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EPT Disclosure

16th Nov 2007 16:59

Citigroup Derivatives Markets Inc16 November 2007 DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader Citigroup Derivatives Markets IncCompany dealt in Rio Tinto plcClass of relevant security to which the Rio Tinto plc ADRdealings being disclosed relate (Note 1) Date of dealing 15 November 2007 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class ofrelevant security dealt in (Note 2) Long Short Number Number (%) (%) (1) Relevant securities (0.00%) 10,755 (0.00%) (2) Derivatives (other than options) (0.00%) (0.00%) (3) Options and agreements to purchase/sell 231,100 (0.05%) 184,000 (0.04%) Total 231,100 (0.05%) 194,755 (0.04%) (b) Interests and short positions in relevant securities of the company,other than the class dealt in (Note 2) Class of relevant security: Long Short Convertible Number Number (%) (%) (1) Relevant securities (0.00%) (0.00%) (2) Derivatives (other than options) (0.00%) (0.00%) (3) Options and agreements to purchase/sell (0.00%) (0.00%) Total (0.00%) (0.00%) (c) Rights to subscribe (Note 2) Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Purchase Number of securities Price per unit (Note 4) USD (unless stated) 4737 458.1 100 448.91 100 448 100 447.92 100 448.32 100 447.59 100 448.88 100 447.69 100 447.69 100 447.69 100 438.99 100 440 100 440 100 444.3Total 6,037 Sales Number of securities Price per unit (Note 4) USD (unless stated) -100 438.1 -100 437.95 -100 438.15 -100 438.27 -100 437.95 -100 437.95 -100 440.15 -100 440.1 -100 440.23 -100 440.5 -100 440.69 -100 440.69 -100 443.66 -100 443.86 -100 443.67 -100 443.82 -100 443.67 -100 443.66 -100 443.76 -100 443.66 -100 443.75 -100 443.67 -100 443.81 -200 435.99 -500 444.04 -4737 458.1Total 7,737 (b) Derivatives transactions (other than options) Product name, Long/short (Note 5) Number of securities (Note 6) Price per unit (Note 4) e.g. CFD (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product name, Writing, Number of Exercise Type, e.g. Expiry Option money selling, securities to American,e.g. call option purchasing, which the option Price (USD) European etc. date paid/received varying etc. relates (Note 6) per unit (USD)(C= call; (Note 4) P=put) C Purchasing 3500 450 American 2007-11-17 15.26 C Purchasing 3100 510 American 2007-11-17 0.21 C Purchasing 3000 470 American 2007-11-17 5.62 C Purchasing 2500 370 American 2007-11-17 88.11 C Purchasing 2500 380 American 2007-11-17 78.13 C Purchasing 2100 490 American 2007-11-17 1.37 C Purchasing 2100 440 American 2007-11-17 22.2 C Purchasing 2000 430 American 2007-11-17 30.27 C Purchasing 2000 550 American 2007-11-17 0.05 P Selling 2000 380 American 2007-11-17 0.05 P Selling 1900 370 American 2007-11-17 0.05 P Selling 1700 330 American 2007-11-17 0.05 P Selling 1400 320 American 2007-11-17 0.05 P Selling 1400 440 American 2007-11-17 4.05 P Selling 1300 390 American 2007-11-17 0.05 C Purchasing 1200 400 American 2007-11-17 58.29 P Selling 1200 410 American 2007-11-17 0.44 C Purchasing 1000 540 American 2008-01-19 11 C Purchasing 1000 450 American 2008-01-19 38.6 C Purchasing 1000 430 American 2007-11-17 15.7 P Selling 1000 230 American 2008-04-19 1.75 C Purchasing 1000 380 American 2008-01-19 80.7 P Selling 1000 270 American 2008-04-19 2.75 P Selling 1000 430 American 2007-11-17 2.13 C Purchasing 1000 530 American 2007-11-17 0.05 C Purchasing 1000 540 American 2007-11-17 0.05 P Selling 1000 420 American 2007-11-17 1.01 C Purchasing 900 410 American 2007-11-17 48.57 P Selling 900 400 American 2007-11-17 0.17 C Purchasing 800 350 American 2007-11-17 108.1 C Purchasing 800 500 American 2007-11-17 0.57 P Selling 800 450 American 2007-11-17 7.11 C Purchasing 800 420 American 2007-11-17 39.15 C Purchasing 