30th Sep 2008 11:45
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FORM 38.5 (SUMMARY) |
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Lodge with Company Announcements Office and the Panel. Use a separate form for each class of |
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securities in which dealings have been made. |
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CONNECTED EXEMPT PRINCIPLE TRADER: |
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DISCLOSURE UNDER RULE 38.5 OF THE CITY CODE ON TAKEOVERS AND |
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Name of EPT |
Merrill Lynch International |
|
Date of disclosure |
30 September 2008 |
|
Date of dealing |
29 September 2008 |
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Telephone number |
020 7996 2121 |
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Please see attached disclosure of dealings under Rule 38.5 in the securities of the following |
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29 September 2008 |
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HBOS Plc - Common |
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BHP Billiton Limited - Common |
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Banco Santander SA. - Common |
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FORM 38.5 |
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DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
(Rule 38.5 of The City Code on Takeovers and Mergers) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
HBOS Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
29/09/2008 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
13,306,902 |
GBP 1.64 |
GBP 1.52 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
13,740,016 |
GBP 1.67 |
GBP 1.49 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
9,075 |
GBP 1.58 |
|
Long Swap |
LONG |
14,000 |
GBP 1.52 |
|
Long Swap |
LONG |
32,675 |
GBP 1.64 |
|
Long Swap |
LONG |
70,944 |
GBP 1.56 |
|
Long Swap |
LONG |
114,984 |
GBP 1.61 |
|
Long Swap |
LONG |
283,425 |
GBP 1.58 |
|
Long Swap |
LONG |
636,000 |
GBP 1.55 |
|
Long Swap |
LONG |
5,500 |
GBP 1.46 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
60,870 |
GBP 1.59 |
|
Short Swap |
SHORT |
97,500 |
GBP 1.54 |
|
Short Swap |
SHORT |
2,410 |
GBP 1.54 |
|
Short Swap |
SHORT |
54,114 |
GBP 1.63 |
|
Short Swap |
SHORT |
39,600 |
GBP 1.58 |
|
Short Swap |
SHORT |
33,656 |
GBP 1.54 |
|
Short Swap |
SHORT |
32,675 |
GBP 1.63 |
|
Short Swap |
SHORT |
28,771 |
GBP 1.55 |
|
Short Swap |
SHORT |
14,000 |
GBP 1.52 |
|
Short Swap |
SHORT |
9,075 |
GBP 1.55 |
|
Short Swap |
SHORT |
5,500 |
GBP 1.42 |
|
Short Swap |
SHORT |
142,876 |
GBP 1.55 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
13,306,902 |
GBP 1.64 |
GBP 1.52 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
13,740,016 |
GBP 1.67 |
GBP 1.49 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
9,075 |
GBP 1.58 |
|
Long Swap |
LONG |
14,000 |
GBP 1.52 |
|
Long Swap |
LONG |
32,675 |
GBP 1.64 |
|
Long Swap |
LONG |
70,944 |
GBP 1.56 |
|
Long Swap |
LONG |
114,984 |
GBP 1.61 |
|
Long Swap |
LONG |
283,425 |
GBP 1.58 |
|
Long Swap |
LONG |
636,000 |
GBP 1.55 |
|
Long Swap |
LONG |
5,500 |
GBP 1.46 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
60,870 |
GBP 1.59 |
|
Short Swap |
SHORT |
97,500 |
GBP 1.54 |
|
Short Swap |
SHORT |
2,410 |
GBP 1.54 |
|
Short Swap |
SHORT |
54,114 |
GBP 1.63 |
|
Short Swap |
SHORT |
39,600 |
GBP 1.58 |
|
Short Swap |
SHORT |
33,656 |
GBP 1.54 |
|
Short Swap |
SHORT |
32,675 |
GBP 1.63 |
|
Short Swap |
SHORT |
28,771 |
GBP 1.55 |
