1st Jul 2008 11:58
|
FORM 38.5 (SUMMARY) |
|
Lodge with Company Announcements Office and the Panel. Use a separate form for each class of |
|
securities in which dealings have been made. |
|
CONNECTED EXEMPT PRINCIPLE TRADER: |
|
DISCLOSURE UNDER RULE 38.5 OF THE CITY CODE ON TAKEOVERS AND MERGERS |
|
Name of EPT |
Merrill Lynch International |
|
Date of disclosure |
01 July 2008 |
|
Date of dealing |
30 June 2008 |
|
Telephone number |
020 7996 2121 |
|
Please see attached disclosure of dealings under Rule 38.5 in the securities of the following companies: |
|
30 June 2008 |
|
Taylor Nelson Sofres Plc - Common |
|
Rio Tinto Plc - Common |
|
Informa Plc - Common |
|
BHP Billiton Plc - Common |
|
AMENDMENT |
|
state which element(s) of previous disclosure was incorrect: |
|
In the case of option business or dealings in derivatives full details should be given on a separate sheet |
|
so that the nature of the dealings can be fully understood. For options this should include the number of |
|
securities under option, the exercise period (or in the case of exercise, the exercise date), the exercise |
|
price and any option money paid or received. For derivatives this should include, at least, the number of |
|
reference securities to which they relate (when relevant), the maturity date (or if applicable the closing |
|
out date) and the reference price. |
|
For full details of disclosure requirements see Rules 8 and 38 of the Code. If in doubt contact the |
|
Monitoring Section of the Panel, Tel. No:0207 638 0129 |
|
FORM 38.5 |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
(Rule 38.5 of The City Code on Takeovers and Mergers) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
BHP Billiton Plc |
|
Class of relevant security to which the dealings |
Common |
|
being disclosed relate |
|
Date of dealing |
30/06/2008 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities purchased |
Highest price paid |
Lowest price paid |
|
1,301,136 |
GBP 19.28 |
GBP 18.86 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
1,703,010 |
GBP 19.27 |
GBP 18.55 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
2,500 |
GBP 19.14 |
|
Long Swap |
LONG |
4,000 |
GBP 19.06 |
|
Long Swap |
LONG |
19,707 |
GBP 19.03 |
|
Long Swap |
LONG |
56,305 |
GBP 19.07 |
|
Long Swap |
LONG |
729 |
GBP 19.05 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
38,791 |
GBP 19.14 |
|
Short Swap |
SHORT |
141,256 |
GBP 19.15 |
|
Short Swap |
SHORT |
122,741 |
GBP 19.15 |
|
Short Swap |
SHORT |
68,477 |
GBP 19.14 |
|
Short Swap |
SHORT |
66,992 |
GBP 19.14 |
|
Short Swap |
SHORT |
59,074 |
GBP 19.15 |
|
Short Swap |
SHORT |
39,364 |
GBP 19.14 |
|
Short Swap |
SHORT |
1,059 |
GBP 19.20 |
|
Short Swap |
SHORT |
36,026 |
GBP 19.15 |
|
Short Swap |
SHORT |
19,871 |
GBP 19.14 |
|
Short Swap |
SHORT |
19,707 |
GBP 19.15 |
|
Short Swap |
SHORT |
18,501 |
GBP 19.14 |
|
Short Swap |
SHORT |
10,480 |
GBP 19.10 |
|
Short Swap |
SHORT |
5,550 |
GBP 19.10 |
|
Short Swap |
SHORT |
2,564 |
GBP 19.14 |
|
Short Swap |
SHORT |
2,500 |
GBP 19.20 |
|
Short Swap |
SHORT |
2,242 |
GBP 19.20 |
|
Short Swap |
SHORT |
2,107 |
GBP 19.14 |
|
Short Swap |
SHORT |
50,000 |
GBP 19.15 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, selling, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option money |
|
eg call option |
purchasing, |
securities under |
price |
American, |
date |
|
varying etc. |
option |
European etc |
paid/received |
|
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other |
|
person relating to the voting rights of any relevant securities under any option referred to on this form or |
|
relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative |
|
referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
01/07/2008 |
|
Contact name |
Louise Howard |
|
Telephone number |
+44 20 7996 2121 |
|
Name of offeree/offeror with whom connected |
BHP Billiton Plc |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITH |
|
RECOGNISED INTERMEDIARY STATUS DEALING IN CLIENT-SERVICING |
|
CAPACITY |
|
(Rule 38.5(a) of The City Code on Takeovers and Mergers) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Taylor Nelson Sofres Plc |
|
Class of relevant security to which the dealings |
Common |
|
