21st Feb 2008 12:08
Macquarie Group Limited21 February 2008 DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) Part 2 of 2 1. KEY INFORMATION Name of exempt principal trader Macquarie Bank LimitedCompany dealt in BHP Billiton LimitedClass of relevant security to which the dealings being Ordinary shares ISIN:disclosed relate (Note 1) AU000000BHP4 Date of dealing 20 February 2008 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class of relevantsecurity dealt in (Note 2) Long Short Number (%) Number (%)(1) Relevantsecurities 7,506,171 0.22%(2)Derivatives(other thanoptions) 500,793 0.01%(3) Optionsand agreementstopurchase/sell 6,314,549 0.18% Total 500,793 0.01% 13,820,720 0.41% (b) Interests and short positions in relevant securities of the company, otherthan the class dealt in (Note 2) Class of relevant security: Long Short Number (%) Number (%)(1) Relevant securities(2) Derivatives (other than options)(3) Options and agreements to purchase/sell Total (c) Rights to subscribe (Note 2) Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4)See Part 2 - Annexure A (b) Derivatives transactions (other than options) Product name, Long/short (Note Number of securities Price per unit 5) (Note 6) (Note 4)e.g. CFDSee Part 2 -Annexure B (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product Writing, Number of Exercise Type, e.g. Expiry Optionname, selling, securities to American, money purchasing, which the option European varying etc. relates (Note 6) etc.e.g. price date paid/call receivedoption per unit (Note 4)See Part2 -AnnexureC (ii) Exercising Product name, e.g. call Number of Exercise price per unit (Noteoption securities 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction (Note Details Price per unit (if applicable) (Note7) 4)Stock loans 1,783,212 N/AStock loan returns 1,300,000 N/ACollateral receivedreturns 160,000 N/ACollateral deliveryreturns 3,800,000 N/A 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the persondisclosing and any other person relating to the voting rights of any relevantsecurities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which anyderivative referred to on this form is referenced. If none, this should bestated. Is a Supplemental Form 38.5(b) attached? (Note 8) YES Date of disclosure 21 February 2008 Contact name Johanna Uy Telephone number +44 (0) 2030374339 Name of offeree/offeror with which connected Rio Tinto PlcNature of connection (Note 9) Connected principal trader ANNEXURE A Buy Sell Exec Quantity Exec PriceM (AUD) BUY 28000.00 39.02 BUY 20000.00 39.25 BUY 128.00 39.56 BUY 510.00 39.56 BUY 3545.00 39.56 BUY 300.00 39.56 BUY 300.00 39.56 BUY 217.00 39.56 BUY 334.00 39.58 BUY 885.00 39.58 BUY 17.00 39.58 BUY 98.00 39.58 BUY 943.00 39.58 BUY 137.00 39.58 BUY 19.00 39.58 BUY 1320.00 39.58 BUY 1247.00 39.66 BUY 136.00 39.52 BUY 1846.00 39.52 BUY 499.00 39.52 BUY 19.00 39.52 BUY 460.00 39.45 BUY 667.00 39.45 BUY 1071.00 39.45 BUY 13.00 39.45 BUY 91.00 39.45 BUY 90.00 39.45 BUY 861.00 