4th Feb 2008 11:23
UBS AG (EPT)04 February 2008 FORM 38.5(b) DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader UBS AG London BranchCompany dealt in Close Brothers Group PlcClass of relevant security to which the Ord 25pdealings being disclosed relate (Note 1)Date of dealing 1 FEBRUARY 2008 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) Long Short Number (%) Number (%)(1) Relevant securities 18,247 0.01% 4,550 0.00%(2) Derivatives (other thanoptions)(3) Options and agreements topurchase/sellTotal 18,247 0.01% 4,550 0.00% (b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) Class of relevant security: Long Short Number (%) Number (%)(1) Relevant securities(2) Derivatives (other thanoptions)(3) Options and agreements topurchase/sellTotal (c) Rights to subscribe (Note 2)Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4) SALE 91 838.5 pence SALE 27 838.5 PURCHASE 971 838.5 PURCHASE 42 839 PURCHASE 443 839 PURCHASE 447 839 PURCHASE 777 839 PURCHASE 2500 839 SALE 1400 839.5 SALE 500 839.5 SALE 100 839.5 SALE 100 839.5 SALE 90 839.5 SALE 20 839.5 PURCHASE 112 839.5 PURCHASE 366 839.5 PURCHASE 381 839.5 PURCHASE 721 839.5 PURCHASE 1661 839.5 PURCHASE 306 840 PURCHASE 833 840 SALE 1787 840.5 SALE 67 840.5 PURCHASE 180 841 SALE 824 841.5 SALE 700 841.5 SALE 400 841.5 SALE 62 842.5 PURCHASE 100 842.5 PURCHASE 1431 842.5 SALE 860 843 SALE 258 843 PURCHASE 306 843 PURCHASE 2550 843 SALE 1690 843.5 SALE 1165 843.5 SALE 1000 843.5 SALE 889 843.5 SALE 468 843.5 SALE 13 843.5 PURCHASE 306 843.5 PURCHASE 309 843.5 PURCHASE 310 843.5 PURCHASE 373 843.5 PURCHASE 490 843.5 SALE 392 844 SALE 58 844 SALE 220 844.5 SALE 176 844.5 PURCHASE 206 844.5 PURCHASE 458 844.5 PURCHASE 1000 844.5 PURCHASE 4083 844.5 SALE 5455 845 SALE 2191 845 SALE 264 845 PURCHASE 900 845 PURCHASE 1536 845 PURCHASE 1957 845 PURCHASE 79 845.5 PURCHASE 143 845.5 PURCHASE 147 845.5 SALE 5000 846 SALE 1500 846 SALE 300 846 SALE 192 846 SALE 128 846 SALE 100 846 PURCHASE 173 846.5 SALE 77 847 SALE 44 847.5 PURCHASE 432 848 SALE 171 848.5 PURCHASE 1857 848.5 SALE 746 849 SALE 411 849 TOTAL PURCHASES 28,886 TOTAL SALES 29,936 (b) Derivatives transactions (other than options)Product name, e.g Long/short (Note 5) Number of securities Price per unitCFD (Note 6) (Note 4) (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product Writing, Number of Exercise Type, e.g. Expiry Optionname,e.g. selling, securities price American, date money paid/call purchasing, to which the European received peroption varying etc option etc. unit (Note relates 4) (Note 6) (ii) Exercising Product name, e.g. call Number of securities Exercise price per unitoption (Note 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction Details Price per unit (if applicable)(Note 7) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the persondisclosing and any other person relating to the voting rights of any relevantsecurities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which anyderivative referred to on this form is referenced. If none, this should bestated. .............................................................................. .............................................................................. Is a Supplemental Form 38.5(b) attached? (Note 8) NO Date of disclosure 4 FEBRUARY 2008Contact name LOUISE ROBINSONTelephone number 020 7567 8762Name of offeree/offeror with which connected Close Brothers Group PlcNature of connection (Note 9) CONNECTED ADVISER Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Close Bros