Become a Member
  • Track your favourite stocks
  • Create & monitor portfolios
  • Daily portfolio value
Sign Up
Quickpicks
Add shares to your
quickpicks to
display them here!

EPT Disclosure

15th May 2008 11:14

RNS Number : 5288U
Deutsche Bank AG
15 May 2008
 
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
 
 
1. KEY INFORMATION
 
Name of exempt principal trader
Deutsche Securities Australia Limited
Company dealt in
Rio Tinto Limited
Class of relevant security to which the dealings being disclosed relate(Note 1)
Ordinary
Date of dealing
14/05/2008
 
 
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
 
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
 
 
 
Long
Short
 
 
Number (%)
Number (%)
(1) Relevant securities
 
430,808 0.09%
-1,727,035 -0.38
(2) Derivatives (other than options)
 
1,197,554 0.26%
-615,852 -0.13
(3) Options and agreements to purchase/sell
 
1,447,000 0.32%
-1,275,000 -0.28
Total
 
3,075,362 0.67%
-3,617,887 -0.79
 
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
 
Class of relevant security:
 
Long
Short
 
 
Number (%)
Number (%)
(1) Relevant securities
 
 
 
(2) Derivatives (other than options)
 
 
 
(3) Options and agreements to purchase/sell
 
 
 
Total
 
 
 
 
(c) Rights to subscribe (Note 2)
 
Class of relevant security:
 
Details
 
 
 
3. DEALINGS (Note 3)
 
(a) Purchases and sales
 
Purchase/sale
 
Number of securities
Price per unit (Note 4)
AUD $
Purchase
200
147.35
Purchase
11
147.43
Purchase
1397
147.55
Purchase
2000
148.08
Purchase
400
148.10
Purchase
1163
148.24
Purchase
9
148.31
Purchase
200
148.35
Purchase
100
148.45
Purchase
140
148.48
Purchase
760
148.50
Purchase
120
148.60
Purchase
68
148.61
Purchase
350
148.71
Purchase
700
148.72
Purchase
1500
148.75
Purchase
26
148.76
Purchase
1074
148.88
Purchase
105
148.92
Purchase
351
148.94
Purchase
400
149.00
Purchase
750
149.01
Purchase
35
149.05
Purchase
6
149.09
Purchase
1
149.10
Purchase
48
149.19
Purchase
567
149.20
Purchase
599
149.21
Purchase
4
149.22
Purchase
81
149.25
Purchase
2376
149.26
Purchase
32
149.28
Purchase
17
149.30
Purchase
1000
149.33
Purchase
7
149.34
Purchase
12
149.35
Purchase
28
149.36
Purchase
1000
149.37
Purchase
1000
149.39
Purchase
1210
149.40
Purchase
3000
149.40
Purchase
7
149.41
Purchase
46
149.43
Purchase
350
149.45
Purchase
43
149.46
Purchase
1618
149.50
Purchase
147
149.53
Purchase
34
149.54
Purchase
596
149.55
Purchase
39
149.58
Purchase
1377
149.60
Purchase
127
149.65
Purchase
3000
149.70
Purchase
163
149.76
Purchase
7
149.77
Purchase
9
149.86
Purchase
150
149.88
Purchase
12
149.89
Purchase
85
149.90
Purchase
360
149.91
Purchase
98
149.95
Purchase
18
149.96
Purchase
9
149.97
Purchase
255
149.98
Purchase
9
149.99
Purchase
1473
150.00
Purchase
36
150.07
Purchase
300
150.09
Purchase
360
150.13
Purchase
1000
150.16
Purchase
359
150.20
Purchase
19
150.29
Purchase
36
150.38
Purchase
2000
150.50
Purchase
1000
150.51
Purchase
14722
150.55
Purchase
21
150.57
Purchase
5
150.58
Purchase
4
150.60
Purchase
4
150.61
Purchase
201
150.62
Purchase
8397
150.63
Purchase
29
150.63
Purchase
442
150.64
Purchase
17
150.68
Purchase
1
150.70
Purchase
107
150.85
Purchase
350
150.89
Purchase
14
150.92
Purchase
1
150.97
Purchase
8
150.98
Purchase
1
150.99
Purchase
372
151.00
Purchase
1
151.01
Purchase
3
151.02
Purchase
10
151.03
Purchase
18
151.04
Purchase
15
151.09
Purchase
6967
151.10
Purchase
2
151.11
Purchase
13
151.14
Purchase
16
151.21
Purchase
4
151.22
Purchase
375
151.23
Purchase
32
151.24
Purchase
360
151.29
Purchase
9
151.30
Purchase
23
151.31
Purchase
1019
151.32
Purchase
23
151.34
Purchase
873
151.35
Purchase
92
151.36
Purchase
476
151.37
Purchase
3
151.38
Purchase
5
151.43
Purchase
43
151.45
Purchase
20
151.46
Purchase
7
151.47
Purchase
21
151.49
Purchase
563
151.50
Purchase
925
151.51
Purchase
162
151.53
Purchase
1000
151.54
Purchase
1000
151.57
Purchase
1002
151.59
Purchase
853
151.72
Purchase
300
151.73
Purchase
650
151.75
Purchase
197
151.77
Purchase
1000
151.90
Purchase
134
151.92
Purchase
2000
152.01
Purchase
82
152.03
Purchase
18
152.05
Purchase
7
152.08
Purchase
1000
152.20
Purchase
43
152.21
Purchase
21
152.30
Purchase
6
152.32
Purchase
6
152.36
Purchase
27
152.38
Purchase
1
152.41
Purchase
24
152.44
Purchase
47
152.45
Purchase
5
152.46
Purchase
7
152.48
Purchase
20
152.54
Purchase
1000
152.61
Purchase
8
152.68
Purchase
100
152.69
Purchase
12
152.70
Purchase
10000
152.76
Purchase
29
152.77
Purchase
1
153.00
Purchase
39
153.01
Purchase
3
153.25
Purchase
15
153.32
Purchase
17
153.37
Purchase
1000
153.40
Purchase
436
153.47
Purchase
3
153.49
Purchase
100
153.59
Purchase
78
153.60
Purchase
500
153.82
Purchase
234
153.83
Purchase
649
153.97
TOTAL PURCHASE
98,439
 
