30th Nov 2007 11:33
UBS AG (EPT)30 November 2007 FORM 38.5(b) DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader UBS AG London BranchCompany dealt in Close Brothers Group PlcClass of relevant security to which the Ord 25pdealings being disclosed relate (Note 1)Date of dealing 29 NOVEMBER 2007 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) Long Short Number (%) Number (%)(1) Relevant securities 19,684 0.01% - 0.00%(2) Derivatives (other thanoptions)(3) Options and agreements topurchase/sellTotal 19,684 0.01% - 0.00% (b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) Class of relevant security: Long Short Number (%) Number (%)(1) Relevant securities(2) Derivatives (other thanoptions)(3) Options and agreements topurchase/sellTotal (c) Rights to subscribe (Note 2)Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4) PURCHASE 4099 891 pence PURCHASE 311 892 PURCHASE 117 893 PURCHASE 488 894 PURCHASE 600 894 PURCHASE 1200 894 PURCHASE 2500 894 PURCHASE 2500 894 SALE 134 894.5 SALE 3750 895 SALE 267 895 SALE 201 895 PURCHASE 410 896.5 PURCHASE 1000 896.5 PURCHASE 1131 896.5 PURCHASE 1441 896.5 PURCHASE 2500 896.5 PURCHASE 249 897.5 PURCHASE 341 897.5 PURCHASE 415 897.5 PURCHASE 533 897.5 PURCHASE 556 897.5 PURCHASE 571 897.5 PURCHASE 2000 897.5 SALE 1672 898 SALE 866 898 SALE 444 898 SALE 2255 898.5 SALE 2200 898.5 SALE 704 898.5 SALE 9026 899 SALE 2778 899 SALE 2087 899 SALE 723 899 SALE 671 899 SALE 669 899 PURCHASE 671 899.5 PURCHASE 2273 899.5 SALE 1116 900 SALE 649 900 PURCHASE 38 900 PURCHASE 780 900 SALE 500 900.5 PURCHASE 34 900.5 PURCHASE 1519 900.5 PURCHASE 392 901 PURCHASE 500 901 PURCHASE 554 901 PURCHASE 600 901 PURCHASE 900 901 PURCHASE 1088 901 PURCHASE 2500 901 PURCHASE 508 901.5 PURCHASE 600 901.5 PURCHASE 800 901.5 SALE 930 902 SALE 526 902 SALE 321 902 SALE 106 902 SALE 1000 902.5 SALE 813 902.5 SALE 700 902.5 SALE 593 902.5 SALE 228 902.5 SALE 146 902.5 PURCHASE 36 902.5 PURCHASE 264 902.5 PURCHASE 730 902.5 PURCHASE 2059 902.5 PURCHASE 2500 904 PURCHASE 5000 904 SALE 582 906 SALE 291 906 SALE 187 906 PURCHASE 1205 906.5 SALE 2448 907 SALE 1317 907 SALE 891 907.5 SALE 882 907.5 SALE 882 907.5 SALE 812 907.5 SALE 35 907.5 SALE 34 907.5 SALE 828 908 PURCHASE 42 909 PURCHASE 397 909 PURCHASE 51 910 PURCHASE 250 910 PURCHASE 288 910 PURCHASE 2500 910 SALE 2500 910.5 SALE 920 910.5 SALE 860 910.5 SALE 671 910.5 SALE 566 910.5 SALE 312 911 SALE 1458 912 SALE 671 912 SALE 138 912 SALE 200 914.5 SALE 100 914.5 PURCHASE 1319 915.5 TOTAL PURCHASES 53,360 TOTAL SALES 53,660 (b) Derivatives transactions (other than options)Product name, e.g Long/short (Note 5) Number of securities Price per unitCFD (Note 6) (Note 4) (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product Writing, Number of Exercise Type, e.g. Expiry Optionname,e.g. selling, securities price American, date money paid/call purchasing, to which the European received peroption varying etc option etc. unit (Note relates 4) (Note 6) (ii) Exercising Product name, e.g. call Number of securities Exercise price per unitoption (Note 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction Details Price per unit (if applicable)(Note 7) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the persondisclosing and any other person relating to the voting rights of any relevantsecurities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which anyderivative referred to on this form is referenced. If none, this should bestated. .............................................................................. .............................................................................. Is a Supplemental Form 38.5(b) attached? (Note 8) NO Date of disclosure 30 NOVEMBER 2007Contact name LOUISE ROBINSONTelephone number 020 7567 8762Name of offeree/offeror with which connected Close Brothers Group PlcNature of connection (Note 9) CONNECTED ADVISER Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Close Bros