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EPT Disclosure

24th Oct 2008 12:23

RNS Number : 6397G
Credit Suisse Securities (Eur) Ltd
24 October 2008
 

FORM 38.5 (b)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION 

Name of exempt principal trader

Credit Suisse Securities (Europe) Limited

Company dealt in

Rio Tinto Plc

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary Shares

Date of dealing

23-Oct-2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) 

 

Long

Short

 

Number

(%)

Number

(%)

(1) Relevant securities

 

 

2698082

0.27

(2) Derivatives (other than options)

 

(3) Options and agreements to purchase/sell 

 

 

 

 

Total

 

 

2698082

0.27

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) 

Class Of Relevant Security : 

Long

Short

(1) Relevant Securities 

(2) Derivatives (other than options) 

(3) Options and agreements to purchasesell 

Total

(c) Rights to subscribe (Note 2) 

Class of relevant security:

Details

 

 

3. DEALINGS (Note 3)

(a) Purchases and sales 

Purchase/sale

Number of securities

Price per unit (Note 4)

Buy

1640

22.4 (GBP)

Buy

930

21.5 (GBP)

Buy

907

22.05 (GBP)

Buy

903

22.13 (GBP)

Buy

903

22.4 (GBP)

Buy

874

22.87 (GBP)

Buy

859

22.32 (GBP)

Buy

782

22.3 (GBP)

Buy

770

22 (GBP)

Buy

753

22.22 (GBP)

Buy

746

22.25 (GBP)

Buy

739

21.03 (GBP)

Buy

713

22.64 (GBP)

Buy

639

21.88 (GBP)

Buy

638

22.3 (GBP)

Buy

634

20.66 (GBP)

Buy

630

22.84 (GBP)

Buy

625

22 (GBP)

Buy

617

22.26 (GBP)

Buy

613

20.82 (GBP)

Buy

600

20.63 (GBP)

Buy

566

21.7 (GBP)

Buy

554

22.3 (GBP)

Buy

545

22.14 (GBP)

Buy

540

20.89 (GBP)

Buy

534

22.4 (GBP)

Buy

512

22.39 (GBP)

Buy

504

20.88 (GBP)

Buy

500

22.24 (GBP)

Buy

500

21.48 (GBP)

Buy

500

21.47 (GBP)

Buy

500

22.28 (GBP)

Buy

500

22.12 (GBP)

Buy

500

21.87 (GBP)

Buy

500

21.2 (GBP)

Buy

495

21.6 (GBP)

Buy

493

22.82 (GBP)

Buy

482

21.74 (GBP)

Buy

469

20.9 (GBP)

Buy

464

20.5 (GBP)

Buy

464

20.57 (GBP)

Buy

450

22.21 (GBP)

Buy

450

22.16 (GBP)

Buy

450

22.16 (GBP)

Buy

442

21.14 (GBP)

Buy

439

20.77 (GBP)

Buy

439

20.6 (GBP)

Buy

439

21.35 (GBP)

Buy

439

20.6 (GBP)

Buy

438

20.66 (GBP)

Buy

403

21.11 (GBP)

Buy

403

21.12 (GBP)

Buy

400

22.84 (GBP)

Buy

400

20.64 (GBP)

Buy

400

21 (GBP)

Buy

400

21.71 (GBP)

Buy

400

22.16 (GBP)

Buy

400

21.91 (GBP)

Buy

400

21.91 (GBP)

Buy

397

22.5 (GBP)

Buy

396

22.8 (GBP)

Buy

390

21.6 (GBP)

Buy

368

22.25 (GBP)

Buy

341

21.9 (GBP)

Buy

340

20.6 (GBP)

Buy

338

20.95 (GBP)

Buy

337

20.62 (GBP)

Buy

329

22.44 (GBP)

Buy

329

21.73 (GBP)

Buy

329

20.96 (GBP)

Buy

326

21.24 (GBP)

Buy

321

22.06 (GBP)

Buy

321

20.62 (GBP)

Buy

320

20.6 (GBP)

Buy

318

20.92 (GBP)

Buy

317

22.53 (GBP)

Buy

315

20.55 (GBP)

Buy

314

21.65 (GBP)

Buy

310

21.09 (GBP)

Buy

309

20.66 (GBP)

Buy

309

20.64 (GBP)

Buy

309

20.88 (GBP)

Buy

301

20.88 (GBP)

Buy

301

20.63 (GBP)

