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EPT Disclosure

9th Oct 2008 12:28

RNS Number : 4832F
Citigroup GM Australia Pty Ltd
09 October 2008
 



DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

 

1. KEY INFORMATION

Name of exempt principal trader

Citigroup Global Markets Australia Pty Limited

Company dealt in

Rio Tinto Ltd

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ord/Equity

Date of dealing

08 October 2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

Long

Short

Number (%)

Number (%)

(1) Relevant securities 

594,728   (0.13%)

 247,936 (0.05%)

(2) Derivatives (other than options)

(0.00%)

(0.00%)

(3) Options and agreements to purchase/sell

540,593 (0.12%)

 2,948,423 (0.65%)

Total

1,135,321 (0.25%)

 3,196,359 (0.70%)

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

Class of relevant security: 

Long

Short

Convertible 

Number (%)

Number (%)

(1) Relevant securities 

(0.00%)

(0.00%)

(2) Derivatives (other than options)

(0.00%)

(0.00%)

(3) Options and agreements to purchase/sell

(0.00%)

(0.00%)

Total

(0.00%)

(0.00%)

  Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

(a) Purchases and sales

Purchase

Number of securities

Price per unit (Note 4)

AUD (unless stated)

24615

81.120003

10000

82.5

8587

82.5

2237

82.599999

1989

82.599999

1500

82.599999

1498

82.599999

1450

82.599999

1422

83.07

1160

81.580002

1075

82.599999

1000

83.07

939

82.5

829

82.959999

743

82.760002

743

82.760002

700

81.779999

688

82.800003

679

82.800003

578

82.82

492

82.610001

490

81.599999

487

82.599999

473

81.599999

468

82.580002

462

82.800003

446

82.760002

385

81.120003

355

82.879997

309

82.589996

296

82.589996

290

82.959999

275

82.599999

273

83.097801

273

83.089996

262

83.516106

250

81.910004

250

81.599999

250

81.120003

225

82.879997

213

83.089996

200

81.599999

189

82.599999

186

82.610001

177

82.599999

170

81.599999

170

81.779999

168

83.160004

166

82.5

166

81.879997

166

82.5

166

81.879997

157

82.599999

157

82.599999

155

82.629997

154

83.089996

154

83.080002

154

83.080002

154

83.07

154

83.07

154

83.07

154

82.610001

154

83.07

154

83.07

154

83.07

154

83.07

151

83.18

148

82.5

143

82.68

140

82.68

138

83.07

137

82.629997

126

81.610001

124

82.25

119

82.629997

118

82.800003

112

82.580002

110

82.5

110

82.760002

109

82.599999

109

82.599999

109

82.599999

109

82.599999

109

82.599999

109

82.599999

109

82.599999

109

82.599999

109

82.599999

108

82.629997

107

83.07

106

82.599999

104

83.080002

104

83.07

104

83.080002

104

83.07

95

81.910004

94

82.5

94

82.5

92

82.599999

91

82.25

90

82.800003

90

82.760002

90

82.809998

89

82.760002

85

81.599999

85

82.809998

85

82.809998

85

81.879997

84

83.209999

83

82.889999

83

83.190002

83

82.93

83

82.93

83

82.949997

83

83.010002

83

83.010002

83

83.510002

83

83.860001

83

83.309998

83

83.209999

83

83.199997

83

83.18

83

83.550003

83

83.410004

83

83.360001

83

83.360001

83

82.550003

83

82.699997

83

82.589996

83

82.589996

83

82.540001

83

82.589996

83

82.610001

83

82.610001

83

82.699997

83

82.68

83

82.68

83

82.639999

83

82.629997

83

82.870003

83

82.589996

83

82.580002

83

82.580002

83

82.480003

83

82.389999

83

82.150002

83

81.889999

83

81.809998

83

81.75

83

81.629997

83

81.540001

83

81.400002

82

82.919998

82

82.919998

81

82.599999

81

82.510002

81

81.879997

80

82.599999

80

82.599999

80

83.050003

79

82.550003

79

82.510002

77

83.349999

77

81.809998

74

83

74

82.589996

74

82.589996

74

82.610001

72

82

72

81.510002

72

81.290001

72

81.379997

70

82.550003

70

82.550003

70

82.43

70

82.599999

70

82.779999

70

82.779999

68

82.519997

68

82.610001

65

83.190002

65

82.900002

65

82.900002

64

81.599999

64

82.529999

63

82.550003

63

82.599999

63

82.110001

63

81.860001

63

81.860001

62

82.25

62

82.199997

62

82.150002

61

82.599999

60

82.599999

60

82.660004

59

82.57

59

82.519997

59

82.989998

59

82.989998

59

82.769997

59

82.650002

59

82.580002

59

81.709999

58

82.739998

58

82.849999

58

82.650002

58

82.82

58

82.82

58

82.370003

57

82.809998

57

82.970001

57

82.93

57

82.879997

57

82.370003

57

81.620003

