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EPT Disclosure

23rd Sep 2008 12:18

RNS Number : 0818E
Deutsche Bank AG
23 September 2008
 
 
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
 
1. KEY INFORMATION
 
Name of exempt principal trader
Deutsche Securities Australia Limited
 
Company dealt in
BHP Billiton Ltd
Class of relevant security to which the dealings being disclosed relate(Note 1)
Ordinary
Date of dealing
22/09/2008
 
 
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
 
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
 
 
 
Long
Short
 
 
Number (%)
Number (%)
(1) Relevant securities
 
11,210,466 0.33
 
-8,150,607 -0.24
 
 
(2) Derivatives (other than options)
 
8,288,857 0.25
-7,615,184 -0.23
 
 
(3) Options and agreements to purchase/sell
 
14,068,000 0.42
 
 
-8,760,000 -0.26
 
 
Total
 
33,567,323 1.00
 
 
-24,525,791 -0.73
 
 
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
 
Class of relevant security:
 
Long
Short
 
 
Number (%)
Number (%)
(1) Relevant securities
 
 
 
(2) Derivatives (other than options)
 
 
 
(3) Options and agreements to purchase/sell
 
 
 
Total
 
 
 
 
(c) Rights to subscribe (Note 2)
 
Class of relevant security:
 
Details
 
 
 
 
3. DEALINGS (Note 3)
 
(a) Purchases and sales
 
Purchase/sale
 
Number of securities
Price per unit (Note 4)
AUD $
Purchase
836767
35.40
Purchase
980
37.93
Purchase
1289
37.96
Purchase
1558
37.97
Purchase
1401
37.98
Purchase
74
38.00
Purchase
956
38.01
Purchase
752
38.05
Purchase
6249
38.06
Purchase
4659
38.08
Purchase
2072
38.09
Purchase
2483
38.11
Purchase
2508
38.15
Purchase
1621
38.17
Purchase
268
38.19
Purchase
304
38.20
Purchase
81
38.22
Purchase
271
38.23
Purchase
4177
38.25
Purchase
1916
38.29
Purchase
5000
38.30
Purchase
152
38.31
Purchase
911
38.32
Purchase
914
38.33
Purchase
300
38.34
Purchase
5000
38.39
Purchase
4197
38.41
Purchase
15660
38.43
Purchase
100
38.43
Purchase
5000
38.45
Purchase
5000
38.46
Purchase
889
38.47
Purchase
11677
38.48
Purchase
8393
38.49
Purchase
700
38.51
Purchase
200
38.53
Purchase
392
38.54
Purchase
5787
38.55
Purchase
14638
38.56
Purchase
4288
38.57
Purchase
4280
38.58
Purchase
5668
38.59
Purchase
15731
38.60
Purchase
8622
38.61
Purchase
4704
38.62
Purchase
21526
38.63
Purchase
24
38.64
Purchase
12161
38.65
Purchase
13682
38.66
Purchase
4627
38.67
Purchase
314
38.68
Purchase
4620
38.69
Purchase
42681
38.70
Purchase
362
38.71
Purchase
3621
38.72
Purchase
4593
38.73
Purchase
7
38.74
Purchase
3
38.75
Purchase
4197
38.76
Purchase
4197
38.77
Purchase
4294
38.79
Purchase
17898
38.80
Purchase
1319
38.82
Purchase
2595
38.83
Purchase
1520
38.84
Purchase
6730
38.85
Purchase
2819
38.86
Purchase
7980
38.87
Purchase
550
38.88
Purchase
1524
38.91
Purchase
1692
38.92
Purchase
8000
38.93
Purchase
1176
38.94
Purchase
2239
38.95
Purchase
30605
38.95
Purchase
3944
38.96
Purchase
3651
38.97
Purchase
7281
38.98
Purchase
5546
38.99
Purchase
3501
39.00
Purchase
1170
39.01
Purchase
4848
39.02
Purchase
4262
39.03
Purchase
5977
39.04
Purchase
9443
39.05
Purchase
12056
39.06
Purchase
6931
39.07
Purchase
5151
39.08
Purchase
7627
39.09
Purchase
16572
39.10
Purchase
2581
39.11
Purchase
9224
39.12
Purchase
5600
39.13
Purchase
1174
39.15
Purchase
4197
39.16
Purchase
5017
39.17
Purchase
7349
39.18
Purchase
598
39.20
Purchase
8652
39.51
Purchase
387
39.53
Purchase
605
39.54
Purchase
5840
39.57
Purchase
150
39.58
Purchase
15504
39.60
Purchase
390
39.64
Purchase
5005
39.65
Purchase
1329
39.69
Purchase
181161
39.70
Purchase
3725
39.74
Purchase
2618
39.75
Purchase
15860
39.78
Purchase
681
39.79
Purchase
857
39.80
Purchase
1000
44.00
Purchase
2000
45.00
TOTAL PURCHASE
1,585,609
 
