16th Sep 2008 10:28
|
Name of exempt principal trader
|
Macquarie Bank Limited
|
|
Company dealt in
|
BHP Billiton Plc
|
|
Class of relevant security to which the dealings being disclosed relate(Note 1)
|
Ordinary shares ISIN: GB0000566504
|
|
Date of dealing
|
15 September 2008
|
|
|
Long
|
Short
|
|
|
Number (%)
|
Number (%)
|
|
(1) Relevant securities
|
3,627,803 0.16%
|
|
|
(2) Derivatives (other than options)
|
|
137,642 0.00%
|
|
(3) Options and agreements to purchase/sell
|
199,843 0.00%
|
|
|
Total
|
3,827,646 0.17%
|
137,642 0.00%
|
|
Class of relevant security:
|
Long
|
Short
|
|
|
Number (%)
|
Number (%)
|
|
(1) Relevant securities
|
|
|
|
(2) Derivatives (other than options)
|
|
|
|
(3) Options and agreements to purchase/sell
|
|
|
|
Total
|
|
|
|
Class of relevant security:
|
Details
|
|
|
|
|
Product name,
e.g. CFD
|
Long/short (Note 5)
|
Number of securities (Note 6)
|
Price per unit (Note 4)
|
|
|
|
|
|
|
Product name,
e.g. call option
|
Writing, selling, purchasing, varying etc.
|
Number of securities to which the option relates (Note 6)
|
Exercise
price
|
Type, e.g. American, European etc.
|
Expiry
date
|
Option money
paid/received per unit (Note 4)
|
|
|
|
|
|
|
|
|
|
Product name, e.g. call option
|
Number of securities
|
Exercise price per unit (Note 4)
|
|
|
|
|
|
Nature of transaction (Note 7)
|
Quantity
|
Price per unit (if applicable)(Note 4)
|
|
|
|
|
|
|
|
|
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
|
|
|
|
Date of disclosure
|
16 September 2008
|
|
Contact name
|
Johanna Uy
|
|
Telephone number
|
+44 (0) 2030374339
|
|
Name of offeree/offeror with which connected
|
Rio Tinto Plc
|
|
Nature of connection (Note 9)
|
Connected principal trader
|
SUPPLEMENTAL FORM 38.5(b)
|
Call/Put |
BuySell |
Quantity |
Strike |
Amer/Euro |
Expiry |
ETO C/SIZE |
|
Call Option |
BUY |
200000.00 |
13.43 |
European |
20090511 |
|
|
Call Option |
SELL |
-150.00 |
14.00 |
American |
20090320 |
1000 |
|
Call Option |
SELL |
-07.00 |
14.00 |
American |
20090619 |
1000 |
Annexure
B = 2250 S = -72500
|
Buy Sell |
Exec Quantity |
Exec Price |
|
Buy Sell |
Exec Quantity |
Exec Price |
|
BUY |
750.00 |
14.37 |
|
BUY |
500.00 |
14.29 |
|
BUY |
1000.00 |
14.24 |
|
SELL |
-15000.00 |
14.69 |
|
SELL |
-228.00 |
14.36 |
|
SELL |
-2056.00 |
14.35 |
|
SELL |
-226.00 |
14.33 |
|
SELL |
-2030.00 |
14.33 |
|
SELL |
-1135.00 |
14.36 |
|
SELL |
-1135.00 |
14.34 |
|
SELL |
-2270.00 |
14.34 |
|
SELL |
-2270.00 |
14.32 |
|
SELL |
-2270.00 |
14.32 |
|
SELL |
-485.00 |
14.32 |
|
SELL |
-841.00 |
14.32 |
|
SELL |
-944.00 |
14.32 |
|
SELL |
-1000.00 |
14.30 |
|
SELL |
-1000.00 |
14.30 |
|
SELL |
-270.00 |
14.30 |
|
SELL |
-700.00 |
14.24 |
|
SELL |
-1050.00 |
14.24 |
|
SELL |
-520.00 |
14.24 |
|
SELL |
-2270.00 |
14.24 |
|
SELL |
-1081.00 |
14.24 |
|
SELL |
-1189.00 |
14.24 |
|
SELL |
-454.00 |
14.24 |
|
SELL |
-700.00 |
14.24 |
|
SELL |
-1100.00 |
14.24 |
|
SELL |
-16.00 |
14.24 |
|
SELL |
-2270.00 |
14.24 |
|
SELL |
-2270.00 |
14.27 |
|
SELL |
-640.00 |
14.30 |
|
SELL |
-640.00 |
14.30 |
|
SELL |
-760.00 |
14.30 |
|
SELL |
-230.00 |
14.30 |
|
SELL |
-1000.00 |
14.23 |
|
SELL |
-1140.00 |
14.23 |
|
SELL |
-130.00 |
14.23 |
|
SELL |
-2270.00 |
14.24 |
|
SELL |
-2270.00 |
14.42 |
|
SELL |
-760.00 |
14.42 |
|
SELL |
-700.00 |
14.42 |
|
SELL |
-700.00 |
14.42 |
|
SELL |
-110.00 |
14.42 |
|
SELL |
-650.00 |
14.42 |
|
SELL |
-700.00 |
14.42 |
|
SELL |
-700.00 |
14.42 |
|
SELL |
-220.00 |
14.42 |
|
SELL |
-2268.00 |
14.41 |
|
SELL |
-02.00 |
14.41 |
|
SELL |
-922.00 |
14.42 |
|
SELL |
-1000.00 |
14.42 |
|
SELL |
-348.00 |
14.42 |
|
SELL |
-115.00 |
14.45 |
|
SELL |
-172.00 |
14.45 |
|
SELL |
-58.00 |
14.45 |
|
SELL |
-345.00 |
14.45 |
|
SELL |
-1580.00 |
14.45 |
|
SELL |
-700.00 |
14.44 |
|
SELL |
-435.00 |
14.44 |
|
SELL |
-1135.00 |
14.44 |
|
SELL |
-2270.00 |
14.44 |
|
SELL |
-246.00 |
14.45 |
|
SELL |
-504.00 |
14.45 |
|
00.00 |
OTC sale to custodian at market. |
|
|
Total |
-70250.00 |
|
Related Shares:
BHP Group