57

81.620003

56

82.529999

56

82.599999

56

82.449997

56

82.709999

56

81.919998

55

82.639999

55

81.860001

55

82.809998

54

83.639999

54

82.410004

53

83.120003

53

83.129997

53

83.080002

53

81.769997

53

81.910004

52

82.959999

52

82.959999

51

82.599999

51

82.410004

50

82.550003

50

82.410004

50

82.370003

50

82.370003

50

81.709999

50

82.809998

50

82.839996

49

83.07

49

82.910004

49

83

49

82.940002

49

83.07

48

81.910004

47

82.739998

46

82.599999

46

82.739998

45

82.599999

45

82.480003

45

82.629997

44

82.519997

41

81.870003

41

81.860001

41

82.370003

41

81.900002

41

81.900002

41

81.860001

40

82.510002

38

82.309998

36

82.5

35

82.410004

32

83.510002

31

82.959999

31

81.769997

31

82.959999

30

82.309998

29

82.480003

29

82.480003

27

81.599999

26

82.870003

26

82.989998

26

81.629997

25

82.599999

25

82.870003

23

81.800003

22

81.639999

20

81.599999

20

82.269997

20

82.269997

20

81.910004

20

81.860001

19

82.739998

19

82.739998

18

81.860001

18

81.599999

16

83.059998

16

82.519997

16

82.629997

15

82.610001

15

81.580002

14

82.68

14

82.660004

13

81.599999

13

82.870003

13

82.870003

13

81.910004

12

82.580002

12

81.860001

11

81.599999

11

82.699997

11

82.699997

11

82.699997

11

81.629997

11

81.620003

11

81.510002

11

81.290001

11

81.379997

11

81.379997

10

82.599999

10

83.07

10

82.779999

10

82.550003

10

82.400002

10

81.989998

10

81.910004

10

81.75

10

82.809998

10

82.959999

9

82.589996

9

81.599999

9

82.82

9

83.089996

9

83.010002

9

82.980003

9

82.739998

9

82.599999

9

82.5

9

82.550003

9

82.639999

9

82.809998

9

82.870003

9

82.989998

9

83.07

9

83.07

9

83.07

9

83.07

9

83.07

9

83.07

9

83.07

9

83.07

9

83.07

9

83.07

9

83.07

9

83.07

9

83.07

9

83.07

9

82.790001

9

82.709999

9

82.610001

9

82.660004

9

81.779999

9

82.910004

9

82.910004

8

82.589996

8

82.599999

8

82.599999

8

83.639999

8

82.550003

8

82.620003

8

83.07

8

83.07

8

83.07

8

83.07

8

83.07

8

83.07

8

82.739998

8

82.650002

8

82.25

8

82.839996

7

82.510002

7

83.07

7

83.07

7

83.07

7

83.07

7

83.07

7

83.07

7

83.07

7

83.07

7

83.07

7

83.07

7

83.07

7

83.07

7

83.07

7

82.5

7

82.5

7

82.5

7

82.5

7

82.5

7

82.5

7

82.5

7

82.5

7

82.5

7

82.5

7

81.800003

6

81.599999

6

82.510002

6

82.510002

6

83.07

6

83.07

6

83.07

6

83.07

6

83.07

6

83.07

6

83.07

6

83.07

6

83.07

6

83.07

6

83.07

6

83.07

6

83.07

6

83.07

6

83.07

6

83.07

6

83.07

6

83.07

6

83.07

6

83.07

6

83.07

6

83.07

6

83.07

6

83.07

6

83.07

6

83.07

6

83.07

6

83.07

6

83.07

6

83.07

6

83.07

6

83.07

6

83.07

6

83.07

6

83.07

6

83.07

6

83.07

6

82.5

6

82.5

6

82.5

6

82.5

6

82.5

6

82.5

6

82.5

6

82.5

6

82.5

6

82.5

6

82.5

6

82.5

6

82.5

6

82.5

6

82.410004

6

82.370003

5

82.589996

5

83.080002

5

83.080002

5

83.080002

5

83.080002

5

83.080002

5

83.080002

5

83.080002

5

83.080002

5

83.080002

5

83.080002

5

83.080002

5

83.080002

5

83.080002

5

83.080002

5

83.080002

5

83.080002

5

83.07

5

83.07

5

83.07

5

83.07

5

83.07

5

83.07

5

83.07

5

82.610001

5

82.5

5

82

4

81.599999

4

82.599999

4

82.839996

4

82.800003

4

83.080002

4

83.080002

4

83.080002

4

83.080002

4

83.080002

4

83.080002

4

83.07

4

83.07

4

82.610001

4

82.480003

4

82.309998

4

81.629997

3

82.599999

3

81.599999

3

82.510002

3

83.050003

3

83.07

3

83.07

3

83.07

3

83.07

3

83.07

3

83.07

3

83.07

3

83.07

3

83.07

3

83.07

3

83.07

3

82.709999

3

82.68

3

82.589996

3

82.5

3

82.330002

3

81.860001

3

82.910004

2

82.589996

2

82.580002

2

82.599999

2

83.190002

2

83.010002

2

82.75

2

82.589996

2

82.599999

2

82.599999

2

82.550003

2

82.639999

2

82.809998

2

82.870003

2

83.07

2

83.07

2

83.07

2

83.07

2

83.07

2

83.07

2

83.07

2

83.07

2

83.07

2

83.07

2

82.959999

2

82.790001

2

82.589996

2

82.660004

2

82.5

2

81.910004

2

81.779999

2

82.809998

1

82.599999

1

82.599999

1

82.599999

1

82.599999

1

82.910004

1

82.910004

1

82.910004

1

82.650002

1

81.639999

1

81.639999

1

81.599999

1

81.599999

1

81.599999

1

81.599999

1

81.599999

1

81.599999

1

81.599999