39.45 BUY 189.00 39.45 BUY 939.00 39.45 BUY 132.00 39.45 BUY 136.00 39.45 BUY 4864.00 39.45 BUY 487.00 39.45 BUY 480.00 39.45 BUY 9520.00 39.45 BUY 4101.00 39.45 BUY 899.00 39.45 BUY 7674.00 39.57 BUY 148.00 39.57 BUY 100.00 39.57 BUY 2078.00 39.57 BUY 1421.00 39.59 BUY 700.00 39.59 BUY 02.00 39.59 BUY 08.00 39.59 BUY 2869.00 39.59 BUY 431.00 39.62 BUY 4303.00 39.62 BUY 250.00 39.65 BUY 30.00 39.65 BUY 292.00 39.66 BUY 1162.00 39.66 BUY 14.00 39.66 BUY 571.00 39.62 BUY 79.00 39.62 BUY 36.00 39.65 BUY 4300.00 39.65 BUY 724.00 39.66 BUY 03.00 39.66 BUY 85.00 39.66 BUY 7720.00 39.66 BUY 16.00 39.39 BUY 400.00 39.39 BUY 2522.00 39.39 BUY 389.00 39.39 BUY 04.00 39.39 BUY 430.00 39.39 BUY 107.00 39.39 BUY 1955.00 39.39 BUY 1362.00 39.39 BUY 16.00 39.39 BUY 419.00 39.39 BUY 180.00 39.39 BUY 2200.00 39.39 BUY 5000.00 39.00 BUY 1000.00 38.80 BUY 1000.00 38.75 BUY 250.00 38.76 BUY 100.00 38.84 BUY 650.00 38.84 BUY 500.00 38.84 BUY 186.00 38.84 BUY 04.00 38.85 BUY 2000.00 38.85 BUY 496.00 38.85 BUY 2500.00 38.85 BUY 5000.00 38.69 BUY 9500.00 39.75 BUY 91.00 39.69 BUY 4378.00 39.69 BUY 30.00 39.69 BUY 30.00 39.69 BUY 90.00 39.69 BUY 13.00 39.69 BUY 806.00 39.60 BUY 12.00 39.53 BUY 300.00 39.53 BUY 465.00 39.55 BUY 345.00 39.40 BUY 416.00 39.40 BUY 4227.00 39.39 BUY 311.00 39.46 BUY 1123.00 39.50 BUY 281.00 39.50 BUY 3358.00 39.48 BUY 842.00 39.50 BUY 550.00 39.38 BUY 292.00 39.38 BUY 1813.00 39.38 BUY 151.00 39.45 BUY 150.00 39.35 BUY 3219.00 39.43 BUY 1085.00 39.43 BUY 1960.00 39.43 BUY 37.00 39.43 BUY 1900.00 39.43 BUY 430.00 39.43 BUY 327.00 39.41 BUY 279.00 39.46 BUY 865.00 39.45 BUY 216.00 39.46 BUY 107.00 39.46 BUY 109.00 39.46 BUY 1613.00 39.46 BUY 431.00 39.46 BUY 2000.00 39.46 BUY 1907.00 39.46 BUY 255.00 39.46 BUY 864.00 39.44 BUY 3889.00 39.59 BUY 385.00 39.59 BUY 72.00 39.59 BUY 430.00 39.59 BUY 861.00 39.59 BUY 446.00 39.59 BUY 462.00 39.33 BUY 974.00 39.36 BUY 673.00 39.36 BUY 307.00 39.30 BUY 967.00 38.88 BUY 6988.00 38.74 BUY 2995.00 38.74 BUY 165.00 38.69 BUY 500.00 38.98 BUY 234.00 38.95 BUY 1403.00 38.77 BUY 294.00 38.69 BUY 79.00 39.56 BUY 159.00 39.29 BUY 25.00 38.82 BUY 01.00 38.82 BUY 229.00 38.82 BUY 1460.00 38.69 BUY 500.00 39.73 BUY 255.00 39.74 BUY 420.00 39.74 BUY 25.00 39.74 BUY 250.00 39.70 BUY 500.00 39.54 BUY 500.00 39.59 BUY 250.00 39.66 BUY 250.00 39.66 BUY 500.00 38.81 BUY 300.00 39.40 BUY 300.00 39.40 BUY 4400.00 39.40 BUY 500.00 39.40 BUY 300.00 39.40 BUY 300.00 39.40 BUY 300.00 39.40 BUY 300.00 39.40 BUY 300.00 39.40 BUY 200.00 39.43 BUY 2800.00 39.43 BUY 2381.00 38.92 BUY 2619.00 38.92 BUY 5000.00 38.81 BUY 3605.00 38.66 BUY 5000.00 38.69 BUY 01.00 38.69 BUY 361.00 71.31 BUY 300.00 71.31 BUY 100.00 71.31 BUY 100.00 71.31 SELL -257732.00 38.80 SELL -296.00 39.82 SELL -290.00 39.82 SELL -687.00 39.82 SELL -5000.00 39.82 SELL -10000.00 39.68 SELL -340.00 39.60 SELL -2096.00 39.60 SELL -440.00 39.42 SELL -5000.00 39.42 SELL -60.00 39.42 SELL -05.00 39.43 SELL -17.00 39.42 SELL -21.00 39.42 SELL -4457.00 39.42 SELL -10000.00 39.34 SELL -5000.00 39.55 SELL -12415.00 39.54 SELL -334.00 39.54 SELL -334.00 39.54 SELL -100.00 39.54 SELL -150.00 39.54 SELL -259.00 39.54 SELL -446.00 39.54 SELL -3924.00 39.62 SELL -13.00 39.62 SELL -1037.00 39.62 SELL -5000.00 39.62 SELL -26.00 39.62 SELL -30.00 39.58 SELL -9586.00 39.58 SELL -289.00 39.58 SELL -95.00 39.58 SELL -3497.00 39.57 SELL -6503.00 39.57 SELL -10000.00 39.50 SELL -500.00 39.70 SELL -600.00 39.38 SELL -500.00 39.40 SELL -500.00 39.50 SELL -1000.00 39.01 SELL -1000.00 38.78 SELL -3000.00 38.69 SELL -474.00 39.70 SELL -393.00 39.72 SELL -785.00 39.72 SELL -15.00 39.72 SELL -30.00 39.72 SELL -200.00 39.72 SELL -540.00 39.72 SELL -393.00 39.72 SELL -785.00 39.72 SELL -15.00 39.72 SELL -165.00 39.72 SELL -605.00 39.72 SELL -420.00 39.74 SELL -48.00 39.73 SELL -373.00 39.73 SELL -1500.00 39.63 SELL -583.00 39.63 SELL -507.00 39.63 SELL -200.00 39.63 SELL -1582.00 39.63 SELL -1516.00 39.54 SELL -200.00 39.52 SELL -40.00 39.52 SELL -463.00 39.38 SELL -309.00 39.38 SELL -783.00 39.44 SELL -2510.00 39.61 SELL -2847.00 39.59 SELL -1595.00 39.59 SELL -1252.00 39.59 SELL -02.00 39.52 SELL -207.00 39.52 SELL -209.00 39.52 SELL -291.00 39.52 SELL -126.00 39.52 SELL -209.00 39.52 SELL -626.00 39.52 SELL -1132.00 39.55 SELL -282.00 39.47 SELL -418.00 39.47 SELL -136.00 39.46 SELL -698.00 39.47 SELL -139.00 39.48 SELL -296.00 39.12 SELL -100.00 38.87 SELL -314.00 38.87 SELL -36.00 38.87 SELL -4992.00 38.90 SELL -08.00 38.90 SELL -2987.00 38.90 SELL -2496.00 38.93 SELL -100000.00 38.80 SELL -697.00 39.43 SELL -41.00 39.61 SELL -1000.00 39.44 SELL -466.00 39.44 SELL -136.00 39.50 SELL -842.00 39.50 SELL -03.00 39.58 SELL -05.00 39.58 SELL -74.00 39.58 SELL -96.00 39.72 SELL -904.00 39.71 SELL -358.00 39.66 SELL -52.00 39.65 SELL -250.00 39.65 SELL -458.00 39.65 SELL -350.00 39.64 SELL -101.00 39.61 SELL -670.00 39.70 SELL -3431.00 39.61 SELL -400.00 39.66 SELL -1000.00 39.69 SELL -215.00 39.47 SELL -300.00 39.36 SELL -1000.00 38.92 SELL -500.00 38.92 SELL -460.00 38.92 SELL -4000.00 38.90 SELL -2000.00 38.85 SELL -200.00 38.75 SELL -100.00 38.75 SELL -500.00 38.75 SELL -1000.00 38.69 SELL -26.00 39.65 SELL -334.00 39.65 SELL -22.00 39.65 SELL -293.00 39.65 SELL -334.00 39.65 SELL -385.00 39.65 SELL -4973.00 39.65 SELL -14000.00 71.31 SELL -15.00 71.79 SELL -100.00 71.78 SELL -100.00 71.78 SELL -100.00 71.78 SELL -100.00 71.78 SELL -100.00 71.78 SELL -500.00 71.78 SELL -300.00 71.78 SELL -300.00 71.78 SELL -385.00 71.78 SELL -600.00 71.86 SELL -100.00 71.86 SELL -300.00 71.86 SELL -100.00 71.83 SELL -200.00 71.83 SELL -600.00 71.83 SELL -600.00 71.83 SELL -500.00 71.83 SELL -300.00 72.45 SELL -500.00 72.45 SELL -100.00 72.45 SELL -1600.00 72.45 SELL -1500.00 72.50 SELL -200.00 72.50 SELL -100.00 72.50 SELL -100.00 72.50 SELL -600.00 72.50 SELL -861.00 71.31 SELL -2500.00 71.50 SELL -2500.00 72.25 SELL -3500.00 73.87 SELL -1000.00 72.60 69206.00 OTC sale to custodian at market. TOTAL BUYS 322,485 TOTAL SELLS 561,748 ANNEXURE