13th Oct 2008 11:21
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FORM 38.5 (SUMMARY) |
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Lodge with Company Announcements Office and the Panel. Use a separate form for each class of |
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securities in which dealings have been made. |
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CONNECTED EXEMPT PRINCIPLE TRADER: |
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DISCLOSURE UNDER RULE 38.5 OF THE CITY CODE ON TAKEOVERS AND |
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Name of EPT |
Merrill Lynch International |
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Date of disclosure |
13 October 2008 |
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Date of dealing |
10 October 2008 |
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Telephone number |
020 7996 2121 |
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Please see attached disclosure of dealings under Rule 38.5 in the securities of the following |
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10 October 2008 |
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Rio Tinto Plc - Common |
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Lloyds TSB Group Plc - Common |
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HBOS Plc - Common |
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Banco Santander SA. - Common |
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3. OTHER INFORMATION |
|
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Agreements, arrangements or understandings relating to options or derivatives |
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Full details of any agreement, arrangement or understanding between the person disclosing and any |
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other person relating to the voting rights of any relevant securities under any option referred to on this |
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form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
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any derivative referred to on this form is referenced. If none, this should be stated. |
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NONE |
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Date of disclosure |
13/10/2008 |
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Contact name |
Louise Howard |
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Telephone number |
+44 20 7996 2121 |
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Name of offeree/offeror with whom connected |
BHP Billiton Plc |
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Nature of connection # |
Advisor |
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FORM 38.5 |
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DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
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(Rule 38.5 of The City Code on Takeovers and Mergers) |
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1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
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Company dealt in |
Lloyds TSB Group Plc |
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Class of relevant security to which the |
Common |
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dealings being disclosed relate |
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Date of dealing |
10/10/2008 |
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2. DEALINGS |
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(a) Purchases and sales |
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Total number of securities |
Highest price paid |
Lowest price paid |
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purchased |
|
5,368,590 |
GBP 2.17 |
GBP 1.90 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
5,832,572 |
GBP 2.16 |
GBP 1.84 |
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(b) Derivatives transactions (other than options) |
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Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
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Long Swap |
LONG |
193,300 |
GBP 1.92 |
|
Long Swap |
LONG |
189,104 |
GBP 1.89 |
|
Long Swap |
LONG |
40,240 |
GBP 1.92 |
|
Long Swap |
LONG |
22,856 |
GBP 1.99 |
|
Long Swap |
LONG |
10,000 |
GBP 1.86 |
|
Long Swap |
LONG |
10,000 |
GBP 1.85 |
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Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
10,000 |
GBP 1.89 |
|
Short Swap |
SHORT |
10,000 |
GBP 1.84 |
|
Short Swap |
SHORT |
22,856 |
GBP 1.96 |
|
Short Swap |
SHORT |
193,300 |
GBP 1.93 |
|
Short Swap |
SHORT |
229,344 |
GBP 1.91 |
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(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
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3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
13/10/2008 |
|
Contact name |
Louise Howard |
|
Telephone number |
+44 20 7996 2121 |
|
Name of offeree/offeror with whom connected |
Lloyds TSB Group Plc |
|
Nature of connection # |
Advisor |
|
FORM 38.5 |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
(Rule 38.5 of The City Code on Takeovers and Mergers) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
HBOS Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
10/10/2008 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
9,072,184 |
GBP 1.34 |
GBP 1.11 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
491 |
GBP |
GBP |
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Total number of securities sold |
Highest price received |
Lowest price received |
|
1 |
GBP |
GBP |
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Total number of securities sold |
Highest price received |
Lowest price received |
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9,177,510 |
GBP 1.37 |
GBP 1.14 |
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(b) Derivatives transactions (other than options) |
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Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
128,359 |
GBP 1.21 |
|
Long Swap |
LONG |
5,000 |
GBP 1.18 |
|
Long Swap |
LONG |
5,000 |
GBP 1.25 |
|
Long Swap |
LONG |
12,184 |
GBP 1.21 |
|
Long Swap |
LONG |
12,633 |
GBP 1.26 |
|
Long Swap |
LONG |
25,000 |
GBP 1.18 |
|
Long Swap |
LONG |
71,903 |
GBP 1.18 |
|
Long Swap |
LONG |
115,747 |
GBP 1.24 |
|
Long Swap |
LONG |
667 |
GBP 1.26 |
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Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
128,359 |
GBP 1.24 |
|
Short Swap |
SHORT |
5,000 |
GBP 1.24 |
|
Short Swap |
SHORT |
115,747 |
GBP 1.24 |
|
Short Swap |
SHORT |
96,903 |
GBP 1.19 |
|
Short Swap |
SHORT |
72,352 |
GBP 1.25 |
|
Short Swap |
SHORT |
18,840 |
GBP 1.25 |
|
Short Swap |
SHORT |
12,633 |
GBP 1.25 |
|
Short Swap |
SHORT |
12,184 |
GBP 1.23 |
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Short Swap |
SHORT |
5,000 |
GBP 1.15 |
|
Short Swap |
SHORT |
141,527 |
GBP 1.25 |
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(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
13/10/2008 |
|
Contact name |
Louise Howard |
|
Telephone number |
+44 20 7996 2121 |
|
Name of offeree/offeror with whom connected |
Lloyds TSB Group Plc |
|
Nature of connection # |
Advisor |
|
FORM 38.5 |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
(Rule 38.5 of The City Code on Takeovers and Mergers) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Banco Santander SA. |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
10/10/2008 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
5,202,339 |
EUR 9.85 |
EUR 8.98 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
4,921,808 |
EUR 9.85 |
EUR 8.97 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
750,459 |
EUR 9.31 |
|
Long Swap |
LONG |
155,505 |
EUR 9.26 |
|
Long Swap |
LONG |
50,990 |
EUR 9.31 |
|
Long Swap |
LONG |
50,059 |
EUR 9.37 |
|
Long Swap |
LONG |
23,560 |
EUR 9.29 |
|
Long Swap |
LONG |
12,720 |
EUR 9.29 |
|
Long Swap |
LONG |
11,381 |
EUR 9.37 |
|
Long Swap |
LONG |
10,417 |
EUR 9.37 |
|
Long Swap |
LONG |
1,013 |
EUR 9.31 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
1,818 |
EUR 10.65 |
|
Short Swap |
SHORT |
1,942 |
EUR 9.37 |
|
Short Swap |
SHORT |
40,238 |
EUR 9.24 |
|
Short Swap |
SHORT |
138,148 |
EUR 9.24 |
|
Short Swap |
SHORT |
750,459 |
EUR 9.33 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
13/10/2008 |
|
Contact name |
Louise Howard |
|
Telephone number |
+44 20 7996 2121 |
|
Name of offeree/offeror with whom connected |
Banco Santander SA. |
|
Nature of connection # |
Advisor |
Related Shares:
Banco SantanderLloydsRio Tinto