Sale
321940
35.40
Sale
108
37.91
Sale
547
37.94
Sale
97
37.95
Sale
373
37.98
Sale
1415
37.99
Sale
449
38.00
Sale
610
38.01
Sale
231
38.02
Sale
520
38.03
Sale
919
38.04
Sale
1316
38.05
Sale
1502
38.06
Sale
1197
38.07
Sale
1074
38.08
Sale
1689
38.09
Sale
9303
38.10
Sale
3524
38.11
Sale
292
38.12
Sale
3181
38.13
Sale
31
38.14
Sale
106
38.15
Sale
267
38.16
Sale
54
38.18
Sale
2090
38.19
Sale
1712
38.20
Sale
1124
38.21
Sale
405
38.22
Sale
1093
38.24
Sale
342
38.25
Sale
79
38.28
Sale
167
38.30
Sale
1105
38.38
Sale
3503
38.39
Sale
465
38.40
Sale
8000
38.42
Sale
10000
38.43
Sale
2700
38.45
Sale
6438
38.49
Sale
2262
38.50
Sale
535
38.54
Sale
5000
38.60
Sale
10000
38.64
Sale
10000
38.66
Sale
1677
38.70
Sale
6229
38.71
Sale
3142
38.72
Sale
1406
38.73
Sale
5119
38.74
Sale
1654
38.75
Sale
1873
38.76
Sale
282
38.77
Sale
10009
38.78
Sale
10509
38.79
Sale
1760
38.80
Sale
2141
38.81
Sale
2475
38.82
Sale
3221
38.83
Sale
4412
38.84
Sale
5250
38.85
Sale
3177
38.86
Sale
7890
38.87
Sale
5300
38.88
Sale
650
38.89
Sale
17938
38.90
Sale
16804
38.91
Sale
5000
38.92
Sale
15000
38.93
Sale
5000
38.94
Sale
30509
38.95
Sale
1125
38.96
Sale
11249
38.97
Sale
17209
38.98
Sale
12345
38.99
Sale
7215
39.00
Sale
6473
39.01
Sale
2413
39.02
Sale
333
39.03
Sale
245
39.04
Sale
2330
39.05
Sale
2974
39.06
Sale
4603
39.07
Sale
3187
39.08
Sale
51155
39.09
Sale
5039
39.09
Sale
11588
39.10
Sale
11014
39.11
Sale
6085
39.12
Sale
3233
39.13
Sale
577
39.14
Sale
23870
39.14
Sale
4042
39.15
Sale
5655
39.16
Sale
3759
39.17
Sale
7959
39.18
Sale
7084
39.22
Sale
1166
39.25
Sale
55265
39.27
Sale
218
39.47
Sale
13022
39.50
Sale
5281
39.51
Sale
9885
39.52
Sale
1331
39.53
Sale
2279
39.54
Sale
689
39.55
Sale
4
39.56
Sale
10111
39.57
Sale
556
39.58
Sale
17625
39.60
Sale
900
39.61
Sale
200
39.62
Sale
151
39.64
Sale
10265
39.65
Sale
12
39.66
Sale
70
39.69
Sale
3000
39.69
Sale
70364
39.70
Sale
8898
39.71
Sale
2406
39.72
Sale
1260
39.73
Sale
6742
39.74
Sale
65207
39.75
Sale
8294
39.78
Sale
8343
39.79
Sale
696
39.80
Sale
10200
39.81
Sale
8250
39.83
TOTAL SALES
1,121,643
 
(b) Derivatives transactions (other than options)
 
