10th Apr 2008 12:36
Credit Suisse Securities (Eur) Ltd10 April 2008 FORM 38.5 (b) DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code)1. KEY INFORMATION Name of exempt principal trader Credit Suisse Securities (Europe) Limited Company dealt in Rio Tinto Plc Class of relevant security to which the dealings being Ordinary Sharesdisclosed relate (Note 1) Date of dealing 09-Apr-2008 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) Long Short Number (%) Number (%)(1) Relevant securities 1287970 0.129 2904 0.000(2) Derivatives (other than options)(3) Options and agreements to purchase/sell Total 1287970 0.129 2904 0.000 (b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) Class Of Relevant Security : Ordinary Shares Long Short(1) Relevant Securities(2) Derivatives (other than options)(3) Options and agreements to purchase/sell Total (c) Rights to subscribe (Note 2)Class of relevant security: Details 3. DEALINGS (Note 3)(a) Purchases and salesPurchase/sale Number of securities Price per unit (Note 4)Buy 2039 60 (GBP)Buy 1492 59.45 (GBP)Buy 1005 59.48 (GBP)Buy 629 59.92 (GBP)Buy 600 59.07 (GBP)Buy 354 59.59 (GBP)Buy 283 59.13 (GBP)Buy 277 59.7 (GBP)Buy 243 58.51 (GBP)Buy 240 59.82 (GBP)Buy 222 59.55 (GBP)Buy 221 58.48 (GBP)Buy 221 59.69 (GBP)Buy 192 59.08 (GBP)Buy 185 59.92 (GBP)Buy 179 58.48 (GBP)Buy 176 59.21 (GBP)Buy 171 58.26 (GBP)Buy 171 58.26 (GBP)Buy 170 58.41 (GBP)Buy 170 59.54 (GBP)Buy 168 59.19 (GBP)Buy 168 59.24 (GBP)Buy 168 59.24 (GBP)Buy 167 59.44 (GBP)Buy 167 59.48 (GBP)Buy 167 59.24 (GBP)Buy 167 59.44 (GBP)Buy 166 59.04 (GBP)Buy 166 59.5 (GBP)Buy 165 60.46 (GBP)Buy 164 59.28 (GBP)Buy 161 59.56 (GBP)Buy 161 58.58 (GBP)Buy 158 59.11 (GBP)Buy 157 58.52 (GBP)Buy 149 58.37 (GBP)Buy 149 58.26 (GBP)Buy 147 58.42 (GBP)Buy 144 59.34 (GBP)Buy 143 58.52 (GBP)Buy 142 58.59 (GBP)Buy 141 58.49 (GBP)Buy 141 58.54 (GBP)Buy 141 58.54 (GBP)Buy 140 59.56 (GBP)Buy 140 59.08 (GBP)Buy 139 59.57 (GBP)Buy 138 59.57 (GBP)Buy 138 59.57 (GBP)Buy 137 59.42 (GBP)Buy 136 59.22 (GBP)Buy 135 58.6 (GBP)Buy 135 58.58 (GBP)Buy 131 59.3 (GBP)Buy 130 58.43 (GBP)Buy 130 58.26 (GBP)Buy 130 58.6 (GBP)Buy 126 58.57 (GBP)Buy 125 58.41 (GBP)Buy 123 59.5 (GBP)Buy 123 58.59 (GBP)Buy 122 59.29 (GBP)Buy 122 59.5 (GBP)Buy 122 59.5 (GBP)Buy 121 59.04 (GBP)Buy 121 59.5 (GBP)Buy 121 58.35 (GBP)Buy 120 59.46 (GBP)Buy 120 59.46 (GBP)Buy 120 59.57 (GBP)Buy 120 59.4 (GBP)Buy 120 59.41 (GBP)Buy 120 58.35 (GBP)Buy 120 58.52 (GBP)Buy 118 59.56 (GBP)Buy 117 59.24 (GBP)Buy 116 59.11 (GBP)Buy 116 58.43 (GBP)Buy 114 58.52 (GBP)Buy 114 59.5 (GBP)Buy 114 58.32 (GBP)Buy 113 58.32 (GBP)Buy 113 59.51 (GBP)Buy 112 59.53 (GBP)Buy 112 59.53 (GBP)Buy 110 58.5 (GBP)Buy 109 58.26 (GBP)Buy 109 58.37 (GBP)Buy 107 58.42 (GBP)Buy 106 58.6 (GBP)Buy 104 58.52 (GBP)Buy 104 58.59 (GBP)Buy 103 58.49 (GBP)Buy 102 59.57 (GBP)Buy 102 59.56 (GBP)Buy 100 59.7 (GBP)Buy 100 58.56 (GBP)Buy 100 58.45 (GBP)Buy 99 58.58 (GBP)Buy 99 59.22 (GBP)Buy 99 59.42 (GBP)Buy 97 58.6 (GBP)Buy 95 58.53 (GBP)Buy 95 58.6 (GBP)Buy 95 59.3 (GBP)Buy 94 58.53 (GBP)Buy 94 58.58 (GBP)Buy 91 58.41 (GBP)Buy 91 58.59 (GBP)Buy 90 58.5 (GBP)Buy 88 59.29 (GBP)Buy 88 59.49 (GBP)Buy 85 58.55 (GBP)Buy 85 58.53 (GBP)Buy 84 59.17 (GBP)Buy 83 58.05 (GBP)Buy 82 59.51 (GBP)Buy 82 59.51 (GBP)Buy 80 59.57 (GBP)Buy 80 58.5 (GBP)Buy 80 58.56 (GBP)Buy 77 58.6 (GBP)Buy 73 58.45 (GBP)Buy 68 58.49 (GBP)Buy 68 58.51 (GBP)Buy 68 58.41 (GBP)Buy 68 58.59 (GBP)Buy 67 59.4 (GBP)Buy 67 59.36 (GBP)Buy 67 59.54 (GBP)Buy 67 59.19 (GBP)Buy 67 58.48 (GBP)Buy 67 59.24 (GBP)Buy 67 59.34 (GBP)Buy 66 58.5 (GBP)Buy 56 59.37 (GBP)Buy 51 59.56 (GBP)Buy 51 59.24 (GBP)Buy 51 58.55 (GBP)Buy 50 58.6 (GBP)Buy 49 58.48 (GBP)Buy 49 58.55 (GBP)Buy 49 58.52 (GBP)Buy 47 59.41 (GBP)Buy 47 58.55 (GBP)Buy 47 58.55 (GBP)Buy 46 58.46 (GBP)Buy 45 59.4 (GBP)Buy 44 59.41 (GBP)Buy 44 59.06 (GBP)Buy 43 59.56 (GBP)Buy 43 57.82 (GBP)Buy 43 57.87 (GBP)Buy 42 59.42 (GBP)Buy 41 58.26 (GBP)Buy 40 58.42 (GBP)Buy 39 58.45 (GBP)Buy 39 59.34 (GBP)Buy 38 59.08 (GBP)Buy 38 58.59 (GBP)Buy 38 58.52 (GBP)Buy 38 58.49 (GBP)Buy 37 59.57 (GBP)Buy 37 59.56 (GBP)Buy 37 58.55 (GBP)Buy 37 59.22 (GBP)Buy 37 59.42 (GBP)Buy 36 58.58 (GBP)Buy 36 58.6 (GBP)Buy 36 58.55 (GBP)Buy 36 58.58 (GBP)Buy 35 59.3 (GBP)Buy 35 58.6 (GBP)Buy 35 58.51 (GBP)Buy 34 58.46 (GBP)Buy 33 59.57 (GBP)Buy 33 59.5 (GBP)Buy 33 58.59 (GBP)Buy 33 59.29 (GBP)Buy 33 58.52 (GBP)Buy 33 59.5 (GBP)Buy 31 58.52 (GBP)Buy 31 59.11 (GBP)Buy 29 58.26 (GBP)Buy 29 58.5 (GBP)Buy 29 58.6 (GBP)Buy 29 58.37 (GBP)Buy 28 59.37 (GBP)Buy 28 58.45 (GBP)Buy 28 58.48 (GBP)Buy 27 59.3 (GBP)Buy 27 58.59 (GBP)Buy 27 59.3 (GBP)Buy 24 59.44 (GBP)Buy 24 58.5 (GBP)Buy 23 59.44 (GBP)Buy 23 58.6 (GBP)Buy 21 59.37 (GBP)Buy 21 59.52 (GBP)Buy 18 58.45 (GBP)Buy 14 58.43 (GBP)Buy 14 59.08 (GBP)Buy 14 59.56 (GBP)Buy 14 58.55 (GBP)Buy 13 58.51 (GBP)Buy 13 58.6 (GBP)Buy 13 58.6 (GBP)Buy 12 58.46 (GBP)Buy 12 59.5 (GBP)Buy 11 58.32 (GBP)Buy 11 59.11 (GBP)Buy 11 59.42 (GBP)Buy 11 58.37 (GBP)Buy 11 58.52 (GBP)Buy 11 59.57 (GBP)Buy 8 60 (GBP)Buy 7 58.55 (GBP)Buy 6 58.55 (GBP)Buy 4 59.57 (GBP)Buy 2 58.48 (GBP)Buy 1 58.6 (GBP)Sell 2112 60 (GBP)Sell 1044 59.97 (GBP)Sell 847 60.03 (GBP)Sell 600 59.95 (GBP)Sell 600 59.95 (GBP)Sell 480 59.97 (GBP)Sell 429 60.23 (GBP)Sell 390 58.55 (GBP)Sell 268 60.17 (GBP)Sell 235 58.47 (GBP)Sell 211 60.23 (GBP)Sell 188 58.56 (GBP)Sell 171 58.46 (GBP)Sell 171 58.38 (GBP)Sell 170 58.82 (GBP)Sell 170 58.82 (GBP)Sell 169 58.85 (GBP)Sell 169 58.91 (GBP)Sell 168 59.42 (GBP)Sell 168 59.42 (GBP)Sell 168 59.41 (GBP)Sell 168 59.24 (GBP)Sell 167 59.82 (GBP)Sell 166 59.42 (GBP)Sell 166 60 (GBP)Sell 166 59.71 (GBP)Sell 165 60.47 (GBP)Sell 162 