Sale
938
147.01
Sale
69
147.44
Sale
7
147.45
Sale
28
147.47
Sale
2
147.54
Sale
24
147.74
Sale
54
148.05
Sale
17
148.12
Sale
9
148.29
Sale
99
149.03
Sale
7
149.05
Sale
67
149.11
Sale
16
149.15
Sale
500
149.16
Sale
21
149.18
Sale
70
149.19
Sale
447
149.20
Sale
400
149.21
Sale
21
149.22
Sale
684
149.25
Sale
139
149.26
Sale
366
149.28
Sale
73
149.29
Sale
573
149.30
Sale
541
149.32
Sale
34
149.33
Sale
36
149.34
Sale
35
149.38
Sale
1527
149.42
Sale
26
149.43
Sale
28
149.44
Sale
88
149.45
Sale
33
149.46
Sale
139
149.48
Sale
155
149.49
Sale
8
149.50
Sale
9
149.51
Sale
100
149.53
Sale
68
149.54
Sale
360
149.55
Sale
50
149.58
Sale
90
149.59
Sale
109
149.60
Sale
37
149.62
Sale
32
149.64
Sale
18
149.67
Sale
13
149.69
Sale
107
149.70
Sale
33
149.74
Sale
29
149.75
Sale
11117
149.76
Sale
14
149.77
Sale
39
149.80
Sale
29
149.85
Sale
11
149.90
Sale
149
149.93
Sale
63
149.95
Sale
3
149.96
Sale
95
149.97
Sale
69
149.99
Sale
36
150.00
Sale
18
150.04
Sale
140
150.05
Sale
126
150.07
Sale
1009
150.08
Sale
7580
150.08
Sale
16
150.09
Sale
102
150.10
Sale
21
150.14
Sale
26
150.40
Sale
53
150.43
Sale
41
150.49
Sale
285
150.50
Sale
85
150.51
Sale
48
150.52
Sale
32
150.53
Sale
15
150.54
Sale
155
150.55
Sale
18
150.60
Sale
47
150.62
Sale
7
150.64
Sale
18
150.66
Sale
23
150.69
Sale
5
150.70
Sale
32
150.72
Sale
13
150.73
Sale
1038
150.74
Sale
38
150.76
Sale
27
150.77
Sale
6
150.80
Sale
6
150.81
Sale
18
150.86
Sale
7
150.87
Sale
7
150.91
Sale
7
150.93
Sale
4
150.94
Sale
61
150.95
Sale
1150
150.96
Sale
12
150.97
Sale
500
150.98
Sale
61
150.99
Sale
657
151.00
Sale
48
151.01
Sale
3
151.02
Sale
4
151.03
Sale
18
151.04
Sale
4539
151.10
Sale
7000
151.10
Sale
43
151.11
Sale
1
151.14
Sale
17
151.15
Sale
81
151.19
Sale
18
151.20
Sale
5
151.21
Sale
3
151.22
Sale
24
151.23
Sale
1000
151.26
Sale
250
151.28
Sale
18
151.29
Sale
195
151.30
Sale
8
151.31
Sale
6
151.33
Sale
66
151.35
Sale
201
151.37
Sale
750
151.38
Sale
24
151.39
Sale
6
151.41
Sale
8
151.43
Sale
3
151.44
Sale
506
151.47
Sale
573
151.50
Sale
2000
151.52
Sale
35
151.54
Sale
500
151.55
Sale
36
151.58
Sale
1
151.61
Sale
9
151.64
Sale
18
151.65
Sale
26
151.73
Sale
22
151.91
Sale
15
152.00
Sale
59
152.02
Sale
3
152.03
Sale
78
152.11
Sale
1
152.12
Sale
29
152.13
Sale
3100
152.15
Sale
8
152.15
Sale
100
152.22
Sale
23
152.25
Sale
3
152.29
Sale
450
152.30
Sale
1000
152.34
Sale
98
152.36
Sale
26
152.37
Sale
1
152.40
Sale
16
152.41
Sale
128
152.44
Sale
1227
152.45
Sale
73
152.46
Sale
31
152.47
Sale
100
152.48
Sale
25
152.49
Sale
10
152.52
Sale
281
152.53
Sale
97
152.54
Sale
95
152.55
Sale
200
152.61
Sale
45
152.62
Sale
5000
152.63
Sale
70
152.66
Sale
211
152.67
Sale
9
152.68
Sale
213
152.69
Sale
7
152.71
Sale
10000
152.76
Sale
889
152.87
Sale
5011
152.89
Sale
15
153.00
Sale
235
153.15
Sale
235
153.19
Sale
166
153.20
Sale
1400
153.36
Sale
359
153.38
Sale
11
153.40
Sale
210
153.41
Sale
500
153.43
Sale
110
153.44
Sale
203
153.47
Sale
14
153.50
Sale
366
153.57
Sale
138
153.76
TOTAL SALES
84,234
 