Buy

300

21.41 (GBP)

Buy

300

21.22 (GBP)

Buy

300

20.64 (GBP)

Buy

299

20.96 (GBP)

Buy

295

20.71 (GBP)

Buy

286

21.08 (GBP)

Buy

284

21.6 (GBP)

Buy

283

20.93 (GBP)

Buy

281

20.69 (GBP)

Buy

278

22.82 (GBP)

Buy

275

22.58 (GBP)

Buy

265

20.83 (GBP)

Buy

259

20.66 (GBP)

Buy

255

21.35 (GBP)

Buy

254

21.9 (GBP)

Buy

253

20.93 (GBP)

Buy

250

21.29 (GBP)

Buy

248

21 (GBP)

Buy

245

22.84 (GBP)

Buy

242

20.62 (GBP)

Buy

240

21.7 (GBP)

Buy

240

22.29 (GBP)

Buy

240

20.5 (GBP)

Buy

240

20.5 (GBP)

Buy

240

22.17 (GBP)

Buy

240

20.61 (GBP)

Buy

240

20.91 (GBP)

Buy

240

22.07 (GBP)

Buy

240

22.2 (GBP)

Buy

240

22.2 (GBP)

Buy

240

22.25 (GBP)

Buy

240

22.25 (GBP)

Buy

240

22.08 (GBP)

Buy

240

21.25 (GBP)

Buy

240

21.89 (GBP)

Buy

240

21.74 (GBP)

Buy

240

21.74 (GBP)

Buy

240

21.87 (GBP)

Buy

240

20.91 (GBP)

Buy

240

22.16 (GBP)

Buy

240

20.91 (GBP)

Buy

237

20.66 (GBP)

Buy

235

21.7 (GBP)

Buy

231

22.03 (GBP)

Buy

224

21.7 (GBP)

Buy

222

21 (GBP)

Buy

222

21.7 (GBP)

Buy

222

20.63 (GBP)

Buy

221

22.46 (GBP)

Buy

220

21.07 (GBP)

Buy

219

20.67 (GBP)

Buy

218

20.88 (GBP)

Buy

217

21.9 (GBP)

Buy

217

22.46 (GBP)

Buy

217

22.07 (GBP)

Buy

216

22.3 (GBP)

Buy

216

22.95 (GBP)

Buy

213

20.89 (GBP)

Buy

213

20.87 (GBP)

Buy

212

22.16 (GBP)

Buy

211

21.91 (GBP)

Buy

206

22.8 (GBP)

Buy

205

21.22 (GBP)

Buy

205

20.51 (GBP)

Buy

205

21.22 (GBP)

Buy

205

20.61 (GBP)

Buy

202

20.94 (GBP)

Buy

201

20.92 (GBP)

Buy

200

22.05 (GBP)

Buy

200

22.48 (GBP)

Buy

200

22.46 (GBP)

Buy

200

22.71 (GBP)

Buy

200

21.47 (GBP)

Buy

200

22.14 (GBP)

Buy

198

21.65 (GBP)

Buy

194

21.25 (GBP)

Buy

192

22.84 (GBP)

Buy

188

20.62 (GBP)

Buy

186

20.64 (GBP)

Buy

181

20.5 (GBP)

Buy

171

20.96 (GBP)

Buy

166

20.9 (GBP)

Buy

162

21.54 (GBP)

Buy

159

20.67 (GBP)

Buy

159

20.93 (GBP)

Buy

159

21.57 (GBP)

Buy

159

22.08 (GBP)

Buy

152

20.97 (GBP)

Buy

151

22.11 (GBP)

Buy

146

21.75 (GBP)

Buy

140

21.65 (GBP)

Buy

139

22.04 (GBP)

Buy

133

20.83 (GBP)

Buy

133

21.14 (GBP)

Buy

129

22.27 (GBP)

Buy

127

22.2 (GBP)

Buy

127

20.92 (GBP)

Buy

123

22.14 (GBP)

Buy

112

20.57 (GBP)

Buy

111

22.48 (GBP)

Buy

111

20.62 (GBP)

Buy

105

22.82 (GBP)

Buy

104

20.66 (GBP)

Buy

100

21.1 (GBP)

Buy

99

21.57 (GBP)

Buy

99

20.88 (GBP)

Buy

99

20.88 (GBP)

Buy

89

20.5 (GBP)

Buy

89

21.57 (GBP)

Buy

88

21.7 (GBP)

Buy

88

20.88 (GBP)