1

82.510002

1

82.699997

1

82.699997

1

83.040001

1

83.040001

1

83.040001

1

83.040001

1

83.040001

1

83.040001

1

83.040001

1

83.190002

1

83.209999

1

83.199997

1

83.339996

1

83.669998

1

82.900002

1

83

1

83.010002

1

83.010002

1

82.93

1

82.919998

1

83

1

83

1

83

1

83.010002

1

83.120003

1

83.120003

1

83.129997

1

83.580002

1

83.580002

1

83.300003

1

83.199997

1

83.199997

1

83.190002

1

83.550003

1

83.550003

1

83.550003

1

83.550003

1

83.5

1

83.639999

1

83.639999

1

83.639999

1

83.639999

1

83.639999

1

83.639999

1

83.540001

1

83.010002

1

83.010002

1

83.010002

1

83.010002

1

83.010002

1

83.010002

1

83.010002

1

83.010002

1

83.010002

1

83.010002

1

83.010002

1

83.010002

1

83.010002

1

82.989998

1

82.980003

1

82.809998

1

82.790001

1

82.790001

1

82.779999

1

82.739998

1

82.730003

1

82.730003

1

82.580002

1

82.589996

1

82.529999

1

82.519997

1

82.510002

1

82.529999

1

82.529999

1

82.540001

1

82.529999

1

82.620003

1

82.620003

1

82.620003

1

82.620003

1

82.620003

1

82.690002

1

82.690002

1

82.669998

1

82.669998

1

82.540001

1

82.540001

1

82.550003

1

82.559998

1

82.510002

1

82.440002

1

82.5

1

82.5

1

82.529999

1

82.589996

1

82.599999

1

82.589996

1

82.760002

1

82.760002

1

82.849999

1

82.849999

1

82.849999

1

82.839996

1

82.610001

1

82.620003

1

82.690002

1

82.82

1

82.82

1

82.82

1

82.889999

1

83.139999

1

83.040001

1

83.040001

1

83.040001

1

82.980003

1

82.919998

1

82.919998

1

82.919998

1

82.919998

1

82.919998

1

82.919998

1

82.870003

1

82.790001

1

82.790001

1

82.790001

1

82.870003

1

82.860001

1

82.870003

1

82.870003

1

82.870003

1

82.870003

1

82.870003

1

82.870003

1

82.870003

1

82.870003

1

82.870003

1

82.870003

1

82.870003

1

82.870003

1

83

1

83.080002

1

83.080002

1

83.07

1

83.07

1

83.07

1

83.07

1

83.07

1

83.07

1

83.07

1

83.059998

1

82.989998

1

82.989998

1

82.989998

1

82.959999

1

82.919998

1

82.75

1

82.730003

1

82.639999

1

82.629997

1

82.760002

1

82.760002

1

82.760002

1

82.760002

1

82.760002

1

82.760002

1

82.760002

1

82.760002

1

82.779999

1

82.639999

1

82.629997

1

82.610001

1

82.610001

1

82.629997

1

82.620003

1

82.620003

1

82.610001

1

82.580002

1

82.580002

1

82.540001

1

82.540001

1

82.550003

1

82.550003

1

82.559998

1

82.580002

1

82.660004

1

82.660004

1

82.650002

1

82.650002

1

82.650002

1

82.639999

1

82.650002

1

82.639999

1

82.589996

1

82.589996

1

82.589996

1

82.580002

1

82.589996

1

82.589996

1

82.580002

1

82.57

1

82.5

1

82.5

1

82.330002

1

82.330002

1

82.330002

1

82.470001

1

82.410004

1

82.470001

1

82.470001

1

82.470001

1

82.470001

1

82.470001

1

82.470001

1

82.470001

1

82.470001

1

82.410004

1

82.410004

1

82.410004

1

82.370003

1

82.370003

1

82.360001

1

82.260002

1

82.260002

1

82.25

1

82.239998

1

82.239998

1

82.220001

1

82.220001

1

82.199997

1

82.190002

1

82.120003

1

82.120003

1

82.129997

1

82.120003

1

82.120003

1

82.120003

1

82.169998

1

81.839996

1

81.839996

1

81.910004

1

81.919998

1

81.910004

1

81.940002

1

81.940002

1

82.019997

1

82.019997

1

82.050003

1

82.050003

1

82.050003

1

82.050003

1

82.050003

1

82.269997

1

82.370003

1

82.25

1

82.25

1

82.239998

1

82.239998

1

82.199997

1

82.199997

1

81.900002

1

81.849999

1

81.860001

1

81.849999

1

81.849999

1

81.849999

1

81.849999

1

81.849999

1

81.849999

1

81.949997

1

81.949997

1

81.949997

1

81.949997

1

81.949997

1

81.949997

1

81.800003

1

81.779999

1

81.75

1

81.75

1

81.75

1

81.620003

1

81.629997

1

81.629997

1

81.629997

1

81.629997

1

81.629997

1

81.610001

1

81.610001

1

81.610001

1

81.730003

1

81.730003

1

81.510002

1

81.5

1

81.5

1

81.510002

1

81.550003

1

81.550003

1

81.550003

1

81.279999

1

81.290001

1

81.309998

1

81.309998

1

81.309998

1

81.370003

1

81.379997

1

81.370003

1

81.370003

1

81.370003

1

81.379997

1

81.379997

1

81.400002

1

81.400002

1

81.410004

1

81.410004

1

81.410004

1

81.410004

1

81.410004

1

82.870003

1

82.870003

1

82.629997

1

82.629997

Total

91,256

Sales

Number of securities

Price per unit (Note 4)

AUD (unless stated)