58.82 (GBP)Sell 151 60.03 (GBP)Sell 139 60.52 (GBP)Sell 120 59.97 (GBP)Sell 100 58.55 (GBP)Sell 85 58.37 (GBP)Sell 85 58.45 (GBP)Sell 85 59.42 (GBP)Sell 84 59.17 (GBP)Sell 84 59.39 (GBP)Sell 81 59.42 (GBP)Sell 70 59.11 (GBP)Sell 70 59.11 (GBP)Sell 68 58.82 (GBP)Sell 68 58.68 (GBP)Sell 68 58.52 (GBP)Sell 68 58.59 (GBP)Sell 68 58.45 (GBP)Sell 68 58.45 (GBP)Sell 68 58.49 (GBP)Sell 68 58.39 (GBP)Sell 68 58.45 (GBP)Sell 67 59.42 (GBP)Sell 67 59.49 (GBP)Sell 67 59.3 (GBP)Sell 67 59.39 (GBP)Sell 67 59.24 (GBP)Sell 67 59.36 (GBP)Sell 67 59.24 (GBP)Sell 66 59.74 (GBP)Sell 66 60.52 (GBP)Sell 66 60.52 (GBP)Sell 66 60.53 (GBP)Sell 66 59.76 (GBP)Sell 66 59.87 (GBP)Sell 66 59.96 (GBP)Sell 66 59.83 (GBP)Sell 66 59.83 (GBP)Sell 66 60.31 (GBP)Sell 66 60.09 (GBP)Sell 66 60.03 (GBP)Sell 65 60.47 (GBP)Sell 62 58.59 (GBP)Sell 62 59.9 (GBP)Sell 59 60.59 (GBP)Sell 51 57.87 (GBP)Sell 49 58.51 (GBP)Sell 47 59.41 (GBP)Sell 47 59.3 (GBP)Sell 47 59.04 (GBP)Sell 46 59.3 (GBP)Sell 44 59.06 (GBP)Sell 37 57.87 (GBP)Sell 35 58.51 (GBP)Sell 34 59.04 (GBP)Sell 25 59.42 (GBP)Sell 25 59.91 (GBP)Sell 25 59.91 (GBP)Sell 24 60.45 (GBP)Sell 23 59.44 (GBP)Sell 15 59.22 (GBP)Sell 15 60 (GBP)Sell 13 57.87 (GBP)Sell 13 58.51 (GBP)Sell 13 59.04 (GBP)Sell 13 59.97 (GBP)Sell 8 58.82 (GBP)Sell 4 59.9 (GBP)TOTAL BUYS:25044 TOTAL SELLS:14016(b) Derivatives transactions (other than options)Product name, e.g. CFD Long/short (Note 5) Number of securities (Note 6) Price per unit (Note 4) (c) Options transactions in respect of existing securities(i) Writing, selling, purchasing or varyingProduct Writing, selling, Number of securities to Exercise Type, e.g. Expiry Option money paid/name,e.g. call purchasing, varying which the option relates price American, date received per unitoption etc. (Note 6) European etc. (Note 4) (ii) ExercisingProduct name, e.g. call option Number of securities Exercise price per unit (Note 4) (d) Other dealings (including new securities) (Note 3)Nature of transaction (Note 7) Details Price per unit (if applicable) (Note 4) 4. OTHER INFORMATIONAgreements, arrangements or understandings relating to options or derivativesFull details of any agreement, arrangement or understanding between the person disclosing and any other person relatingto the voting rights of any relevant securities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form isreferenced. If none, this should be stated. Is a Supplemental Form 38.5(b) attached? (Note 8) No Date of disclosure 10-Apr-2008 11:08:50Contact name Collins,CarolynTelephone number 44 20 7888 0241Name of offeree/offeror with which connected Rio Tinto PlcNature of connection (Note 9) ADVISOR NotesThe Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at http://www.thetakeoverpanel.org.uk/. This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Rio Tinto