Buy

83

20.64 (GBP)

Buy

78

21.9 (GBP)

Buy

78

20.6 (GBP)

Buy

74

20.64 (GBP)

Buy

74

21.74 (GBP)

Buy

73

21.2 (GBP)

Buy

71

22.18 (GBP)

Buy

71

20.96 (GBP)

Buy

70

20.54 (GBP)

Buy

66

20.63 (GBP)

Buy

63

20.62 (GBP)

Buy

63

21.9 (GBP)

Buy

55

21.75 (GBP)

Buy

55

21.86 (GBP)

Buy

54

22.05 (GBP)

Buy

53

20.91 (GBP)

Buy

53

21.47 (GBP)

Buy

51

20.9 (GBP)

Buy

50

21.65 (GBP)

Buy

50

22.25 (GBP)

Buy

44

22.8 (GBP)

Buy

44

22.55 (GBP)

Buy

43

22.84 (GBP)

Buy

43

22.89 (GBP)

Buy

43

22.88 (GBP)

Buy

38

22.18 (GBP)

Buy

37

21.41 (GBP)

Buy

37

21.6 (GBP)

Buy

37

20.59 (GBP)

Buy

36

21.9 (GBP)

Buy

36

20.62 (GBP)

Buy

36

21.87 (GBP)

Buy

34

20.88 (GBP)

Buy

33

21.9 (GBP)

Buy

33

21.22 (GBP)

Buy

33

20.64 (GBP)

Buy

27

22.36 (GBP)

Buy

27

22.36 (GBP)

Buy

27

22.36 (GBP)

Buy

26

20.92 (GBP)

Buy

19

21.87 (GBP)

Buy

19

22.56 (GBP)

Buy

19

20.54 (GBP)

Buy

14

20.6 (GBP)

Buy

11

21.75 (GBP)

Buy

10

20.5 (GBP)

Buy

6

21.9 (GBP)

Buy

6

20.91 (GBP)

Buy

5

22.25 (GBP)

Buy

5

20.57 (GBP)

Buy

5

20.57 (GBP)

Buy

2

21.2 (GBP)

Sell

81000

22.41 (GBP)

Sell

976

20.48 (GBP)

Sell

959

20.63 (GBP)

Sell

955

20.94 (GBP)

Sell

954

20.95 (GBP)

Sell

898

22.26 (GBP)

Sell

898

22.27 (GBP)

Sell

896

22.32 (GBP)

Sell

876

22.81 (GBP)

Sell

875

22.84 (GBP)

Sell

867

22.42 (GBP)

Sell

861

21.62 (GBP)

Sell

829

21.22 (GBP)

Sell

742

20.65 (GBP)

Sell

735

20.94 (GBP)

Sell

725

20.87 (GBP)

Sell

719

22.4 (GBP)

Sell

703

20.85 (GBP)

Sell

675

22.9 (GBP)

Sell

672

21.9 (GBP)

Sell

672

21.95 (GBP)

Sell

613

21.3 (GBP)

Sell

600

20.86 (GBP)

Sell

600

20.64 (GBP)

Sell

589

20.57 (GBP)

Sell

587

22.92 (GBP)

Sell

586

21.73 (GBP)

Sell

582

21.17 (GBP)

Sell

555

20.64 (GBP)

Sell

546

21.11 (GBP)

Sell

505

21.6 (GBP)

Sell

502

22.22 (GBP)

Sell

500

21.14 (GBP)

Sell

500

21.64 (GBP)

Sell

500

20.8 (GBP)

Sell

484

22.23 (GBP)

Sell

483

21.39 (GBP)

Sell

482

20.86 (GBP)

Sell

482

22.25 (GBP)

Sell

476

20.86 (GBP)

Sell

474

20.65 (GBP)

Sell

473

20.94 (GBP)

Sell

473

21 (GBP)

Sell

470

21.5 (GBP)

Sell

460

21.5 (GBP)

Sell

453

22.5 (GBP)

Sell

453

22.12 (GBP)

Sell

452

20.53 (GBP)

Sell

450

22.23 (GBP)

Sell

449

22.18 (GBP)

Sell

441

22.13 (GBP)

Sell

440

20.77 (GBP)

Sell

439

21.27 (GBP)

Sell

435

22.5 (GBP)

Sell

435

22.17 (GBP)

Sell

434

22.19 (GBP)

Sell

421

21.47 (GBP)

