14th Jul 2009 11:46
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code)) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Brixton plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
13/07/2009 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
194,606 |
GBP 0.41 |
GBP 0.41 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
74,271 |
GBP 0.41 |
GBP 0.41 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
48,697 |
GBP 0.41 |
|
Long Swap |
LONG |
33,518 |
GBP 0.41 |
|
Long Swap |
LONG |
23,360 |
GBP 0.41 |
|
Long Swap |
LONG |
19,663 |
GBP 0.41 |
|
Long Swap |
LONG |
4,451 |
GBP 0.41 |
|
Long Swap |
LONG |
1,754 |
GBP 0.41 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
972 |
GBP 0.41 |
|
Short Swap |
SHORT |
4,020 |
GBP 0.41 |
|
Short Swap |
SHORT |
6,116 |
GBP 0.41 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
14/07/2009 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
SEGRO PLC |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code)) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
First Group Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
13/07/2009 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
304,925 |
GBP 3.42 |
GBP 3.26 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
313,331 |
GBP 3.42 |
GBP 3.25 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
17,698 |
GBP 3.40 |
|
Long Swap |
LONG |
1,576 |
GBP 3.37 |
|
Long Swap |
LONG |
2,332 |
GBP 3.42 |
|
Long Swap |
LONG |
2,613 |
GBP 3.40 |
|
Long Swap |
LONG |
3,656 |
GBP 3.40 |
|
Long Swap |
LONG |
7,074 |
GBP 3.37 |
|
Long Swap |
LONG |
323 |
GBP 3.40 |
|
Long Swap |
LONG |
16,451 |
GBP 3.42 |
|
Long Swap |
LONG |
8,940 |
GBP 3.40 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
856 |
GBP 3.39 |
|
Short Swap |
SHORT |
23,809 |
GBP 3.39 |
|
Short Swap |
SHORT |
17,204 |
GBP 3.41 |
|
Short Swap |
SHORT |
17,084 |
GBP 3.38 |
|
Short Swap |
SHORT |
6,217 |
GBP 3.39 |
|
Short Swap |
SHORT |
2,250 |
GBP 3.40 |
|
Short Swap |
SHORT |
1,649 |
GBP 3.39 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
14/07/2009 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
National Express |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code)) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
National Express Group Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
13/07/2009 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
63,355 |
GBP 2.84 |
GBP 2.71 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
48,602 |
GBP 2.87 |
GBP 2.71 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
18,077 |
GBP 2.84 |
|
Long Swap |
LONG |
15,977 |
GBP 2.81 |
|
Long Swap |
LONG |
8,006 |
GBP 2.75 |
|
Long Swap |
LONG |
3,766 |
GBP 2.81 |
|
Long Swap |
LONG |
2,090 |
GBP 2.75 |
|
Long Swap |
LONG |
554 |
GBP 2.75 |
|
Long Swap |
LONG |
287 |
GBP 2.75 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
9,004 |
GBP 2.87 |
|
Short Swap |
SHORT |
25,000 |
GBP 2.83 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
14/07/2009 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
National Express Group |
|
Nature of connection # |
Advisor |
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