24th Apr 2008 11:07
Credit Suisse Securities (Eur) Ltd24 April 2008 FORM 38.5 (b) DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader Credit Suisse Securities (Europe) Limited Company dealt in Rio Tinto Plc Class of relevant security to which the dealings being Ordinary Sharesdisclosed relate (Note 1) Date of dealing 23-Apr-2008 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) Long Short Number (%) Number (%)(1) Relevant securities 1073103 0.108 78095 0.008(2) Derivatives (other than options)(3) Options and agreements to purchase/sellTotal 1073103 0.108 78095 0.008 (b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) Class Of Relevant Security : Ordinary Shares Long Short (1) Relevant Securities(2) Derivatives (other than options)(3) Options and agreements to purchase/sellTotal (c) Rights to subscribe (Note 2) Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4)Buy 1320 63.64 (GBP)Buy 1000 63.5 (GBP)Buy 1000 64.38 (GBP)Buy 1000 64.4 (GBP)Buy 950 63.63 (GBP)Buy 784 63.65 (GBP)Buy 760 63.5 (GBP)Buy 720 64.44 (GBP)Buy 720 64.4 (GBP)Buy 706 64.45 (GBP)Buy 700 64.45 (GBP)Buy 697 63.53 (GBP)Buy 690 64.45 (GBP)Buy 609 63.65 (GBP)Buy 600 63.4 (GBP)Buy 600 63.67 (GBP)Buy 600 63.51 (GBP)Buy 600 64.19 (GBP)Buy 581 63.46 (GBP)Buy 502 64.4 (GBP)Buy 500 64.35 (GBP)Buy 500 64.18 (GBP)Buy 458 64.32 (GBP)Buy 458 64.32 (GBP)Buy 400 63.45 (GBP)Buy 392 63.59 (GBP)Buy 370 63.46 (GBP)Buy 368 63.57 (GBP)Buy 364 63.59 (GBP)Buy 326 64.32 (GBP)Buy 320 63.5 (GBP)Buy 320 64.34 (GBP)Buy 314 64.35 (GBP)Buy 300 64.38 (GBP)Buy 300 64.44 (GBP)Buy 300 63.49 (GBP)Buy 268 64.37 (GBP)Buy 268 64.22 (GBP)Buy 268 64.37 (GBP)Buy 268 64.45 (GBP)Buy 266 64.43 (GBP)Buy 264 63.59 (GBP)Buy 260 64.45 (GBP)Buy 240 63.53 (GBP)Buy 240 64.38 (GBP)Buy 240 63.5 (GBP)Buy 236 63.59 (GBP)Buy 200 64.39 (GBP)Buy 179 64.32 (GBP)Buy 172 64.38 (GBP)Buy 160 63.58 (GBP)Buy 156 63.46 (GBP)Buy 156 63.5 (GBP)Buy 140 63.58 (GBP)Buy 136 63.58 (GBP)Buy 123 63.54 (GBP)Buy 123 63.54 (GBP)Buy 122 64.22 (GBP)Buy 121 64.79 (GBP)Buy 120 64.32 (GBP)Buy 120 64.37 (GBP)Buy 120 63.51 (GBP)Buy 120 64.55 (GBP)Buy 117 63.49 (GBP)Buy 115 64.32 (GBP)Buy 100 64.38 (GBP)Buy 100 63.52 (GBP)Buy 100 64.32 (GBP)Buy 86 64.065 (GBP)Buy 74 64.34 (GBP)Buy 73 63.48 (GBP)Buy 73 63.45 (GBP)Buy 72 63.48 (GBP)Buy 68 63.63 (GBP)Buy 56 64.39 (GBP)Buy 52 64.16 (GBP)Buy 49 64.28 (GBP)Buy 47 63.48 (GBP)Buy 47 63.42 (GBP)Buy 47 64.34 (GBP)Buy 47 63.38 (GBP)Buy 47 64.35 (GBP)Buy 47 63.38 (GBP)Buy 46 63.48 (GBP)Buy 46 63.48 (GBP)Buy 46 63.46 (GBP)Buy 46 64.34 (GBP)Buy 46 64.28 (GBP)Buy 46 64.26 (GBP)Buy 46 63.48 (GBP)Buy 45 63.48 (GBP)Buy 45 63.48 (GBP)Buy 45 63.45 (GBP)Buy 45 63.46 (GBP)Buy 45 63.57 (GBP)Buy 45 63.48 (GBP)Buy 45 64.38 (GBP)Buy 45 63.44 (GBP)Buy 45 63.44 (GBP)Buy 45 64.26 (GBP)Buy 45 64.3 (GBP)Buy 45 64.3 (GBP)Buy 45 63.44 (GBP)Buy 44 63.48 (GBP)Buy 44 63.43 (GBP)Buy 44 63.43 (GBP)Buy 44 63.47 (GBP)Buy 44 63.44 (GBP)Buy 44 64.35 (GBP)Buy 44 64.19 (GBP)Buy 44 64.33 (GBP)Buy 44 64.24 (GBP)Buy 44 64.26 (GBP)Buy 44 64.35 (GBP)Buy 44 64.19 (GBP)Buy 44 64.23 (GBP)Buy 43 63.45 (GBP)Buy 43 63.46 (GBP)Buy 43 63.48 (GBP)Buy 43 63.48 (GBP)Buy 43 63.93 (GBP)Buy 43 64.33 (GBP)Buy 43 64.35 (GBP)Buy 43 64.36 (GBP)Buy 43 63.48 (GBP)Buy 42 64.36 (GBP)Buy 42 64.19 (GBP)Buy 42 64.28 (GBP)Buy 41 63.37 (GBP)Buy 41 63.72 (GBP)Buy 40 64.05 (GBP)Buy 40 63.8 (GBP)Buy 40 63.91 (GBP)Buy 40 63.48 (GBP)Buy 40 63.91 (GBP)Buy 40 63.48 (GBP)Buy 39 63.48 (GBP)Buy 39 63.5 (GBP)Buy 39 63.5 (GBP)Buy 38 63.5 (GBP)Buy 38 63.37 (GBP)Buy 38 64.7 (GBP)Buy 38 63.85 (GBP)Buy 38 64.57 (GBP)Buy 38 64.42 (GBP)Buy 38 64.16 (GBP)Buy 38 64.64 (GBP)Buy 36 63.44 (GBP)Buy 36 64.39 (GBP)Buy 36 63.48 (GBP)Buy 35 64.28 (GBP)Buy 34 63.48 (GBP)Buy 34 64.19 (GBP)Buy 34 63.48 (GBP)Buy 33 64.57 (GBP)Buy 33 63.49 (GBP)Buy 32 63.48 (GBP)Buy 32 63.45 (GBP)Buy 32 64.57 (GBP)Buy 32 63.46 (GBP)Buy 32 63.48 (GBP)Buy 32 63.48 (GBP)Buy 31 63.45 (GBP)Buy 31 63.45 (GBP)Buy 31 63.47 (GBP)Buy 31 63.47 (GBP)Buy 31 63.93 (GBP)Buy 31 64.38 (GBP)Buy 31 64.28 (GBP)Buy 31 64.19 (GBP)Buy 31 63.44 (GBP)Buy 30 63.49 (GBP)Buy 30 63.45 (GBP)Buy 30 63.37 (GBP)Buy 30 63.72 (GBP)Buy 29 63.48 (GBP)Buy 28 63.46 (GBP)Buy 28 63.42 (GBP)Buy 28 63.8 (GBP)Buy 27 63.85 (GBP)Buy 27 64.36 (GBP)Buy 26 64.39 (GBP)Buy 26 64.19 (GBP)Buy 26 63.48 (GBP)Buy 25 64.34 (GBP)Buy 22 64.26 (GBP)Buy 20 63.46 (GBP)Buy 14 64.16 (GBP)Buy 13 63.42 (GBP)Buy 13 63.71 (GBP)Buy 13 64.27 (GBP)Buy 12 63.48 (GBP)Buy 12 63.47 (GBP)Buy 12 63.47 (GBP)Buy 12 63.47 (GBP)Buy 12 63.48 (GBP)Buy 12 63.46 (GBP)Buy 12 63.45 (GBP)Buy 12 63.45 (GBP)Buy 12 63.48 (GBP)Buy 12 63.48 (GBP)Buy 12 63.48 (GBP)Buy 12 63.45 (GBP)Buy 12 63.47 (GBP)Buy 12 63.48 (GBP)Buy 12 63.48 (GBP)Buy 12 63.45 (GBP)Buy 12 64.26 (GBP)Buy 12 64.28 (GBP)Buy 11 63.37 (GBP)Buy 11 63.93 (GBP)Buy 11 63.72 (GBP)Buy 11 64.19 (GBP)Buy 11 64.28 (GBP)Buy 10 64.39 (GBP)Buy 10 63.85 (GBP)Buy 9 63.48 (GBP)Buy 8 64.17 (GBP)Buy 8 63.48 (GBP)Buy 8 64.19 (GBP)Buy 8 64.19 (GBP)Buy 8 63.44 (GBP)Buy 7 63.37 (GBP)Buy 7 64.64 (GBP)Buy 6 63.48 (GBP)Buy 6 63.42 (GBP)Buy 6 63.46 (GBP)Buy 5 64.49 (GBP)Buy 3 63.48 (GBP)Buy 2 64.37 (GBP)Buy 2 63.37 (GBP)Buy 1 63.48 (GBP)Sell 3793 64.64 (GBP)Sell 3550 64.64 (GBP)Sell 2500 64.8 (GBP)Sell 2500 64.4 (GBP)Sell 2500 64.8 (GBP)Sell 2500 64.37 (GBP)Sell 2500 64.37 (GBP)Sell 2500 64.37 (GBP)Sell 2500 64.4 (GBP)Sell 2380 64.37 (GBP)Sell 2330 64.37 (GBP)Sell 2177 64.8 (GBP)Sell 2127 64.4 (GBP)Sell 2083 64.4 (GBP)Sell 2076 64.4 (GBP)Sell 2074 64.8 (GBP)Sell 2072 64.37 (GBP)Sell 2000 64.37 (GBP)Sell 1921 64.8 (GBP)Sell 1763 64.4 (GBP)Sell 1740 64.37 (GBP)Sell 1622 64.4 (GBP)Sell 1592 64.37 (GBP)Sell 1572 64.37 (GBP)Sell 1320 63.85 (GBP)Sell 1238 64.8 (GBP)Sell 1200 64.05 (GBP)Sell 1177 64.8 (GBP)Sell 1168 64.65 (GBP)Sell 1133 64.4 (GBP)Sell 1000 63.73 (GBP)Sell 1000 64.4 (GBP)Sell 1000 64.4 (GBP)Sell 1000 64.42 (GBP)Sell 1000 64.4 (GBP)Sell 960 63.69 (GBP)Sell 958 63.8 (GBP)Sell 924 63.56 (GBP)Sell 908 64.37 (GBP)Sell 840 63.2 (GBP)Sell 821 63.2 (GBP)Sell 804 63.56 (GBP)Sell 737 64.6 (GBP)Sell 670 63.41 (GBP)Sell 670 63.56 (GBP)Sell 666 64.42 (GBP)Sell 666 64.42 (GBP)Sell 666 64.42 (GBP)Sell 600 63.85 (GBP)Sell 600 63.1 (GBP)Sell 583 64.4 (GBP)Sell 582 64.5 (GBP)Sell 579 64.8 (GBP)Sell 538 64.4 (GBP)Sell 536 63.1 (GBP)Sell 528 63.17 (GBP)Sell 527 64.4 (GBP)Sell 516 64.4 (GBP)Sell 500 64.4 (GBP)Sell 500 64.37 (GBP)Sell 500 63.2 (GBP)Sell 500 64.5 (GBP)Sell 480 63.92 (GBP)Sell 428 64.37 (GBP)Sell 426 64.8 (GBP)Sell 424 64.4 (GBP)Sell 417 64.4 (GBP)Sell 400 64.51 (GBP)Sell 400 63.1 (GBP)Sell 400 63.3 (GBP)Sell 389 64.37 (GBP)Sell 367 64.4 (GBP)Sell 360 63.05 (GBP)Sell 360 63.5 (GBP)Sell 360 63.4 (GBP)Sell 343 64.37 (GBP)Sell 330 64.8 (GBP)Sell 323 64.8 (GBP)Sell 322 64.8 (GBP)Sell 322 64.8 (GBP)Sell 317 64.37 (GBP)Sell 311 64.4 (GBP)Sell 308 64.37 (GBP)Sell 308 63.33 (GBP)Sell 306 64.4 (GBP)Sell 306 64.43 (GBP)Sell 306 64.41 (GBP)Sell 306 64.42 (GBP)Sell 303 64.4 (GBP)Sell 303 64.41 (GBP)Sell 300 63.43 (GBP)Sell 300 63.71 (GBP)Sell 300 63.3 (GBP)Sell 296 63.12 (GBP)Sell 295 64.4 (GBP)Sell 290 63.71 (GBP)Sell 288 64.43 (GBP)Sell 286 64.4 (GBP)Sell 286 64.43 (GBP)Sell 286 64.42 (GBP)Sell 286 64.43 (GBP)Sell 285 64.41 (GBP)Sell 280 64.52 (GBP)Sell 278 64.5 (GBP)Sell 277 64.51 (GBP)Sell 277 64.41 (GBP)Sell 277 64.5 (GBP)Sell 268 63.38 (GBP)Sell 268 63.84 (GBP)Sell 267 