Sell

416

22.23 (GBP)

Sell

404

20.98 (GBP)

Sell

400

21.69 (GBP)

Sell

400

21.48 (GBP)

Sell

400

21.07 (GBP)

Sell

400

21.71 (GBP)

Sell

400

22.64 (GBP)

Sell

400

22.64 (GBP)

Sell

400

22.61 (GBP)

Sell

400

22.48 (GBP)

Sell

400

21.29 (GBP)

Sell

400

20.61 (GBP)

Sell

400

20.68 (GBP)

Sell

400

21.21 (GBP)

Sell

400

22.29 (GBP)

Sell

396

22.25 (GBP)

Sell

385

22.23 (GBP)

Sell

363

20.66 (GBP)

Sell

358

20.86 (GBP)

Sell

350

22.21 (GBP)

Sell

338

22.5 (GBP)

Sell

337

21.71 (GBP)

Sell

332

20.63 (GBP)

Sell

329

21.73 (GBP)

Sell

329

21.71 (GBP)

Sell

326

20.68 (GBP)

Sell

320

21.29 (GBP)

Sell

315

21.11 (GBP)

Sell

315

22.61 (GBP)

Sell

300

22.25 (GBP)

Sell

300

22.18 (GBP)

Sell

300

22.04 (GBP)

Sell

300

22.08 (GBP)

Sell

300

22.21 (GBP)

Sell

300

22.08 (GBP)

Sell

300

22.18 (GBP)

Sell

290

21.19 (GBP)

Sell

289

20.65 (GBP)

Sell

285

21.07 (GBP)

Sell

281

21.31 (GBP)

Sell

280

21.8 (GBP)

Sell

277

22.56 (GBP)

Sell

275

20.58 (GBP)

Sell

273

21.6 (GBP)

Sell

273

20.7 (GBP)

Sell

271

22.23 (GBP)

Sell

263

21.11 (GBP)

Sell

257

21.33 (GBP)

Sell

254

22.29 (GBP)

Sell

252

22.38 (GBP)

Sell

252

21.4 (GBP)

Sell

251

21.31 (GBP)

Sell

247

21.08 (GBP)

Sell

245

22.3 (GBP)

Sell

243

22.23 (GBP)

Sell

242

20.99 (GBP)

Sell

241

20.68 (GBP)

Sell

240

22.23 (GBP)

Sell

240

22.38 (GBP)

Sell

240

22.21 (GBP)

Sell

236

22.23 (GBP)

Sell

236

21.17 (GBP)

Sell

227

20.66 (GBP)

Sell

227

21.74 (GBP)

Sell

224

21.64 (GBP)

Sell

222

21.69 (GBP)

Sell

221

20.95 (GBP)

Sell

221

22.38 (GBP)

Sell

220

21.06 (GBP)

Sell

215

21.92 (GBP)

Sell

215

21.93 (GBP)

Sell

214

22.23 (GBP)

Sell

212

21.69 (GBP)

Sell

209

22.23 (GBP)

Sell

209

20.71 (GBP)

Sell

205

21.1 (GBP)

Sell

200

22.21 (GBP)

Sell

200

21.64 (GBP)

Sell

200

21.9 (GBP)

Sell

200

21.92 (GBP)

Sell

200

22.08 (GBP)

Sell

200

22.88 (GBP)

Sell

200

22.45 (GBP)

Sell

200

22.4 (GBP)

Sell

200

21.74 (GBP)

Sell

200

22.06 (GBP)

Sell

200

22.19 (GBP)

Sell

200

22.28 (GBP)

Sell

200

22.27 (GBP)

Sell

200

22.45 (GBP)

Sell

194

20.99 (GBP)

Sell

191

20.62 (GBP)

Sell

191

21.9 (GBP)

Sell

191

22.33 (GBP)

Sell

189

20.7 (GBP)

Sell

187

20.9 (GBP)

Sell

185

20.7 (GBP)

Sell

184

20.9 (GBP)

Sell

180

21.47 (GBP)

Sell

179

21.95 (GBP)

Sell

175

20.68 (GBP)

Sell

172

20.48 (GBP)

Sell

163

22.08 (GBP)

Sell

162

21.07 (GBP)

Sell

160

22.49 (GBP)

Sell

156

20.63 (GBP)

Sell

147

20.62 (GBP)

Sell

145

20.5 (GBP)

Sell

140

20.6 (GBP)

Sell

140

21.6 (GBP)

