3rd Aug 2009 11:41
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code)) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
STAGECOACH GROUP PLC |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
31/07/2009 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
112,786 |
GBP 1.36 |
GBP 1.32 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
171,494 |
GBP 1.36 |
GBP 1.31 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
50,791 |
GBP 1.33 |
|
Long Swap |
LONG |
30,725 |
GBP 1.33 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
1,195 |
GBP 1.32 |
|
Short Swap |
SHORT |
1,295 |
GBP 1.35 |
|
Short Swap |
SHORT |
2,496 |
GBP 1.35 |
|
Short Swap |
SHORT |
9,409 |
GBP 1.35 |
|
Short Swap |
SHORT |
36,035 |
GBP 1.35 |
|
Short Swap |
SHORT |
89,794 |
GBP 1.35 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
03/08/2009 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
National Express Group Plc |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code)) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
SEGRO PLC |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
31/07/2009 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
9,318,581 |
GBP |
GBP |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
3,180,976 |
GBP |
GBP |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
19,625 |
GBP 2.10 |
|
Long Swap |
LONG |
45,972 |
GBP 2.10 |
|
Long Swap |
LONG |
82,824 |
GBP 2.10 |
|
Long Swap |
LONG |
168,647 |
GBP 2.60 |
|
Long Swap |
LONG |
196,250 |
GBP 0.25 |
|
Long Swap |
LONG |
889,659 |
GBP 0.26 |
|
Long Swap |
LONG |
913,702 |
GBP 0.26 |
|
Long Swap |
LONG |
940,000 |
GBP 2.41 |
|
Long Swap |
LONG |
11,607 |
GBP 2.10 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
700,000 |
GBP 0.24 |
|
Short Swap |
SHORT |
4,500,000 |
GBP 0.24 |
|
Short Swap |
SHORT |
1,000,000 |
GBP 0.24 |
|
Short Swap |
SHORT |
1,000,000 |
GBP 0.24 |
|
Short Swap |
SHORT |
800,000 |
GBP 0.24 |
|
Short Swap |
SHORT |
19,625 |
GBP 2.55 |
|
Short Swap |
SHORT |
500,000 |
GBP 0.24 |
|
Short Swap |
SHORT |
458,831 |
GBP 0.26 |
|
Short Swap |
SHORT |
274,695 |
GBP 0.26 |
|
Short Swap |
SHORT |
269,000 |
GBP 0.26 |
|
Short Swap |
SHORT |
207,014 |
GBP 0.26 |
|
Short Swap |
SHORT |
180,337 |
GBP 2.63 |
|
Short Swap |
SHORT |
109,678 |
GBP 0.26 |
|
Short Swap |
SHORT |
90,000 |
GBP 0.26 |
|
Short Swap |
SHORT |
88,184 |
GBP 0.26 |
|
Short Swap |
SHORT |
74,000 |
GBP 0.26 |
|
Short Swap |
SHORT |
74,000 |
GBP 0.26 |
|
Short Swap |
SHORT |
41,072 |
GBP 0.26 |
|
Short Swap |
SHORT |
900,000 |
GBP 0.24 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
03/08/2009 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
SEGRO PLC |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code)) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Hansen Transmissions International NV |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
31/07/2009 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
105,570 |
GBP 1.35 |
GBP 1.23 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
314,470 |
GBP 1.35 |
GBP 1.27 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
22,218 |
GBP 1.33 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
31,118 |
GBP 1.28 |
|
Short Swap |
SHORT |
200,000 |
GBP 1.30 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
03/08/2009 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
Hansen Transmissions International NV |
|
Nature of connection # |
Advisor |
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