B Type BuySell Exec Quantity Exec Price (AUD)CFDS BUY 670.00 39.70CFDS BUY 350.00 39.64CFDS BUY 96.00 39.72CFDS BUY 904.00 39.71CFDS BUY 52.00 39.65CFDS BUY 358.00 39.66CFDS BUY 250.00 39.65CFDS BUY 458.00 39.65CFDS BUY 101.00 39.61CFDS BUY 3431.00 39.61CFDS BUY 400.00 39.66CFDS BUY 1000.00 39.69CFDS BUY 215.00 39.47CFDS BUY 300.00 39.36CFDS BUY 100.00 38.75CFDS BUY 500.00 38.92CFDS BUY 460.00 38.92CFDS BUY 1000.00 38.92CFDS BUY 200.00 38.75CFDS BUY 4000.00 38.90CFDS BUY 2000.00 38.85CFDS BUY 500.00 38.75CFDS BUY 1000.00 38.69CFDS SELL -500.00 39.73CFDS SELL -420.00 39.74CFDS SELL -255.00 39.74CFDS SELL -25.00 39.74CFDS SELL -250.00 39.70CFDS SELL -500.00 39.54CFDS SELL -500.00 39.59CFDS SELL -250.00 39.66CFDS SELL -250.00 39.66CFDS SELL -500.00 38.81 TOTAL BUYS 18,345 TOTAL SELLS 3,450 ANNEXURE C Call/Put Buy Sell Exec Quantity Exec Price Strike Amer/Euro ExpiryCall Option BUY 01.00 01.48 38.50 American 20080228Call Option BUY 10.00 01.14 39.00 American 20080228Call Option BUY 2596.00 00.01 36.95 European 20080220Put Option BUY 95909.22 00.01 46.16 European 20080220Call Option BUY 10000.00 00.31 43.50 European 20080327Call Option BUY 1200.00 02.06 33.00 European 20080529Call Option BUY 1500.00 01.99 33.00 European 20080529Put Option BUY 100000.00 00.16 34.00 European 20080327Call Option BUY 3000.00 01.05 38.00 European 20080423Call Option BUY 3000.00 01.00 38.00 European 20080423Call Option BUY 2000.00 01.00 38.00 European 20080423Call Option BUY 3000.00 00.94 38.00 European 20080423Put Option BUY 20000.00 01.00 41.00 European 20080423Put Option BUY 10000.00 01.08 41.00 European 20080423Put Option BUY 2039.00 00.00 12.25 American 20090625Put Option BUY 1500.00 13.78 26.93 European 30/06/2008Put Option BUY 1000.00 13.82 26.93 European 30/06/2008Put Option BUY 500.00 12.08 32.00 European 17/11/2016Put Option BUY 500.00 12.07 32.00 European 17/11/2016Put Option BUY 3000.00 11.91 32.00 European 17/11/2016Put Option BUY 250.00 11.83 32.00 European 17/11/2016Put Option BUY 250.00 11.83 32.00 European 17/11/2016Put Option BUY 500.00 11.83 32.00 European 17/11/2016Put Option BUY 250.00 11.83 32.00 European 17/11/2016Put Option BUY 750.00 11.83 32.00 European 17/11/2016Put Option BUY 100000.00 19.38 20.00 European 19/05/2016Put Option BUY 5000.00 03.21 24.00 European 27/09/2007Put Option BUY 5000.00 03.21 24.00 European 27/09/2007Put Option BUY 2000.00 03.18 24.00 European 27/09/2007Put Option BUY 750.00 03.13 24.00 European 27/09/2007Put Option BUY 750.00 03.13 24.00 European 27/09/2007Put Option BUY 1250.00 03.13 24.00 European 27/09/2007Put Option BUY 250.00 03.13 24.00 European 27/09/2007Put Option BUY 3000.00 17.62 22.00 European 26/06/2008Put Option BUY 1500.00 17.60 22.00 European 26/06/2008Put Option BUY 5000.00 17.72 22.00 European 26/06/2008Put Option BUY 3000.00 17.72 22.00 European 26/06/2008Put Option BUY 2500.00 17.72 22.00 European 26/06/2008Put Option BUY 3000.00 03.23 40.00 European 23/04/2008Put Option BUY 1250.00 05.86 35.00 