being disclosed relate |
|
Date of dealing |
30/06/2008 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities purchased |
Highest price paid |
Lowest price paid |
|
3,856 |
GBP 2.34 |
GBP 2.32 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
73,131 |
GBP 2.34 |
GBP 2.32 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, selling, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option money |
|
eg call option |
purchasing, |
securities under |
price |
American, |
date |
paid/received |
|
varying etc. |
option |
European etc |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other |
|
person relating to the voting rights of any relevant securities under any option referred to on this form or |
|
relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative |
|
referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
01/07/2008 |
|
Contact name |
Louise Howard |
|
Telephone number |
+44 20 7996 2121 |
|
Name of offeree/offeror with whom connected |
WPP Group Plc |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITH |
|
RECOGNISED INTERMEDIARY STATUS DEALING IN CLIENT-SERVICING |
|
CAPACITY |
|
(Rule 38.5(a) of The City Code on Takeovers and Mergers) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Informa Plc |
|
Class of relevant security to which the dealings |
Common |
|
being disclosed relate |
|
Date of dealing |
30/06/2008 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities purchased |
Highest price paid |
Lowest price paid |
|
76,090 |
GBP 4.13 |
GBP 4.09 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
84,774 |
GBP 4.15 |
GBP 4.11 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, selling, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option money |
|
eg call option |
purchasing, |
securities under |
price |
American, |
date |
paid/received |
|
varying etc. |
option |
European etc |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other |
|
person relating to the voting rights of any relevant securities under any option referred to on this form or |
|
relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative |
|
referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
01/07/2008 |
|
Contact name |
Louise Howard |
|
Telephone number |
+44 20 7996 2121 |
|
Name of offeree/offeror with whom connected |
Informa Plc |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
(Rule 38.5 of The City Code on Takeovers and Mergers) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Rio Tinto Plc |
|
Class of relevant security to which the dealings |
Common |
|
being disclosed relate |
|
Date of dealing |
30/06/2008 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities purchased |
Highest price paid |
Lowest price paid |
|
569,384 |
GBP 60.49 |
GBP 59.09 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
503,170 |
GBP 60.53 |
GBP 58.88 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
3,168 |
GBP 60.00 |
|
Long Swap |
LONG |
646 |
GBP 48.87 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
281 |
GBP 60.08 |
|
Short Swap |
SHORT |
700 |
GBP 60.03 |
|
Short Swap |
SHORT |
1,420 |
GBP 60.03 |
|
Short Swap |
SHORT |
1,670 |
GBP 59.70 |
|
Short Swap |
SHORT |
2,000 |
GBP 60.08 |
|
Short Swap |
SHORT |
2,970 |
GBP 60.03 |
|
(c) Options transactions in respect of existing securities |
|
(i) Writing, selling, purchasing or varying |
|
Product name |
Writing, selling, |
Number of |
Exercise |
Type, e.g. |
Expiry date |
Option money |
|
eg call option |
purchasing, |
securities under |
price |
American, |
|
varying etc. |
option |
European etc |
paid/received |
|
per unit |
|
Warrant |
Selling |
-3,050 |
£0.33 |
AMERICAN |
18-Sep-09 |
|
Warrant |
Selling |
-20,000 |
£0.32 |
AMERICAN |
18-Sep-09 |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other |
|
person relating to the voting rights of any relevant securities under any option referred to on this form or |
|
relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative |
|
referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
01/07/2008 |
|
Contact name |
Louise Howard |
|
Telephone number |
+44 20 7996 2121 |
|
Name of offeree/offeror with whom connected |
BHP Billiton Plc |
|
Nature of connection # |
Advisor |
Related Shares:
BHP GroupInformaRio Tinto