700 470 American 2007-11-17 0.5 C Purchasing 700 480 American 2007-11-17 2.94 P Selling 600 360 American 2007-11-17 0.05 P Selling 500 450 American 2007-11-17 9.3 P Selling 500 450 American 2008-01-19 39.6 P Selling 500 350 American 2007-11-17 0.05 P Selling 400 450 American 2008-01-19 39.6 C Purchasing 400 460 American 2007-11-17 9.7 P Selling 400 470 American 2007-11-17 17.46 P Selling 300 440 American 2007-11-17 6.1 P Selling 300 420 American 2007-11-17 1.45 C Purchasing 300 340 American 2007-11-17 118.1 P Selling 200 450 American 2007-11-17 12.53 P Selling 200 430 American 2007-11-17 4.2 C Purchasing 200 450 American 2007-11-17 6 P Selling 200 450 American 2007-11-17 9.3 P Selling 200 430 American 2007-11-17 3.5 P Selling 200 460 American 2007-11-17 11.54 P Selling 200 430 American 2007-11-17 2.13 C Purchasing 100 460 American 2007-11-17 2.93 C Purchasing 100 460 American 2007-11-17 2.28 C Purchasing 100 460 American 2007-11-17 2.95 C Purchasing 100 460 American 2007-11-17 2.92 C Purchasing 100 460 American 2007-11-17 3.16 C Purchasing 100 450 American 2007-12-22 27.4 C Purchasing 100 460 American 2007-12-22 24.99 P Selling 100 450 American 2007-11-17 12.47 P Selling 100 470 American 2007-12-22 45.6 P Selling 100 450 American 2007-11-17 12.55 P Selling 100 430 American 2007-11-17 4.2 P Selling 100 430 American 2007-11-17 4.2 C Purchasing 100 350 American 2008-01-19 99.22 P Selling 100 370 American 2007-12-22 7.65 P Selling 100 430 American 2007-11-17 4.2 C Purchasing 100 450 American 2007-11-17 6 C Purchasing 100 450 American 2007-11-17 6 C Purchasing 100 470 American 2007-11-17 0.5 C Purchasing 100 470 American 2007-12-22 20.1 C Purchasing 100 470 American 2007-11-17 0.5 C Purchasing 100 470 American 2007-11-17 0.5 C Purchasing 100 470 American 2007-11-17 0.5 P Selling 100 430 American 2007-11-17 6 P Selling 100 440 American 2007-11-17 8.6 P Selling 100 430 American 2007-11-17 4.5 P Selling 100 320 American 2008-01-19 1.9 P Selling 100 440 American 2007-11-17 9.8 C Purchasing 100 300 American 2007-11-17 158.1 C Purchasing 100 360 American 2007-11-17 98.1 P Selling 100 310 American 2007-11-17 0.05 C Purchasing 100 520 American 2007-11-17 0.07 P Selling 100 480 American 2007-11-17 24.77 C Purchasing 100 330 American 2007-11-17 128.1 P Selling 100 340 American 2007-11-17 0.05 C Selling -100 460 American 2007-12-22 26.16 C Selling -100 460 American 2007-12-22 25.95 C Selling -100 460 American 2007-12-22 25.92 C Selling -100 460 American 2007-12-22 25.93 C Selling -100 460 American 2007-12-22 25.27 P Purchasing -100 460 American 2007-11-17 19.91 P Purchasing -100 460 American 2007-11-17 19.83 C Selling -100 520 American 2008-04-19 28.5 C Selling -100 450 American 2008-04-19 52.9 C Selling -100 460 American 2008-01-19 31.69 C Selling -100 380 American 2008-01-19 76.36 P Purchasing -100 370 American 2008-01-19 11.58 P Purchasing -100 450 American 2007-11-17 17 C Selling -100 440 American 2007-12-22 35.6 C Selling -100 440 American 2007-12-22 34 C Selling -100 470 American 2007-11-17 1.65 C Selling -100 520 American 2007-11-17 0.07 P Purchasing -100 480 American 2007-11-17 24.77 C Selling -100 330 American 2007-11-17 128.1 P Purchasing -100 340 American 2007-11-17 0.05 C Selling -100 300 American 2007-11-17 158.1 C Selling -100 360 American 2007-11-17 98.1 P Purchasing -100 310 American 2007-11-17 0.05 P Purchasing -200 460 American 2007-11-17 19.88 P Purchasing -200 360 American 2007-12-22 6 P Purchasing -200 450 American 2007-11-17 17 P Purchasing -200 450 American 2007-11-17 17 P Purchasing -200 430 American 2007-11-17 2.13 P Purchasing -200 460 American 2007-11-17 11.54 C Selling -300 340 American 2007-11-17 118.1 P Purchasing -400 440 American 2007-12-22 32.3 P Purchasing -400 470 American 2007-11-17 17.46 C Selling -400 460 