-1

82.650002

-1

81.599999

-1

81.599999

-1

81.599999

-1

81.639999

-1

81.639999

-1

81.599999

-1

81.599999

-1

81.599999

-1

81.599999

-1

82.599999

-1

82.650002

-1

82.650002

-1

83

-1

83.010002

-1

83.010002

-1

83.010002

-1

83.019997

-1

83.029999

-1

83.040001

-1

83.209999

-1

83.199997

-1

83.199997

-1

83.18

-1

83.18

-1

83.349999

-1

83.379997

-1

82.889999

-1

83.010002

-1

83.019997

-1

82.849999

-1

82.910004

-1

82.910004

-1

82.959999

-1

82.959999

-1

82.970001

-1

83

-1

83.089996

-1

83.099999

-1

83.099999

-1

83.099999

-1

83.550003

-1

83.559998

-1

83.269997

-1

83.18

-1

83.18

-1

83.18

-1

83.190002

-1

83.309998

-1

83.349999

-1

83.349999

-1

83.510002

-1

83.519997

-1

83.540001

-1

83.540001

-1

83.540001

-1

83.540001

-1

83.540001

-1

83.529999

-1

83.019997

-1

83.010002

-1

82.970001

-1

82.970001

-1

82.849999

-1

82.709999

-1

82.709999

-1

82.709999

-1

82.739998

-1

82.709999

-1

82.709999

-1

82.57

-1

82.589996

-1

82.5

-1

82.5

-1

82.519997

-1

82.529999

-1

82.519997

-1

82.5

-1

82.5

-1

82.610001

-1

82.610001

-1

82.599999

-1

82.610001

-1

82.620003

-1

82.599999

-1

82.599999

-1

82.599999

-1

82.599999

-1

82.580002

-1

82.510002

-1

82.510002

-1

82.529999

-1

82.5

-1

82.449997

-1

82.449997

-1

82.449997

-1

82.5

-1

82.599999

-1

82.610001

-1

82.599999

-1

82.599999

-1

82.610001

-1

82.610001

-1

82.610001

-1

82.599999

-1

82.639999

-1

82.599999

-1

82.68

-1

82.809998

-1

82.809998

-1

82.82

-1

82.879997

-1

83.059998

-1

83.019997

-1

83.019997

-1

83

-1

83

-1

82.970001

-1

82.93

-1

82.93

-1

82.93

-1

82.910004

-1

82.910004

-1

82.910004

-1

82.82

-1

82.82

-1

82.730003

-1

82.739998

-1

82.779999

-1

82.870003

-1

82.870003

-1

82.870003

-1

82.989998

-1

83.089996

-1

83.059998

-1

83.059998

-1

83.050003

-1

82.959999

-1

82.919998

-1

82.900002

-1

82.900002

-1

82.889999

-1

82.889999

-1

82.720001

-1

82.699997

-1

82.629997

-1

82.629997

-1

82.769997

-1

82.580002

-1

82.580002

-1

82.580002

-1

82.580002

-1

82.580002

-1

82.580002

-1

82.580002

-1

82.580002

-1

82.580002

-1

82.529999

-1

82.529999

-1

82.529999

-1

82.529999

-1

82.540001

-1

82.540001

-1

82.550003

-1

82.660004

-1

82.589996

-1

82.589996

-1

82.589996

-1

82.589996

-1

82.589996

-1

82.589996

-1

82.589996

-1

82.589996

-1

82.540001

-1

82.540001

-1

82.540001

-1

82.540001

-1

82.57

-1

82.57

-1

82.57

-1

82.32

-1

82.32

-1

82.32

-1

82.400002

-1

82.419998

-1

82.43

-1

82.440002

-1

82.440002

-1

82.43

-1

82.440002

-1

82.43

-1

82.43

-1

82.459999

-1

82.419998

-1

82.470001

-1

82.410004

-1

82.360001

-1

82.349999

-1

82.349999

-1

82.269997

-1

82.199997

-1

82.220001

-1

82.120003

-1

82.120003

-1

82.120003

-1

82.099999

-1

82.150002

-1

82.150002

-1

82.160004

-1

82.160004

-1

82.110001

-1

82.110001

-1

82.110001

-1

82.120003

-1

82.129997

-1

82.160004

-1

81.849999

-1

81.860001

-1

81.809998

-1

81.809998

-1

81.870003

-1

81.910004

-1

81.870003

-1

81.919998

-1

81.919998

-1

82

-1

82.010002

-1

82.010002

-1

82.019997

-1

82.019997

-1

82.029999

-1

82.040001

-1

82.269997

-1

82.370003

-1

82.25

-1

82.260002

-1

82.160004

-1

82.160004

-1

82.160004

-1

82.099999

-1

81.900002

-1

81.870003

-1

81.830002

-1

81.769997

-1

81.800003

-1

81.809998

-1

81.839996

-1

81.800003

-1

81.800003

-1

81.940002

-1

81.949997

-1

81.959999

-1

81.959999

-1

81.970001

-1

81.949997

-1

81.82

-1

81.800003

-1

81.760002

-1

81.760002

-1

81.739998

-1

81.639999

-1

81.639999

-1

81.639999

-1

81.599999

-1

81.599999

-1

81.599999

-1

81.599999

-1

81.599999

-1

81.599999

-1

81.720001

-1

81.730003

-1

81.510002

-1

81.489998

-1

81.489998

-1

81.489998

-1

81.550003

-1

81.550003

-1

81.550003

-1

81.290001

-1

81.300003

-1

81.25

-1

81.300003

-1

81.25

