5th Aug 2008 11:17
FORM 38.5 (SUMMARY) |
Lodge with Company Announcements Office and the Panel. Use a separate form for each class of |
securities in which dealings have been made. |
CONNECTED EXEMPT PRINCIPLE TRADER: |
DISCLOSURE UNDER RULE 38.5 OF THE CITY CODE ON TAKEOVERS AND MERGERS |
Name of EPT |
Merrill Lynch International |
Date of disclosure |
05 August 2008 |
Date of dealing |
04 August 2008 |
Telephone number |
020 7996 2121 |
Please see attached disclosure of dealings under Rule 38.5 in the securities of the following companies: |
04 August 2008 |
Taylor Nelson Sofres Plc - Common |
Informa Plc - Common |
BHP Billiton Plc - Common |
Alliance & Leicester Plc - Common |
AMENDMENT |
state which element(s) of previous disclosure was incorrect: |
In the case of option business or dealings in derivatives full details should be given on a separate sheet so |
that the nature of the dealings can be fully understood. For options this should include the number of |
securities under option, the exercise period (or in the case of exercise, the exercise date), the exercise price |
and any option money paid or received. For derivatives this should include, at least, the number of reference |
securities to which they relate (when relevant), the maturity date (or if applicable the closing out date) and the |
reference price. |
For full details of disclosure requirements see Rules 8 and 38 of the Code. If in doubt contact the Monitoring |
Section of the Panel, Tel. No:0207 638 0129 |
FORM 38.5 |
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
(Rule 38.5 of The City Code on Takeovers and Mergers) |
1. KEY INFORMATION |
Name of exempt principal trader |
Merrill Lynch International |
Company dealt in |
Alliance & Leicester Plc |
Class of relevant security to which the |
Common |
dealings being disclosed relate |
Date of dealing |
04/08/2008 |
2. DEALINGS |
(a) Purchases and sales |
Total number of securities |
Highest price paid |
Lowest price paid |
purchased |
195,820 |
GBP 3.47 |
GBP 3.20 |
Total number of securities sold |
Highest price received |
Lowest price received |
196,315 |
GBP 3.36 |
GBP 3.30 |
(b) Derivatives transactions (other than options) |
Product name, |
Short/Long |
Number of securities |
Price per unit |
eg. CFD |
Long Swap |
LONG |
17,087 |
GBP 3.32 |
Long Swap |
LONG |
5,000 |
GBP 3.33 |
Long Swap |
LONG |
4,784 |
GBP 3.33 |
Long Swap |
LONG |
2,240 |
GBP 3.34 |
Long Swap |
LONG |
1,750 |
GBP 3.34 |
Long Swap |
LONG |
216 |
GBP 3.33 |
Product name, |
Short/Long |
Number of securities |
Price per unit |
eg. CFD |
Short Swap |
SHORT |
108 |
GBP 3.35 |
Short Swap |
SHORT |
173 |
GBP 3.33 |
Short Swap |
SHORT |
1,064 |
GBP 3.32 |
Short Swap |
SHORT |
5,760 |
GBP 3.35 |
Short Swap |
SHORT |
41,204 |
GBP 3.32 |
(c) Options transactions in respect of existing securities |
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
selling, |
securities under |
price |
American, |
date |
money |
eg call option |
purchasing, |
option |
European etc |
paid/received |
varying etc. |
per unit |
(ii) Exercising |
Product name |
Number of securities under |
Exercise price |
eg call option |
option |
3. OTHER INFORMATION |
Agreements, arrangements or understandings relating to options or derivatives |
Full details of any agreement, arrangement or understanding between the person disclosing and any |
other person relating to the voting rights of any relevant securities under any option referred to on this |
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
any derivative referred to on this form is referenced. If none, this should be stated. |
NONE |
Date of disclosure |
05/08/2008 |
Contact name |
Louise Howard |
Telephone number |
+44 20 7996 2121 |
Name of offeree/offeror with whom connected |
Banco Santander SA. |
Nature of connection # |
Advisor |
FORM 38.5 |
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
(Rule 38.5 of The City Code on Takeovers and Mergers) |
1. KEY INFORMATION |
Name of exempt principal trader |
Merrill Lynch International |
Company dealt in |
BHP Billiton Plc |
Class of relevant security to which the |
Common |
dealings being disclosed relate |
Date of dealing |
04/08/2008 |
2. DEALINGS |
(a) Purchases and sales |
Total number of securities |
Highest price paid |
Lowest price paid |
purchased |
3,104,687 |
GBP 16.14 |
GBP 15.26 |
Total number of securities sold |
Highest price received |
Lowest price received |
2,850,147 |
GBP 16.17 |
GBP 15.26 |
(b) Derivatives transactions (other than options) |
Product name, |
Short/Long |
Number of securities |
Price per unit |
eg. CFD |
Long Swap |
LONG |
529 |
GBP 15.61 |
Long Swap |
LONG |
2,456 |
GBP 15.48 |
Long Swap |
LONG |
10,000 |
GBP 15.40 |
Long Swap |
LONG |
15,968 |
GBP 15.42 |
Long Swap |
LONG |
44,207 |
GBP 15.48 |
Long Swap |
LONG |
34,900,000 |
GBP 17.45 |
Long Swap |
LONG |
43 |
GBP 16.03 |
Product name, |
Short/Long |
Number of securities |
Price per unit |
eg. CFD |
Short Swap |
SHORT |
6,943 |
GBP 15.73 |
Short Swap |
SHORT |
32,000,000 |
GBP 16.00 |
Short Swap |
SHORT |
34,388 |
GBP 15.30 |
Short Swap |
SHORT |
17,260 |
GBP 15.73 |
Short Swap |
SHORT |
7,000 |
GBP 15.62 |
Short Swap |
SHORT |
130 |
GBP 15.36 |
Short Swap |
SHORT |
1,748 |