Product name,
e.g. CFD
Long/short (Note 5)
Number of securities (Note 6)
Price per unit (Note 4)
AUD $
CFD
Long
47158
35.40
CFD
Long
150
38.00
CFD
Long
465
38.40
CFD
Long
2700
38.45
CFD
Long
1438
38.49
CFD
Long
2262
38.50
CFD
Long
535
38.54
CFD
Long
100
38.70
CFD
Long
482
38.71
CFD
Long
466
38.72
CFD
Long
1406
38.73
CFD
Long
119
38.74
CFD
Long
1654
38.75
CFD
Long
1873
38.76
CFD
Long
282
38.77
CFD
Long
9
38.78
CFD
Long
509
38.79
CFD
Long
1760
38.80
CFD
Long
2141
38.81
CFD
Long
1086
38.82
CFD
Long
100
38.83
CFD
Long
3163
38.84
CFD
Long
150
38.86
CFD
Long
1000
38.87
CFD
Long
300
38.90
CFD
Long
750
38.91
CFD
Long
5000
38.99
CFD
Long
5000
39.00
CFD
Long
150
39.02
CFD
Long
300
39.05
CFD
Long
1000
39.07
CFD
Long
51155
39.09
CFD
Long
23870
39.14
CFD
Long
385
39.15
CFD
Long
415
39.16
CFD
Long
300
39.17
CFD
Long
55265
39.27
CFD
Long
655
39.50
CFD
Long
1000
39.53
CFD
Long
200
39.54
CFD
Long
500
39.55
CFD
Long
3000
39.69
CFD
Long
250
39.70
CFD
Long
623
39.71
CFD
Long
638
39.72
CFD
Long
523
39.74
CFD
Long
6618
39.75
CFD
Short
321940
35.40
CFD
Short
100
38.09
CFD
Short
300
38.34
CFD
Short
15660
38.43
CFD
Short
100
38.43
CFD
Short
700
38.51
CFD
Short
200
38.53
CFD
Short
700
38.60
CFD
Short
3000
38.72
CFD
Short
100
38.79
CFD
Short
200
38.80
CFD
Short
200
38.91
CFD
Short
8000
38.93
CFD
Short
30605
38.95
CFD
Short
2000
38.98
CFD
Short
3500
39.05
CFD
Short
2500
39.17
CFD
Short
8652
39.51
CFD
Short
387
39.53
CFD
Short
605
39.54
CFD
Short
5840
39.57
CFD
Short
150
39.58
CFD
Short
15504
39.60
CFD
Short
390
39.64
CFD
Short
5005
39.65
CFD
Short
1329
39.69
CFD
Short
818
39.70
CFD
Short
3725
39.74
CFD
Short
2618
39.75
CFD
Short
860
39.78
CFD
Short
681
39.79
CFD
Short
857
39.80
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
 
Product name,
e.g. call option
 
Writing, selling, purchasing, varying etc.
Number of securities to which the option relates (Note 6)
Exercise
price
Type, e.g. American, European etc.
Expiry
Date
Option money
paid/received per unit
AUD $
Put Option
Purchasing
2,000
38.00
American
25/09/2008
0.55
Put Option
Purchasing
48,000
38.00
American
25/09/2008
0.57
Call Option
Purchasing
20,000
39.00
American
25/09/2008
0.61
Call Option
Purchasing
20,000
39.00
American
25/09/2008
0.78
Call Option
Purchasing
40,000
39.00
American
25/09/2008
0.88
 
(ii) Exercising
 
Product name, e.g. call option
Number of securities
Exercise price per unit
Australian Dollar $
 
 
 
 
(d) Other dealings (including new securities) (Note 3)
 
Nature of transaction (Note 7)
 
Details
Price per unit (if applicable)(Note 4)
 
 
 
 
 
 
4. OTHER INFORMATION
 
Agreements, arrangements or understandings relating to options or derivatives
 
 
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. 
 
 
 
 
 
Is a Supplemental Form 38.5(b) attached? (Note 8) NO
 
 
Date of disclosure
23/09/2008
Contact name
Artie Movsesian
Telephone number
020 7545 7804
Name of offeree/offeror with which connected
Rio Tinto Plc
Nature of connection (Note 9)
Connected Advisor to Offeree
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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