-1

81.379997

-1

81.389999

-1

81.400002

-1

81.410004

-1

81.400002

-1

81.400002

-1

81.400002

-1

81.400002

-1

81.370003

-1

81.370003

-1

81.400002

-1

81.400002

-1

81.400002

-1

81.400002

-2

82.599999

-2

82.580002

-2

82.589996

-2

83.32

-2

83.010002

-2

83.010002

-2

82.809998

-2

82.709999

-2

82.519997

-2

82.510002

-2

82.510002

-2

82.550003

-2

82.550003

-2

82.699997

-2

82.639999

-2

82.779999

-2

82.809998

-2

83.019997

-2

82.870003

-2

82.870003

-2

82.989998

-2

83.029999

-2

82.739998

-2

82.769997

-2

82.629997

-2

82.589996

-2

81.800003

-3

82.599999

-3

81.599999

-3

83.269997

-3

82.519997

-3

82.610001

-3

82.68

-3

82.68

-3

82.68

-3

82.589996

-3

82.480003

-3

82.300003

-3

81.900002

-3

82.370003

-4

81.599999

-4

83.529999

-4

82.510002

-4

82.589996

-4

82.809998

-4

82.480003

-4

82.309998

-4

82.360001

-4

82

-4

81.629997

-4

83.129997

-5

82.029999

-6

81.599999

-6

82.800003

-6

82.900002

-6

82.510002

-6

82.459999

-6

82.010002

-6

82.370003

-7

81.82

-8

82.599999

-8

83.519997

-8

82.5

-8

82.610001

-8

82.699997

-8

82.739998

-8

82.589996

-8

82.160004

-9

81.599999

-9

83.010002

-9

83.110001

-9

83.010002

-9

83.010002

-9

83.010002

-9

82.75

-9

82.550003

-9

82.550003

-9

82.449997

-9

82.550003

-9

82.699997

-9

82.639999

-9

82.779999

-9

82.809998

-9

82.809998

-9

82.870003

-9

82.870003

-9

82.989998

-9

82.739998

-9

82.769997

-9

82.730003

-9

82.660004

-9

82.629997

-9

82.550003

-9

82.589996

-9

81.790001

-9

81.739998

-10

82.720001

-10

82.529999

-10

82.589996

-10

82.480003

-10

82.459999

-10

82.269997

-10

82.269997

-10

81.940002

-10

81.75

-10

81.739998

-11

81.599999

-11

82.699997

-11

82.959999

-11

82.779999

-11

82.32

-11

82.370003

-11

81.900002

-11

81.599999

-11

81.620003

-11

81.489998

-11

81.25

-11

81.400002

-11

81.400002

-11

83.209999

-12

82.610001

-12

81.900002

-13

81.599999

-13

82.360001

-14

82.68

-14

82.589996

-15

83.190002

-15

82.919998

-15

82.57

-15

81.620003

-15

81.580002

-16

83.199997

-16

82.93

-16

82.919998

-16

82.540001

-16

82.480003

-18

81.599999

-18

82.93

-18

83.18

-18

82.510002

-18

81.889999

-19

82.739998

-19

82.309998

-19

81.860001

-20

81.599999

-20

82.559998

-20

82.269997

-20

81.860001

-22

81.639999

-23

82.809998

-23

82.580002

-23

81.769997

-24

82.550003

-24

82.610001

-24

82.419998

-25

81.389999

-25

82.629997

-25

82.870003

-26

82.870003

-26

82.870003

-26

82.989998

-26

81.629997

-26

81.629997

-27

81.599999

-27

82.589996

-27

82.68

-29

82.480003

-30

83.360001

-30

82.43

-30

81.900002

-31

82.959999

-31

81.790001

-32

83.540001

-32

83.050003

-33

83.32

-33

82.349999

-33

83.43

-34

83.010002

-35

82.349999

-35

81.849999

-35

82.370003

-36

82.5

-36

81.809998

-38

82.5

-38

82.32

-39

82.550003

-39

81.900002

-41

82.959999

-41

81.889999

-41

82.370003

-41

81.900002

-41

81.870003

-42

81.620003

-43

81.860001

-44

82.540001

-44

81.900002

-45

82.480003

-46

82.739998

-47

82.550003

-47

82.699997

-48

81.889999

-49

83

-49

82.93

-49

82.940002

-49

83.010002

-49

83.07

-49

83.07

-49

82.160004

-50

83.190002

-50

83.339996

-50

82.529999

-50

82.370003

-50

81.720001

-51

82.919998

-51

82.580002

-51

82.459999

-52

83.089996

-52

82.959999

-53

83.120003

-53

83.129997

-53

83.360001

-53

81.790001

-53

81.940002

-54

83.5

-55

82.639999

-56

82.5

-56

82.5

-56

82.610001

-56

82.589996

-56

82.449997

-56

82.68

-56

82.889999

-56

82.709999

-56

81.889999

-57

82.790001

-57

82.82

-57

82.989998

-57

82.900002

-57

82.879997

-57

81.639999

-57

81.620003

-58

82.709999

-58

82.599999

-58

82.629997

-58

82.629997

-58

82.82

-58

82.370003

-58

82.370003

-59

82.900002

-59

82.510002

-59

82.550003

-59

82.529999

-59

82.5

-59

82.610001

-59

82.779999

-59

82.989998

-59