American 2007-11-17 9.7 C Selling -500 450 American 2007-11-17 8.5 P Purchasing -500 350 American 2007-11-17 0.05 P Purchasing -600 360 American 2007-11-17 0.05 C Selling -700 480 American 2007-11-17 2.94 C Selling -800 500 American 2007-11-17 0.57 P Purchasing -800 450 American 2007-11-17 7.11 C Selling -800 420 American 2007-11-17 39.15 C Selling -800 350 American 2007-11-17 108.1 P Purchasing -900 420 American 2007-12-22 24.9 C Selling -900 410 American 2007-11-17 48.57 P Purchasing -900 400 American 2007-11-17 0.17 C Selling -1000 460 American 2007-11-17 3.5 C Selling -1000 520 American 2007-12-22 9.1 P Purchasing -1000 520 American 2007-12-22 83.4 P Purchasing -1000 530 American 2007-12-22 91.8 C Selling -1000 430 American 2007-11-17 15.7 P Purchasing -1000 280 American 2008-01-19 0.8 P Purchasing -1000 290 American 2008-01-19 1.1 P Purchasing -1000 330 American 2008-01-19 4.2 P Purchasing -1000 270 American 2008-04-19 2.75 P Purchasing -1000 290 American 2008-04-19 6 P Purchasing -1000 310 American 2008-04-19 8.6 C Selling -1000 530 American 2007-11-17 0.05 C Selling -1000 540 American 2007-11-17 0.05 P Purchasing -1000 420 American 2007-11-17 1.01 P Purchasing -1000 430 American 2007-11-17 2.13 C Selling -1200 450 American 2007-11-17 8.5 C Selling -1200 400 American 2007-11-17 58.29 P Purchasing -1200 410 American 2007-11-17 0.44 P Purchasing -1300 390 American 2007-11-17 0.05 P Purchasing -1400 320 American 2007-11-17 0.05 P Purchasing -1400 440 American 2007-11-17 4.05 P Purchasing -1700 330 American 2007-11-17 0.05 P Purchasing -1900 370 American 2007-11-17 0.05 C Selling -2000 470 American 2007-11-17 1.5 P Purchasing -2000 410 American 2007-11-17 1.1 P Purchasing -2000 400 American 2007-11-17 0.4 P Purchasing -2000 430 American 2007-11-17 4.2 C Selling -2000 550 American 2007-11-17 0.05 P Purchasing -2000 380 American 2007-11-17 0.05 C Selling -2000 430 American 2007-11-17 30.27 C Selling -2100 440 American 2007-11-17 22.2 C Selling -2100 490 American 2007-11-17 1.37 C Selling -2500 370 American 2007-11-17 88.11 C Selling -2500 380 American 2007-11-17 78.13 C Selling -3000 470 American 2007-11-17 5.62 C Selling -3100 510 American 2007-11-17 0.21 C Selling -3500 450 American 2007-11-17 15.26 (ii) Exercising Product name, e.g. call option Number of securities Exercise price per unit (Note 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction (Note 7) Details Price per unit (if applicable) (Note 4) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the persondisclosing and any other person relating to the voting rights of any relevantsecurities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which anyderivative referred to on this form is referenced. If none, this should bestated. Is a Supplemental Form 38.5(b) attached? (Note 8) YES Date of disclosure 16 November 2007 Contact name Selina Campbell Telephone number 02890 409593 Name of offeree/offeror with which connected BHP Billiton plcNature of connection (Note 9) Corporate Broker/Financial Advisor Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk SUPPLEMENTAL FORM 8 DETAILS OF OPEN POSITIONS (This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate) OPEN POSITIONS (Note 1) Product name, Written or Number of Exercise price Type, e.g. Expiry date purchased securities to which (Note 2) American, Europeane.g. call option the option or etc. derivative relates(C= call; P=put) P Selling 47500 270 American 2008-01-19 C Purchasing 8500 330 American 2008-01-19 P Selling 7400 370 American 2008-01-19 C Purchasing 7000 260 American 2008-04-19 P Selling 5800 370 American 2007-11-17 C Purchasing 4800 380 American 2007-11-17 P Selling 4100 310 American 2007-11-17 P Selling 4000 240 American 2008-04-19 P Selling 3700 370 American 2007-12-22 P Selling 3300 230 