 
(b) Derivatives transactions (other than options)
 
Product name,
e.g. CFD
Long/short (Note 5)
Number of securities (Note 6)
Price per unit (Note 4)
AUD $
CFD
Long
18
149.11
CFD
Long
500
149.16
CFD
Long
21
149.18
CFD
Long
70
149.19
CFD
Long
447
149.20
CFD
Long
400
149.21
CFD
Long
21
149.22
CFD
Long
684
149.25
CFD
Long
132
149.26
CFD
Long
366
149.28
CFD
Long
73
149.29
CFD
Long
573
149.30
CFD
Long
541
149.32
CFD
Long
35
149.34
CFD
Long
1
149.38
CFD
Long
1527
149.42
CFD
Long
26
149.43
CFD
Long
88
149.45
CFD
Long
33
149.46
CFD
Long
139
149.48
CFD
Long
155
149.49
CFD
Long
100
149.53
CFD
Long
50
149.54
CFD
Long
50
149.58
CFD
Long
90
149.59
CFD
Long
50
149.60
CFD
Long
37
149.62
CFD
Long
32
149.64
CFD
Long
13
149.69
CFD
Long
100
149.70
CFD
Long
29
149.75
CFD
Long
11117
149.76
CFD
Long
39
149.80
CFD
Long
149
149.93
CFD
Long
50
149.95
CFD
Long
95
149.97
CFD
Long
67
149.99
CFD
Long
36
150.00
CFD
Long
114
150.05
CFD
Long
126
150.07
CFD
Long
1000
150.08
CFD
Long
7580
150.08
CFD
Long
16
150.09
CFD
Long
90
150.10
CFD
Long
21
150.14
CFD
Long
26
150.40
CFD
Long
41
150.49
CFD
Long
280
150.50
CFD
Long
85
150.51
CFD
Long
48
150.52
CFD
Long
32
150.53
CFD
Long
15
150.54
CFD
Long
155
150.55
CFD
Long
18
150.60
CFD
Long
23
150.69
CFD
Long
32
150.72
CFD
Long
1000
150.74
CFD
Long
38
150.76
CFD
Long
21
150.77
CFD
Long
18
150.86
CFD
Long
27
150.95
CFD
Long
1150
150.96
CFD
Long
12
150.97
CFD
Long
500
150.98
CFD
Long
61
150.99
CFD
Long
297
151.00
CFD
Long
34
151.01
CFD
Long
3
151.02
CFD
Long
7000
151.10
CFD
Long
79
151.19
CFD
Long
1000
151.26
CFD
Long
250
151.28
CFD
Long
18
151.29
CFD
Long
183
151.30
CFD
Long
37
151.35
CFD
Long
188
151.37
CFD
Long
750
151.38
CFD
Long
500
151.47
CFD
Long
10
151.50
CFD
Long
2000
151.52
CFD
Long
500
151.55
CFD
Long
15
152.00
CFD
Long
35
152.02
CFD
Long
63
152.11
CFD
Long
29
152.13
CFD
Long
3100
152.15
CFD
Long
8
152.15
CFD
Long
100
152.22
CFD
Long
450
152.30
CFD
Long
1000
152.34
CFD
Long
98
152.36
CFD
Long
19
152.37
CFD
Long
128
152.44
CFD
Long
1227
152.45
CFD
Long
73
152.46
CFD
Long
23
152.47
CFD
Long
100
152.48
CFD
Long
281
152.53
CFD
Long
76
152.54
CFD
Long
95
152.55
CFD
Long
200
152.61
CFD
Long
45
152.62
CFD
Long
211
152.67
CFD
Long
9
152.68
CFD
Long
213
152.69
CFD
Long
889
152.87
CFD
Long
11
152.89
CFD
Long
15
153.00
CFD
Long
235
153.15
CFD
Long
235
153.19
CFD
Long
166
153.20
CFD
Long
1400
153.36
CFD
Long
359
153.38
CFD
Long
11
153.40
CFD
Long
210
153.41
CFD
Long
500
153.43
CFD
Long
194
153.47
CFD
Long
14
153.50
CFD
Long
366
153.57
CFD
Long
138
153.76
CFD
Short
200
147.35
CFD
Short
400