Sell

138

21.48 (GBP)

Sell

136

22.22 (GBP)

Sell

133

22.03 (GBP)

Sell

133

21.73 (GBP)

Sell

133

22.17 (GBP)

Sell

132

22.18 (GBP)

Sell

131

21.6 (GBP)

Sell

128

22.27 (GBP)

Sell

126

21.17 (GBP)

Sell

124

20.61 (GBP)

Sell

124

20.59 (GBP)

Sell

123

21.6 (GBP)

Sell

122

20.5 (GBP)

Sell

121

20.75 (GBP)

Sell

118

21.77 (GBP)

Sell

118

22.79 (GBP)

Sell

118

20.68 (GBP)

Sell

117

22.23 (GBP)

Sell

117

20.62 (GBP)

Sell

115

22.23 (GBP)

Sell

112

22.26 (GBP)

Sell

111

20.62 (GBP)

Sell

109

20.47 (GBP)

Sell

109

21.88 (GBP)

Sell

109

22.39 (GBP)

Sell

108

22.27 (GBP)

Sell

106

22.8 (GBP)

Sell

102

21.9 (GBP)

Sell

101

20.99 (GBP)

Sell

101

20.7 (GBP)

Sell

100

22.12 (GBP)

Sell

94

20.6 (GBP)

Sell

92

22.33 (GBP)

Sell

90

20.37 (GBP)

Sell

88

21.59 (GBP)

Sell

87

20.75 (GBP)

Sell

87

21.59 (GBP)

Sell

86

22.4 (GBP)

Sell

85

20.49 (GBP)

Sell

84

21.4 (GBP)

Sell

84

21.77 (GBP)

Sell

84

20.63 (GBP)

Sell

83

22.64 (GBP)

Sell

80

21.4 (GBP)

Sell

79

22.79 (GBP)

Sell

74

21.6 (GBP)

Sell

74

20.7 (GBP)

Sell

74

22.21 (GBP)

Sell

73

22.51 (GBP)

Sell

73

20.68 (GBP)

Sell

73

22.39 (GBP)

Sell

71

22.51 (GBP)

Sell

71

22.63 (GBP)

Sell

71

22.17 (GBP)

Sell

69

22.17 (GBP)

Sell

67

21.73 (GBP)

Sell

66

20.63 (GBP)

Sell

65

21.3 (GBP)

Sell

62

22.27 (GBP)

Sell

62

22.23 (GBP)

Sell

59

22.49 (GBP)

Sell

55

22.22 (GBP)

Sell

52

22.38 (GBP)

Sell

50

22.21 (GBP)

Sell

48

20.68 (GBP)

Sell

47

22.23 (GBP)

Sell

47

20.6 (GBP)

Sell

42

22.26 (GBP)

Sell

40

21.9 (GBP)

Sell

40

22.8 (GBP)

Sell

38

22.26 (GBP)

Sell

38

22.51 (GBP)

Sell

36

20.62 (GBP)

Sell

36

22.39 (GBP)

Sell

36

22.51 (GBP)

Sell

35

20.47 (GBP)

Sell

33

20.75 (GBP)

Sell

33

22.26 (GBP)

Sell

33

20.37 (GBP)

Sell

33

21.3 (GBP)

Sell

30

22.27 (GBP)

Sell

24

21.6 (GBP)

Sell

20

22.18 (GBP)

Sell

19

20.63 (GBP)

Sell

17

20.64 (GBP)

Sell

6

20.62 (GBP)

Sell

2

20.8 (GBP)

Sell

1

22.88 (GBP)

Total Buys: 67226

Total Sells: 151102

(b) Derivatives transactions (other than options) 

Product name, e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

 

 

 

 

(c) Options transactions in respect of existing securities 

(i) Writing, selling, purchasing or varying 

Product name,e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 4)

 

 

 

 

 

 

 

(ii) Exercising 

Product name, e.g. call option

Number of securities

Exercise price per unit (Note 4)

 

 

 

(d) Other dealings (including new securities) (Note 3) 

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

 

 

 

4. OTHER INFORMATION 

Agreements, arrangements or understandings relating to options or derivatives 

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8)  No

Date of disclosure

24-Oct-2008 09:48:49

Contact name

Crawley,Simon Paul; Philipp Abelbeck

Telephone number

44 20 7888 5416

Name of offeree/offeror with which connected

Rio Tinto Plc

Nature of connection (Note 9)

ADVISOR

Notes  The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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