European 27/03/2008Put Option BUY 3750.00 05.83 35.00 European 27/03/2008Put Option BUY 43.00 26.79 16.91 European 30/06/2016Put Option BUY 85.00 26.76 16.91 European 30/06/2016Call Option SELL -20.00 00.20 40.50 American 20080228Put Option SELL -95909.22 00.01 45.16 European 20080220Call Option SELL -10000.00 00.33 43.50 European 20080327Call Option SELL -4193.00 00.31 43.50 European 20080327Put Option SELL -10000.00 00.15 34.00 European 20080327Put Option SELL -20000.00 00.15 34.00 European 20080327Put Option SELL -20000.00 00.15 34.00 European 20080327Put Option SELL -20000.00 00.15 34.00 European 20080327Put Option SELL -10000.00 00.15 34.00 European 20080327Put Option SELL -20000.00 00.15 34.00 European 20080327Call Option SELL -2000.00 01.03 38.00 European 20080423Call Option SELL -3000.00 01.01 38.00 European 20080423Call Option SELL -2000.00 01.02 38.00 European 20080423Call Option SELL -3000.00 01.00 38.00 European 20080423Call Option SELL -2000.00 00.99 38.00 European 20080423Call Option SELL -2000.00 00.99 38.00 European 20080423Put Option SELL -93.00 26.67 23.00 European 29/06/2018Put Option SELL -161.00 24.79 17.16 European 29/06/2012Put Option SELL -1000.00 13.17 26.93 European 30/06/2008Put Option SELL -500.00 13.17 26.93 European 30/06/2008Put Option SELL -3900.00 15.41 25.00 European 19/05/2016Put Option SELL -2200.00 15.40 25.00 European 19/05/2016Put Option SELL -500.00 11.76 32.00 European 17/11/2016Put Option SELL -272.00 23.03 20.00 European 28/06/2013Put Option SELL -9500.00 20.33 20.00 European 19/05/2016Put Option SELL -1500.00 03.16 24.00 European 27/09/2007Put Option SELL -2000.00 03.16 24.00 European 27/09/2007Put Option SELL -500.00 03.16 24.00 European 27/09/2007Put Option SELL -6000.00 03.16 24.00 European 27/09/2007Put Option SELL -3000.00 03.08 24.00 European 27/09/2007Put Option SELL -1000.00 01.80 43.00 European 27/03/2008Put Option SELL -7000.00 17.56 22.00 European 26/06/2008Put Option SELL -3000.00 17.56 22.00 European 26/06/2008Put Option SELL -5000.00 17.51 22.00 European 26/06/2008Put Option SELL -300.00 03.23 40.00 European 23/04/2008Put Option SELL -300.00 03.21 40.00 European 23/04/2008Put Option SELL -500.00 02.98 40.00 European 23/04/2008Put Option SELL -5000.00 05.86 35.00 European 27/03/2008Put Option SELL -400.00 05.66 35.00 European 27/03/2008Put Option SELL -6000.00 05.66 35.00 European 27/03/2008Put Option SELL -4000.00 05.68 35.00 European 27/03/2008Put Option SELL -250.00 05.68 35.00 European 27/03/2008Put Option SELL -5000.00 05.68 35.00 European 27/03/2008Put Option SELL -250.00 05.68 35.00 European 27/03/2008Put Option SELL -2500.00 05.68 35.00 European 27/03/2008Put Option SELL -1000.00 05.68 35.00 European 27/03/2008Put Option SELL -1000.00 05.68 35.00 European 27/03/2008Put Option SELL -200.00 05.10 35.00 European 27/03/2008Put Option SELL -1000.00 09.76 34.00 European 25/10/2007 TOTAL BUYS 400,833 TOTAL SELLS 298,948 This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
BHP Group