148.10
CFD
Short
9
148.31
CFD
Short
200
148.35
CFD
Short
120
148.60
CFD
Short
68
148.61
CFD
Short
350
148.71
CFD
Short
700
148.72
CFD
Short
1500
148.75
CFD
Short
1074
148.88
CFD
Short
105
148.92
CFD
Short
326
148.94
CFD
Short
400
149.00
CFD
Short
750
149.01
CFD
Short
37
149.19
CFD
Short
561
149.20
CFD
Short
599
149.21
CFD
Short
4
149.22
CFD
Short
81
149.25
CFD
Short
2354
149.26
CFD
Short
32
149.28
CFD
Short
1210
149.40
CFD
Short
37
149.43
CFD
Short
350
149.45
CFD
Short
1618
149.50
CFD
Short
100
149.53
CFD
Short
596
149.55
CFD
Short
1377
149.60
CFD
Short
127
149.65
CFD
Short
163
149.76
CFD
Short
144
149.88
CFD
Short
85
149.90
CFD
Short
90
149.95
CFD
Short
250
149.98
CFD
Short
750
150.00
CFD
Short
36
150.07
CFD
Short
300
150.09
CFD
Short
1000
150.16
CFD
Short
2000
150.50
CFD
Short
1000
150.51
CFD
Short
14722
150.55
CFD
Short
2
150.57
CFD
Short
5
150.58
CFD
Short
4
150.60
CFD
Short
197
150.62
CFD
Short
8397
150.63
CFD
Short
442
150.64
CFD
Short
100
150.85
CFD
Short
350
150.89
CFD
Short
350
151.00
CFD
Short
1400
151.10
CFD
Short
1000
151.32
CFD
Short
476
151.37
CFD
Short
3
151.38
CFD
Short
5
151.43
CFD
Short
43
151.45
CFD
Short
82
152.03
CFD
Short
18
152.05
CFD
Short
1000
152.20
CFD
Short
27
152.38
CFD
Short
100
152.69
 
 
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
 
Product name,
e.g. call option
 
Writing, selling, purchasing, varying etc.
Number of securities to which the option relates (Note 6)
Exercise
price
Type, e.g. American, European etc.
Expiry
date
Option money
paid/received per unit (Note 4)
 
 
 
 
 
 
 
 
 
 
(ii) Exercising
 
Product name, e.g. call option
Number of securities
Exercise price per unit (Note 4)
 
 
 
 
 
(d) Other dealings (including new securities) (Note 3)
 
Nature of transaction (Note 7)
 
Details
Price per unit (if applicable)(Note 4)
 
 
 
 
 
 
 
 
4. OTHER INFORMATION
 
Agreements, arrangements or understandings relating to options or derivatives
 
 
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. 
 
 
 
 
 
Is a Supplemental Form 38.5(b) attached? (Note 8) NO
 
 
Date of disclosure
15/05/2008
Contact name
Kelly-Jade Ledwich
Telephone number
020 7545 7804
Name of offeree/offeror with which connected
Rio Tinto plc
Nature of connection (Note 9)
Connected Advisor to Offeree
 
 
Notes
 
The Notes on Form 38.5(b) can be viewed on the Takeover Panel’s website at www.thetakeoverpanel.org.uk

 

 
 
 
 
 
 
 
 
 
 
This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMAAMMTMMBBBBP

Related Shares:

Rio Tinto
FTSE 100 Latest
Value8,699.31
Change14.75