American 2008-01-19 P Selling 3200 320 American 2007-11-17 C Purchasing 3200 400 American 2008-01-19 C Purchasing 2900 550 American 2007-11-17 C Purchasing 2900 250 American 2008-04-19 C Purchasing 2700 350 American 2007-11-17 P Selling 2600 300 American 2008-04-19 P Selling 2500 370 American 2008-01-19 C Purchasing 2400 470 American 2007-11-17 P Selling 2300 350 American 2007-11-17 P Selling 2300 360 American 2007-11-17 C Purchasing 2200 380 American 2007-12-22 P Selling 2100 580 American 2008-04-19 C Purchasing 2000 530 American 2007-12-22 P Selling 2000 290 American 2008-01-19 C Purchasing 2000 570 American 2008-01-19 C Purchasing 2000 230 American 2008-04-19 C Purchasing 2000 340 American 2008-04-19 C Purchasing 2000 590 American 2008-04-19 C Purchasing 1900 440 American 2007-11-17 P Selling 1900 340 American 2008-01-19 C Purchasing 1900 360 American 2008-01-19 C Purchasing 1900 370 American 2008-04-19 C Purchasing 1800 330 American 2007-11-17 P Selling 1800 440 American 2007-11-17 P Selling 1800 360 American 2008-01-19 P Selling 1700 340 American 2007-11-17 C Purchasing 1700 400 American 2007-11-17 C Purchasing 1700 360 American 2008-01-19 P Selling 1600 350 American 2008-01-19 C Purchasing 1500 360 American 2007-11-17 C Purchasing 1500 500 American 2007-11-17 C Purchasing 1500 240 American 2008-01-19 C Purchasing 1500 540 American 2008-01-19 C Purchasing 1400 380 American 2007-12-22 C Purchasing 1400 320 American 2008-04-19 P Selling 1400 600 American 2008-04-19 C Purchasing 1300 390 American 2007-11-17 P Selling 1300 340 American 2007-12-22 C Purchasing 1300 290 American 2008-01-19 P Selling 1300 330 American 2008-01-19 P Selling 1300 570 American 2008-04-19 P Selling 1200 390 American 2008-01-19 C Purchasing 1200 270 American 2008-04-19 C Purchasing 1200 310 American 2008-04-19 P Selling 1100 400 American 2008-01-19 C Purchasing 1100 420 American 2008-01-19 C Purchasing 1100 450 American 2008-01-19 P Selling 1100 460 American 2008-04-19 P Selling 1100 590 American 2008-04-19 C Purchasing 1000 530 American 2007-11-17 C Purchasing 1000 570 American 2007-11-17 C Purchasing 1000 540 American 2007-12-22 C Purchasing 1000 540 American 2007-12-22 C Purchasing 1000 580 American 2007-12-22 C Purchasing 1000 590 American 2007-12-22 P Selling 1000 240 American 2008-01-19 P Selling 1000 250 American 2008-01-19 P Selling 1000 260 American 2008-01-19 C Purchasing 1000 270 American 2008-01-19 C Purchasing 1000 340 American 2008-01-19 C Purchasing 1000 380 American 2008-01-19 C Purchasing 1000 390 American 2008-01-19 P Selling 1000 500 American 2008-01-19 P Selling 1000 540 American 2008-01-19 C Purchasing 1000 560 American 2008-01-19 C Purchasing 1000 590 American 2008-01-19 P Selling 1000 230 American 2008-04-19 C Purchasing 1000 240 American 2008-04-19 P Selling 1000 280 American 2008-04-19 P Selling 1000 300 American 2008-04-19 C Purchasing 1000 310 American 2008-04-19 C Purchasing 1000 330 American 2008-04-19 P Selling 1000 500 American 2008-04-19 P Selling 1000 560 American 2008-04-19 C Purchasing 900 410 American 2007-11-17 C Purchasing 900 540 American 2007-11-17 P Selling 900 200 American 2008-01-19 P Selling 900 300 American 2008-01-19 P Selling 900 450 American 2008-01-19 C Purchasing 900 390 American 2008-04-19 C Purchasing 900 540 American 2008-04-19 C Purchasing 800 300 American 2007-11-17 C Purchasing 800 420 American 2007-11-17 P Selling 800 280 American 2008-01-19 P Selling 800 300 American 2008-01-19 C Purchasing 700 600 American 2007-12-22 C Purchasing 700 220 American 2008-01-19 P Selling 700 250 American 2008-01-19 P Selling 700 370 American 2008-01-19 P Selling 600 380 American 2007-11-17 P Selling 600 470 American 2007-11-17 C Purchasing 600 600 American 2008-01-19 P Selling 500 450 American 2007-11-17 P Selling 