6th Feb 2008 11:44
Deutsche Bank AG London06 February 2008 FORM 38.5(a) DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(a) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader Deutsche Bank AG London Company dealt in BHP Billiton Plc Class of relevant security to which the Ordinarydealings being disclosed relate (Note 1) Date of dealing 05/02/2008 2. DEALINGS (Note 2) (a) Purchases and sales Total number of securities purchased Highest price paid (Note 3) Lowest price paid (Note 3) GBP GBP4,889,056 16.25 15.81 Total number of securities sold Highest price paid (Note 3) Lowest price paid (Note 3) GBP GBP 2,272,779 16.24 15.89 (b) Derivatives transactions (other than options) Product name, Long/short (Note 4) Number of securities (Note 5) Price per unit (Note 3)e.g. CFD GBP CFD Long 124000 16.0675CFD Long 370000 16.0811CFD Long 93700 15.93066CFD Long 15500 15.9695346CFD Long 85917 16.047811CFD Long 4635 16.078736CFD Long 9914 16.081609CFD Long 70764 16.1051CFD Short 728050 15.9109CFD Short 728050 15.97418CFD Short 47400 15.8915246CFD Short 2400 15.9673CFD Short 10400 15.979199CFD Short 28045 15.98614CFD Short 240000 16.034CFD Short 78767 16.046977CFD Short 60000 16.050753CFD Short 31000 16.10214CFD Short 173913 16.1208CFD Short 41997 16.1228CFD Short 107884 16.12415CFD Short 260854 16.13417CFD Short 923855 16.1588CFD Short 2527 16.20648CFD Short 633 16.19CFD Short 2490 15.97CFD Short 6286 16.123934CFD Short 18380 16.49 (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product name, Writing, selling, Number of securities Exercise Type, e.g. Expiry Option money purchasing, to which the option American,e.g. call option varying etc. relates (Note 5) price European etc. Date paid/received per unit (Note 3) (ii) Exercising Product name, e.g. call option Number of securities Exercise price per unit (Note 3) 3. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the person disclosing and any other person relatingto the voting rights of any relevant securities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form isreferenced. If none, this should be stated. Date of disclosure 06/02/2008 Contact name Kelly-Jade Ledwich Telephone number 020 7545 7804 Name of offeree/offeror with which connected Rio Tinto PlcNature of connection (Note 6) Connected Advisor to Offeree Notes The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk FORM 38.5(a) DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(a) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader Deutsche Bank AG London Company dealt in Rio Tinto Plc Class of relevant security to which the Ordinarydealings being disclosed relate (Note 1) Date of dealing 05/02/2008 2. DEALINGS (Note 2) (a) Purchases and sales Total number of securities purchased Highest price paid (Note 3) Lowest price paid (Note 3) GBP GBP1,072,902 55.16 53.9 Total number of securities sold Highest price paid (Note 3) Lowest price paid (Note 3) GBP GBP 1,578,620 55.1 54.01 (b) Derivatives transactions (other than options) Product name, Long/short (Note 4) Number of securities (Note 5) Price per unit (Note 3)e.g. CFD GBP CFD Long 209450 54.26538CFD Long 209450 54.3035CFD Long 6918 54.10803CFD Long 6000 54.232961CFD Long 1000 54.35625CFD Long 57971 54.3682CFD Long 2000 54.371014CFD Long 7488 54.3716CFD Long 40000 54.372852CFD Long 15000 54.450581CFD Long 15000 54.50182CFD Long 9000 54.5407CFD Long 9423 54.403872CFD Long 30621 54.5815CFD Short 110000 .54495CFD Short 37900 .545339CFD Short 16168 54.268527CFD Short 107457 54.29132CFD Short 1000 54.33CFD Short 200000 54.5118CFD Short 38926 54.52288CFD Short 8243 54.53099CFD Short 50000 54.69293CFD Short 25447 55.02241CFD Short 50000 55.0784CFD Short 163 54.722209CFD Short 172 54.618256CFD Short 369 54.2CFD Short 689 54.507358CFD Short 725 55.0023CFD Short 2000 53.91617CFD Short 7953 55.27CFD Short 24553 54.45 (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product name, Writing, selling, Number of securities Exercise Type, e.g. Expiry Option money purchasing, to which the option American,e.g. call option varying etc. relates (Note 5) price European etc. Date paid/received per unit (Note 3) (ii) Exercising Product name, e.g. call option Number of securities Exercise price per unit (Note 3) 3. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the person disclosing and any other person relatingto the voting rights of any relevant securities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form isreferenced. If none, this should be stated. Date of disclosure 06/02/2008 Contact name Kelly-Jade Ledwich Telephone number 020 7545 7804 Name of offeree/offeror with which connected Rio Tinto PlcNature of connection (Note 6) Connected Advisor to Offeree Notes The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk FORM 38.5(a) DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(a) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader Deutsche Bank AG London Company dealt in BHP Billiton Limited Class of relevant security to which the Ordinarydealings being disclosed relate (Note 1) Date of dealing 05/02/2008 2. DEALINGS (Note 2) (a) Purchases and sales Total number of securities purchased Highest price paid (Note 3) Lowest price paid (Note 3) AUD AUD 369,374 41.4392 38.8065 Total number of securities sold Highest price paid (Note 3) Lowest price paid (Note 3) AUD AUD 367,904 41.4392 39.7801 (b) Derivatives transactions (other than options) Product name, Long/short (Note 4) Number of securities (Note 5) Price per unit (Note 3) e.g. CFD AUD (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product name, Writing, selling, Number of securities Exercise Type, e.g. Expiry Option money purchasing, to which the option American,e.g. call option varying etc. relates (Note 5) price European etc. Date paid/received per unit (Note 3) (ii) Exercising Product name, e.g. call option Number of securities Exercise price per unit (Note 3) 3. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the person disclosing and any other person relatingto the voting rights of any relevant securities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form isreferenced. If none, this should be stated. Date of disclosure 06/02/2008 Contact name Kelly-Jade Ledwich Telephone number 020 7545 7804 Name of offeree/offeror with which connected Rio Tinto PlcNature of connection (Note 6) Connected Advisor to Offeree Notes The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk FORM 38.5(a) DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(a) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader Deutsche Bank AG London Company dealt in Rio Tinto Limited Class of relevant security to which the Ordinarydealings being disclosed relate (Note 1) Date of dealing 05/02/2008 2. DEALINGS (Note 2) (a) Purchases and sales Total number of securities purchased Highest price paid (Note 3) Lowest price paid (Note 3) AUD AUD64,220 129.1594 127.35 Total number of securities sold Highest price paid (Note 3) Lowest price paid (Note 3) AUD AUD4,220 129.1981 127.35 (b) Derivatives transactions (other than options) Product name, Long/short (Note 4) Number of securities (Note 5) Price per unit (Note 3) e.g. CFD AUD (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product name, Writing, selling, Number of securities Exercise Type, e.g. Expiry Option money purchasing, to which the option American,e.g. call option varying etc. relates (Note 5) price European etc. Date paid/received per unit (Note 3) (ii) Exercising Product name, e.g. call option Number of securities Exercise price per unit (Note 3) 3. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the person disclosing and any other person relatingto the voting rights of any relevant securities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form isreferenced. If none, this should be stated. Date of disclosure 06/02/2008 Contact name Kelly-Jade Ledwich Telephone number 020 7545 7804 Name of offeree/offeror with which connected Rio Tinto PlcNature of connection (Note 6) Connected Advisor to Offeree Notes The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
BHP GroupRio Tinto