63.29 (GBP)Sell 256 64.8 (GBP)Sell 248 64.6 (GBP)Sell 242 63.06 (GBP)Sell 240 63.21 (GBP)Sell 240 63.77 (GBP)Sell 240 62.9 (GBP)Sell 225 64.4 (GBP)Sell 222 63.21 (GBP)Sell 211 63.39 (GBP)Sell 210 64.4 (GBP)Sell 200 63.38 (GBP)Sell 183 63.81 (GBP)Sell 179 63.36 (GBP)Sell 177 63.55 (GBP)Sell 175 64.11 (GBP)Sell 170 64.37 (GBP)Sell 166 63.44 (GBP)Sell 155 64.64 (GBP)Sell 140 63.4 (GBP)Sell 139 64.37 (GBP)Sell 137 63.95 (GBP)Sell 136 63.06 (GBP)Sell 136 63.1 (GBP)Sell 120 63.69 (GBP)Sell 120 63.8 (GBP)Sell 120 63.92 (GBP)Sell 120 64.37 (GBP)Sell 119 63.3 (GBP)Sell 119 63.17 (GBP)Sell 105 64.6 (GBP)Sell 105 63.2 (GBP)Sell 100 64.37 (GBP)Sell 100 63.45 (GBP)Sell 100 63.43 (GBP)Sell 100 63.71 (GBP)Sell 100 63.1 (GBP)Sell 100 64.4 (GBP)Sell 100 64.52 (GBP)Sell 100 64.5 (GBP)Sell 93 64.8 (GBP)Sell 92 64.37 (GBP)Sell 84 64.5 (GBP)Sell 80 63.73 (GBP)Sell 72 63.17 (GBP)Sell 62 64.4 (GBP)Sell 60 64.42 (GBP)Sell 60 64.4 (GBP)Sell 52 63.32 (GBP)Sell 38 64.4 (GBP)Sell 30 64.05 (GBP)Sell 28 63.8 (GBP)Sell 18 63.21 (GBP)Sell 16 64.43 (GBP)Sell 15 63.8 (GBP)Sell 9 64.41 (GBP)TOTAL BUYS:32019 TOTAL SELLS:107066 (b) Derivatives transactions (other than options) Product name, e.g. CFD Long/short (Note 5) Number of securities (Note 6) Price per unit (Note 4) (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product Writing, selling, Number of securities to Exercise Type, e.g. Expiry Option money paid/name,e.g. call purchasing, varying which the option relates price American, date received per unitoption etc. (Note 6) European etc. (Note 4) (ii) Exercising Product name, e.g. call option Number of securities Exercise price per unit (Note 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction (Note 7) Details Price per unit (if applicable) (Note 4) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the person disclosing and any other person relatingto the voting rights of any relevant securities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form isreferenced. If none, this should be stated. Is a Supplemental Form 38.5(b) attached? (Note 8) No Date of disclosure 24-Apr-2008 09:32:14 Contact name Collins,Carolyn Telephone number 44 20 7888 0241 Name of offeree/offeror with which connected Rio Tinto Plc Nature of connection (Note 9) ADVISOR Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at http://www.thetakeoverpanel.org.uk/. This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Rio Tinto