500 380 American 2007-12-22 C Purchasing 500 300 American 2008-01-19 P Selling 500 380 American 2008-01-19 P Selling 500 440 American 2008-04-19 C Purchasing 500 460 American 2008-04-19 P Selling 400 320 American 2007-12-22 C Purchasing 400 340 American 2008-01-19 C Purchasing 400 350 American 2008-01-19 C Purchasing 300 350 American 2008-04-19 C Purchasing 200 370 American 2007-12-22 C Purchasing 200 400 American 2007-12-22 C Purchasing 200 480 American 2008-01-19 P Selling 200 360 American 2008-04-19 P Selling 100 460 American 2007-11-17 P Selling 100 580 American 2007-11-17 P Selling 100 360 American 2007-12-22 P Selling 100 380 American 2007-12-22 P Selling 100 400 American 2007-12-22 P Selling 100 410 American 2007-12-22 P Selling 100 450 American 2007-12-22 P Selling 100 470 American 2007-12-22 C Purchasing 100 480 American 2007-12-22 P Selling 100 330 American 2008-01-19 C Purchasing 100 440 American 2008-01-19 C Purchasing 100 480 American 2008-01-19 C Purchasing 100 490 American 2008-01-19 P Selling 100 570 American 2008-01-19 P Selling 100 270 American 2008-04-19 C Purchasing 100 290 American 2008-04-19 C Purchasing 100 370 American 2008-04-19 C Purchasing 100 380 American 2008-04-19 P Purchasing -100 330 American 2007-11-17 P Purchasing -100 350 American 2007-12-22 P Purchasing -100 420 American 2007-12-22 C Selling -100 490 American 2007-12-22 P Purchasing -100 530 American 2007-12-22 C Selling -100 560 American 2007-12-22 C Selling -100 320 American 2008-01-19 P Purchasing -100 320 American 2008-01-19 P Purchasing -100 350 American 2008-01-19 C Selling -100 460 American 2008-01-19 C Selling -100 470 American 2008-01-19 P Purchasing -100 470 American 2008-01-19 P Purchasing -100 530 American 2008-01-19 P Purchasing -100 570 American 2008-01-19 P Purchasing -100 330 American 2008-04-19 C Selling -100 360 American 2008-04-19 C Selling -100 390 American 2008-04-19 C Selling -100 450 American 2008-04-19 C Selling -100 460 American 2008-04-19 C Selling -100 520 American 2008-04-19 C Selling -100 560 American 2008-04-19 C Selling -200 480 American 2007-11-17 P Purchasing -200 320 American 2007-12-22 C Selling -200 440 American 2007-12-22 C Selling -200 470 American 2007-12-22 P Purchasing -200 470 American 2007-12-22 P Purchasing -200 210 American 2008-01-19 C Selling -200 260 American 2008-01-19 C Selling -200 370 American 2008-01-19 C Selling -200 400 American 2008-01-19 C Selling -200 500 American 2008-01-19 P Purchasing -200 260 American 2008-04-19 P Purchasing -200 360 American 2008-04-19 P Purchasing -200 370 American 2008-04-19 C Selling -300 320 American 2007-12-22 P Purchasing -300 440 American 2007-12-22 C Selling -300 330 American 2008-01-19 C Selling -300 370 American 2008-01-19 C Selling -300 390 American 2008-01-19 C Selling -400 520 American 2007-11-17 P Purchasing -400 340 American 2008-01-19 C Selling -400 330 American 2008-04-19 P Purchasing -400 340 American 2008-04-19 P Purchasing -500 420 American 2007-11-17 C Selling -500 470 American 2007-12-22 C Selling -500 240 American 2008-01-19 C Selling -500 440 American 2008-01-19 C Selling -600 460 American 2007-12-22 C Selling -600 280 American 2008-01-19 P Purchasing -600 290 American 2008-04-19 C Selling -600 380 American 2008-04-19 C Selling -700 450 American 2007-12-22 C Selling -700 230 American 2008-01-19 C Selling -700 320 American 2008-01-19 C Selling -700 470 American 2008-01-19 C Selling -800 370 American 2007-12-22 P Purchasing -800 380 American 2008-04-19 C Selling -900 340 American 2007-12-22 C Selling -900 360 American 2007-12-22 C Selling -900 200 American 2008-01-19 C Selling -900 300 American 2008-04-19 C Selling -900 470 American 2008-04-19 P Purchasing -1000 390 American 2007-11-17 C Selling -1000 330 American 2007-12-22 C Selling -1000 