid/received per unit (Note 3)

(ii) Exercising

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 3)

3. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Date of disclosure

01/07/2008

 

Contact name

Artie Movsesian

 

Telephone number

020 7545 7804

 

Name of offeree/offeror with which connected

Rio Tinto Plc

 

Nature of connection (Note 6)

Connected Advisor to Offeree

Notes

The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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Related Shares:

BHP GroupRio Tinto
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