82.769997

-59

82.580002

-59

82.580002

-59

81.720001

-60

83.089996

-60

82.809998

-60

82.589996

-60

82.580002

-61

82.099999

-62

82.110001

-62

82.110001

-63

82.550003

-63

82.120003

-63

81.860001

-64

81.599999

-64

82.589996

-64

82.529999

-64

81.739998

-65

83.190002

-65

82.900002

-65

83.169998

-68

82.650002

-68

82.57

-70

82.550003

-70

82.400002

-70

82.779999

-70

83.209999

-72

82.029999

-72

81.489998

-72

81.25

-72

81.400002

-74

83.010002

-74

82.589996

-75

82.099999

-77

82.75

-77

83.379997

-77

81.779999

-79

83.519997

-79

82.5

-79

82.510002

-80

82.599999

-80

83.209999

-80

82.599999

-80

82.669998

-80

83

-81

82.550003

-82

82.919998

-83

82.93

-83

82.959999

-83

83.010002

-83

83.57

-83

83.839996

-83

83.18

-83

83.370003

-83

83.360001

-83

82.599999

-83

82.589996

-83

82.5

-83

82.610001

-83

82.68

-83

82.620003

-83

82.879997

-83

82.540001

-83

82.580002

-83

82.400002

-83

82.349999

-83

82.160004

-83

81.779999

-83

81.510002

-83

81.400002

-85

81.599999

-85

82.809998

-90

82.809998

-91

82.25

-94

82.5

-95

81.940002

-95

83.129997

-104

83.080002

-104

83.080002

-104

83.07

-104

83.07

-110

82.5

-113

83.43

-119

83.059998

-124

82.25

-125

83.129997

-126

81.610001

-127

81.389999

-137

82.629997

-138

83.07

-140

82.68

-143

82.68

-148

82.5

-154

82.610001

-154

83.089996

-154

83.080002

-154

83.07

-154

83.07

-154

83.07

-154

83.07

-154

83.07

-155

82.629997

-166

82.5

-166

82.5

-166

81.879997

-166

81.879997

-170

81.599999

-177

82.599999

-186

82.610001

-200

81.599999

-213

83.089996

-250

81.599999

-250

81.910004

-273

83.089996

-285

83.059998

-295

83.059998

-309

82.589996

-473

81.599999

-475

82.510002

-487

82.599999

-490

81.599999

-499

83.220001

-500

83.43

-679

82.800003

-743

82.760002

-743

82.760002

-870

82.160004

-939

82.279999

-1498

82.599999

-1500

82.599999

-7936

81.120003

-8587

82.279999

Total

45,139

 (b) Derivatives transactions (other than options)

Product name, 

e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

(C = call option;

 P = put option)

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise

Price (AUD) 

Type, e.g. American, European etc.

Expiry 

date

Option money

paid/received per unit (AUD) (Note 4) 

C

purchasing

200

64

A

20090619

25.8

C

purchasing

200

66

E

20091215

32.37

C

purchasing

150

64

A

20090619

25.8

C

selling

-30

80

E

20090423

18.49

C

selling

-50

64

A

20090619

25.53

C

selling

-64

66

E

20091215

33.71

C

selling

-100

64

A

20090619

26.81

C

selling

-136

66

E

20091215

33.71

C

selling

-136

66

E

20091215

33.71

C

selling

-200

64

A

20090619

26.77

C

selling

-200

64

A

20090619

26.05

C

selling

-200

64

A

20090619

25.53

C

selling

-200

66

E

20091215

33.7

C

selling

-200

66

E

20091215

33.71

C

selling

-200

66

E

20091215

33.71

C

selling

-200

66

E

20091215

33.71

C

selling

-200

66

E

20091215

33.71

C

selling

-200

66

E

20091215

33.71

C

selling

-464

75

E

20090326

33.71

C

selling

-800

66

E

20091215

2.87

(ii) Exercising

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 4)

(d) Other dealings (including new securities) (Note 3)

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

NONE

Is a Supplemental Form 38.5(b) attached? (Note 8) YES

Date of disclosure

09 October 2008

Contact name

Pavla Trskova

Telephone number

02890 409544

Name of offeree/offeror with which connected

BHP Billiton plc

Nature of connection (Note 9)

Corporate Broker/Financial Advisor

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

SUPPLEMENTAL FORM 38.5(b)

DETAILS OF OPEN POSITIONS 

(This form should be attached to Form 38.5(b))

OPEN POSITIONS (Note 1)

Product name,

e.g. call option

Written or purchased

Number of securities to which the option or derivative relates

Exercise price (Note 2)

Type, e.g. American, European etc.