GBP 15.36 |
Short Swap |
SHORT |
1,436 |
GBP 15.36 |
Short Swap |
SHORT |
1,420 |
GBP 15.36 |
Short Swap |
SHORT |
1,070 |
GBP 15.36 |
Short Swap |
SHORT |
1,000 |
GBP 15.41 |
Short Swap |
SHORT |
740 |
GBP 15.36 |
Short Swap |
SHORT |
729 |
GBP 15.55 |
Short Swap |
SHORT |
596 |
GBP 15.36 |
Short Swap |
SHORT |
300 |
GBP 15.41 |
Short Swap |
SHORT |
15,968 |
GBP 15.73 |
(c) Options transactions in respect of existing securities |
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
selling, |
securities under |
price |
American, |
date |
money |
eg call option |
purchasing, |
option |
European etc |
paid/received |
varying etc. |
per unit |
(ii) Exercising |
Product name |
Number of securities under |
Exercise price |
eg call option |
option |
3. OTHER INFORMATION |
Agreements, arrangements or understandings relating to options or derivatives |
Full details of any agreement, arrangement or understanding between the person disclosing and any |
other person relating to the voting rights of any relevant securities under any option referred to on this |
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
any derivative referred to on this form is referenced. If none, this should be stated. |
NONE |
Date of disclosure |
05/08/2008 |
Contact name |
Louise Howard |
Telephone number |
+44 20 7996 2121 |
Name of offeree/offeror with whom connected |
BHP Billiton Plc |
Nature of connection # |
Advisor |
FORM 38.5(a) |
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITH |
RECOGNISED INTERMEDIARY STATUS DEALING IN CLIENT-SERVICING |
CAPACITY |
(Rule 38.5(a) of The City Code on Takeovers and Mergers) |
1. KEY INFORMATION |
Name of exempt principal trader |
Merrill Lynch International |
Company dealt in |
Taylor Nelson Sofres Plc |
Class of relevant security to which the |
Common |
dealings being disclosed relate |
Date of dealing |
04/08/2008 |
2. DEALINGS |
(a) Purchases and sales |
Total number of securities |
Highest price paid |
Lowest price paid |
purchased |
229,677 |
GBP 2.72 |
GBP 2.70 |
Total number of securities sold |
Highest price received |
Lowest price received |
256,852 |
GBP 2.72 |
GBP 2.68 |
(b) Derivatives transactions (other than options) |
Product name, |
Short/Long |
Number of securities |
Price per unit |
eg. CFD |
(c) Options transactions in respect of existing securities |
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option money |
selling, |
securities under |
price |
American, |
date |
eg call option |
purchasing, |
option |
European etc |
paid/received |
varying etc. |
per unit |
(ii) Exercising |
Product name |
Number of securities under |
Exercise price |
eg call option |
option |
3. OTHER INFORMATION |
Agreements, arrangements or understandings relating to options or derivatives |
Full details of any agreement, arrangement or understanding between the person disclosing and any |
other person relating to the voting rights of any relevant securities under any option referred to on this |
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
any derivative referred to on this form is referenced. If none, this should be stated. |
NONE |
Date of disclosure |
05/08/2008 |
Contact name |
Louise Howard |
Telephone number |
+44 20 7996 2121 |
Name of offeree/offeror with whom connected |
WPP Group Plc |
Nature of connection # |
Advisor |
FORM 38.5(a) |
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITH |
RECOGNISED INTERMEDIARY STATUS DEALING IN CLIENT-SERVICING |
CAPACITY |
(Rule 38.5(a) of The City Code on Takeovers and Mergers) |
1. KEY INFORMATION |
Name of exempt principal trader |
Merrill Lynch International |
Company dealt in |
Informa Plc |
Class of relevant security to which the |
Common |
dealings being disclosed relate |
Date of dealing |
04/08/2008 |
2. DEALINGS |
(a) Purchases and sales |
Total number of securities |
Highest price paid |
Lowest price paid |
purchased |
334,339 |
GBP 4.35 |
GBP 4.30 |
Total number of securities sold |
Highest price received |
Lowest price received |
368,656 |
GBP 4.34 |
GBP 4.28 |
(b) Derivatives transactions (other than options) |
Product name, |
Short/Long |
Number of securities |
Price per unit |
eg. CFD |
(c) Options transactions in respect of existing securities |
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option money |
selling, |
securities under |
price |
American, |
date |
eg call option |
purchasing, |
option |
European etc |
paid/received |
varying etc. |
per unit |
(ii) Exercising |
Product name |
Number of securities under |
Exercise price |
eg call option |
option |
3. OTHER INFORMATION |
Agreements, arrangements or understandings relating to options or derivatives |
Full details of any agreement, arrangement or understanding between the person disclosing and any |
other person relating to the voting rights of any relevant securities under any option referred to on this |
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
any derivative referred to on this form is referenced. If none, this should be stated. |
NONE |
Date of disclosure |
05/08/2008 |
Contact name |
Louise Howard |
Telephone number |
+44 20 7996 2121 |
Name of offeree/offeror with whom connected |
Informa Plc |
Nature of connection # |
Advisor |
Related Shares:
BHP GroupInforma