410 American 2007-12-22 C Selling -1000 520 American 2007-12-22 P Purchasing -1000 520 American 2007-12-22 P Purchasing -1000 530 American 2007-12-22 C Selling -1000 580 American 2007-12-22 C Selling -1000 600 American 2007-12-22 P Purchasing -1000 280 American 2008-01-19 P Purchasing -1000 380 American 2008-01-19 P Purchasing -1000 390 American 2008-01-19 C Selling -1000 590 American 2008-01-19 P Purchasing -1000 600 American 2008-01-19 P Purchasing -1000 320 American 2008-04-19 C Selling -1000 360 American 2008-04-19 P Purchasing -1000 390 American 2008-04-19 C Selling -1000 410 American 2008-04-19 C Selling -1000 440 American 2008-04-19 P Purchasing -1000 440 American 2008-04-19 P Purchasing -1000 470 American 2008-04-19 C Selling -1000 480 American 2008-04-19 P Purchasing -1000 480 American 2008-04-19 P Purchasing -1000 500 American 2008-04-19 P Purchasing -1000 520 American 2008-04-19 C Selling -1000 530 American 2008-04-19 C Selling -1000 600 American 2008-04-19 C Selling -1100 350 American 2007-12-22 C Selling -1100 380 American 2008-01-19 C Selling -1100 400 American 2008-04-19 C Selling -1200 350 American 2007-12-22 P Purchasing -1200 360 American 2007-12-22 P Purchasing -1200 240 American 2008-01-19 P Purchasing -1200 350 American 2008-04-19 C Selling -1200 400 American 2008-04-19 P Purchasing -1300 410 American 2007-11-17 P Purchasing -1300 350 American 2007-12-22 C Selling -1300 360 American 2007-12-22 C Selling -1300 500 American 2007-12-22 P Purchasing -1300 260 American 2008-01-19 P Purchasing -1400 400 American 2007-11-17 C Selling -1400 460 American 2007-11-17 P Purchasing -1400 240 American 2008-04-19 C Selling -1400 440 American 2008-04-19 C Selling -1500 350 American 2008-01-19 C Selling -1700 310 American 2008-01-19 C Selling -1700 310 American 2008-01-19 C Selling -1800 250 American 2008-01-19 P Purchasing -1800 310 American 2008-04-19 C Selling -1900 190 American 2008-01-19 P Purchasing -1900 390 American 2008-04-19 C Selling -2000 430 American 2007-11-17 C Selling -2000 450 American 2007-11-17 P Purchasing -2000 400 American 2008-01-19 C Selling -2000 490 American 2008-04-19 C Selling -2200 350 American 2008-04-19 P Purchasing -2300 300 American 2007-11-17 P Purchasing -2300 270 American 2008-04-19 P Purchasing -2400 250 American 2008-04-19 P Purchasing -2500 350 American 2008-04-19 C Selling -2600 320 American 2007-11-17 C Selling -2800 340 American 2007-12-22 P Purchasing -2800 420 American 2007-12-22 P Purchasing -3000 340 American 2008-04-19 P Purchasing -3000 370 American 2008-04-19 C Selling -3100 250 American 2008-01-19 C Selling -3100 600 American 2008-01-19 P Purchasing -3400 430 American 2007-11-17 P Purchasing -3600 400 American 2008-04-19 P Purchasing -3800 280 American 2008-04-19 C Selling -4100 490 American 2007-11-17 C Selling -4100 510 American 2007-11-17 P Purchasing -4300 220 American 2008-01-19 P Purchasing -5200 400 American 2008-04-19 C Selling -5400 340 American 2007-11-17 P Purchasing -5800 310 American 2008-01-19 P Purchasing -6100 360 American 2008-01-19 C Selling -7600 370 American 2007-11-17 P Purchasing -9700 320 American 2008-01-19 Notes 1. Where there are open option positions or open derivative positions (exceptfor CFDs), full details should be given. Full details of any existingagreements to purchase or to sell should also be given on this form. 2. For all prices and other monetary amounts, the currency must be stated. For details of the Code's dealing disclosure requirements, see Rule 8 and itsNotes which can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk This information is provided by RNS The company news service from the London Stock Exchange

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Rio Tinto
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