Expiry date

P

purchased

140000

37.6132

E

20091001

P

purchased

90000

77.94

E

20100219

P

purchased

50979

38.5842

E

20091201

P

purchased

40000

78.5

E

20110630

P

purchased

30588

43.3704

E

20100628

P

purchased

20000

43.3704

E

20100628

P

purchased

12000

89

E

20100809

P

purchased

10000

77.8

E

20090630

P

purchased

6789

95.75

E

20100629

P

purchased

6646

138.11

E

20120416

P

purchased

6646

77.2

E

20110627

P

purchased

6528

75.22

E

20100524

P

purchased

6415

82.55

E

20100517

P

purchased

6415

95.75

E

20100628

P

purchased

6268

95.7

E

20120905

P

purchased

5810

98.22

E

20120912

P

purchased

5428

78.46

A

20090924

P

purchased

5066

78.5

E

20110630

P

purchased

5000

78.5

E

20110630

P

purchased

5000

68.66

A

20090924

P

purchased

4886

110

A

20081218

P

purchased

4420

75

A

20111222

P

purchased

4320

80

A

20111222

P

purchased

3801

122

A

20081218

P

purchased

3388

72

A

20081218

P

purchased

3188

115

A

20081030

P

purchased

3105

120

A

20081030

P

purchased

2994

121

A

20081127

P

purchased

2862

68

A

20101223

C

purchased

2591

78.46

A

20090924

P

purchased

2591

77

A

20111222

C

purchased

2248

138

A

20081030

C

written

2000

116

A

20081030

P

written

1976

84

A

20081030

P

written

1936

85

A

20081030

C

written

1592

105

A

20081030

C

written

1370

110

A

20081030

C

written

1273

94

A

20081030

C

written

1273

90

A

20081030

C

written

1188

98

A

20081030

P

written

1152

50

A

20081218

C

written

1152

104

A

20081030

P

written

1152

96

A

20081030

C

written

1152

85

A

20111222

C

written

1132

122

A

20081218

C

written

1000

105

A

20081127

C

written

873

95

A

20090326

P

written

869

141.69

A

20130627

C

written

725

56.89

A

20090924

P

written

561

129.41

A

20121220

P

written

561

128.75

A

20130228

P

written

514

127.31

A

20130228

P

written

514

124.35

A

20130228

P

written

464

143.31

A

20130627

P

written

464

141.79

A

20110630

P

written

422

141.69

A

20110630

P

written

422

139.04

A

20130627

P

written

405

141.75

A

20130627

P

written

400

139.59

A

20130627

P

written

392

130.34

A

20121220

P

written

388

128.71

A

20110224

P

written

388

92.66

A

20110728

P

written

365

130

A

20081218

P

written

332

93.6

A

20110728

P

written

332

94.02

A

20110728

P

written

330

131.2

A

20130328

P

written

302

140.36

A

20130627

P

written

302

78.5

E

20110630

P

written

296

78.5

E

20110630

P

written

290

78.5

E

20110630

P

written

290

78.5

E

20110630

C

written

268

75

E

20090326

P

written

266

98.22

E

20120912

P

written

208

98.22

E

20120912

P

written

208

95.7

E

20120905

P

written

203

95.7

E

20120905

P

written

203

94.08

A

20110728

P

written

191

135.22

A

20110412

C

written

191

65

A

20081127

P

written

191

95.75

E

20100628

P

written

191

95.75

E

20100628

P

written

177

135.38

A

20130725

P

written

160

82.55

E

20100517

P

written

159

82.55

E

20100517

P

written

141

136.18

A

20130627

P

written

138

75.22

E

20100524

P

written

117

75.22

E

20100524

P

written

115

137

A

20130328

P

written

107

77.2

E

20110627

P

written

99

77.2

E

20110627

C

written

90

75

E

20090924

P

written

88

131.14

A

20121011

P

written

88

131.96

A

20130205

P

written

87

98.1

A

20100625

P

written

81

138.11

E

20120416

P

written

79

138.11

E

20120416

P

written

78

95.75

E

20100629

P

written

77

95.75

E

20100629

P

written

71

77.8

E

20090630

P

written

-70

77.8

E

20090630

P

written

-70

89

E

20100809

P

written

-191

89

E

20100809

P

written

-191

138

A

20130228

C

written

-203

59.227

A

20130627

P

written

-208

89.4361

A

20110207

P

written

-270

137.5

A

20130725

C

written

-290

88

E

20091215

P

written

-302

83.22

A

20111007

P

written

-332

43.3704

E

20100628

P

written

-388

43.3704

E

20100628

P

written

-391

43.3704

E

20100628

P

written

-422

43.3704

E

20100628

P

written

-464

105.3

A

20110523

C

written

-514

80

E

20090423

P

written

-561

78.5

E

20110630

P

written

-732

78.5

E

20110630

C

written

-800

95

A

20081218

P

written

-945

85.0735

A

20110228

P

written

-1000

153.6

A

20130107

P

written

-1152

174.48

A

20130521

P

written

-1152

160.932

A

20121128

P

written

-1245

90

E

20081218

C

written

-1273

95

E

20090326

P

written

-1290

73.8533

A

20101229

C

written

-2000

85

A

20100623

C

written

-2491

105

E

20090326

P

written

-2591

38.5842

E

20091201

P

written

-3748

38.5842

E

20091201

P

written

-3840

119

A

20120711

P

written

-5000

85.04

A

20110328

P

written

-5000

99.8

A

20110428

P

written

-5000

115.61

A

20120613

P

written

-5000

164.66

A

20121227

C

written

-5000

66

E

20091215

P

written

-6415

96.12

A

20110623

C

written

-6646

110

A

20081218

P

written

-8000

99.12

A

20120425

P

written

-8387

88.07

A

20110623

P

written

-9000

97.272

A

20120828

P

written

-10000

109.19

A

20120530

P

written

-12300

92.64

A

20110624

P

written

-15000

119.75

A

20120628

P

written

-15000

88.6

A

20120327

P

written

-23989

77.94

E

20100219

P

written

-25000

77.94

E

20100219

P

written

-33000

116.82

A

20120711

P

written

-44000

37.6132

E

20091001

P

written

-50000

37.6132

E

20091001

P

written

-50000

94.91

A

20110623

C

written

-55200

64

A

20090619

C

written

-61000

115

E

20090326

P

written

-75000

100

E

20081218

C

written

-75000

58.592

A

20120628

P

written

-90000

56.0324

E

20081103

P

written

-112000

74.25

E

20110727

P

written

-192000

56.1501

A

20101011

C

written

-449640

145

E

20081218

C

written

-468000

135

E

20081218

C

written

-999720

115

E

20081218

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell should also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For details of the Code's dealing disclosure requirements, see Rules 8 and 38.5 and their Notes which can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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