|
Short Swap |
SHORT |
14,000 |
GBP 1.52 |
|
Short Swap |
SHORT |
9,075 |
GBP 1.55 |
|
Short Swap |
SHORT |
5,500 |
GBP 1.42 |
|
Short Swap |
SHORT |
142,876 |
GBP 1.55 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
30/09/2008 |
|
Contact name |
Louise Howard |
|
Telephone number |
+44 20 7996 2121 |
|
Name of offeree/offeror with whom connected |
Lloyds TSB Group Plc |
|
Nature of connection # |
Advisor |
|
FORM 38.5 |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
(Rule 38.5 of The City Code on Takeovers and Mergers) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Banco Santander SA. |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
29/09/2008 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
3,117,408 |
EUR 10.91 |
EUR 10.44 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
3,505,568 |
EUR 10.91 |
EUR 10.45 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
125,041 |
EUR 10.59 |
|
Long Swap |
LONG |
276,146 |
EUR 10.60 |
|
Long Swap |
LONG |
40,202 |
EUR 10.60 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
23,060 |
EUR 10.55 |
|
Short Swap |
SHORT |
276,146 |
EUR 10.63 |
|
Short Swap |
SHORT |
54,268 |
EUR 10.58 |
|
Short Swap |
SHORT |
46,339 |
EUR 10.59 |
|
Short Swap |
SHORT |
36,740 |
EUR 10.58 |
|
Short Swap |
SHORT |
23,677 |
EUR 10.55 |
|
Short Swap |
SHORT |
1,284 |
EUR 10.55 |
|
Short Swap |
SHORT |
18,817 |
EUR 10.58 |
|
Short Swap |
SHORT |
12,983 |
EUR 10.55 |
|
Short Swap |
SHORT |
12,626 |
EUR 10.55 |
|
Short Swap |
SHORT |
2,852 |
EUR 10.55 |
|
Short Swap |
SHORT |
2,802 |
EUR 10.55 |
|
Short Swap |
SHORT |
2,561 |
EUR 10.59 |
|
Short Swap |
SHORT |
36,522 |
EUR 10.63 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
3,117,408 |
EUR 10.91 |
EUR 10.44 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
3,505,568 |
EUR 10.91 |
EUR 10.45 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
125,041 |
EUR 10.59 |
|
Long Swap |
LONG |
276,146 |
EUR 10.60 |
|
Long Swap |
LONG |
40,202 |
EUR 10.60 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
23,060 |
EUR 10.55 |
|
Short Swap |
SHORT |
276,146 |
EUR 10.63 |
|
Short Swap |
SHORT |
54,268 |
EUR 10.58 |
|
Short Swap |
SHORT |
46,339 |
EUR 10.59 |
|
Short Swap |
SHORT |
36,740 |
EUR 10.58 |
|
Short Swap |
SHORT |
23,677 |
EUR 10.55 |
|
Short Swap |
SHORT |
1,284 |
EUR 10.55 |
|
Short Swap |
SHORT |
18,817 |
EUR 10.58 |
|
Short Swap |
SHORT |
12,983 |
EUR 10.55 |
|
Short Swap |
SHORT |
12,626 |
EUR 10.55 |
|
Short Swap |
SHORT |
2,852 |
EUR 10.55 |
|
Short Swap |
SHORT |
2,802 |
EUR 10.55 |
|
Short Swap |
SHORT |
2,561 |
EUR 10.59 |
|
Short Swap |
SHORT |
36,522 |
EUR 10.63 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
30/09/2008 |
|
Contact name |
Louise Howard |
|
Telephone number |
+44 20 7996 2121 |
|
Name of offeree/offeror with whom connected |
Banco Santander SA. |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITH |
|
RECOGNISED INTERMEDIARY STATUS DEALING IN CLIENT- |
|
SERVICING CAPACITY |
|
(Rule 38.5(a) of The City Code on Takeovers and Mergers) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
BHP Billiton Limited |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
29/09/2008 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
5,880 |
AUS 32.94 |
AUS 32.94 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
5,880 |
AUS 32.94 |
AUS 32.94 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option money |
|
selling, |
securities under |
price |
American, |
date |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
30/09/2008 |
|
Contact name |
Louise Howard |
|
Telephone number |
+44 20 7996 2121 |
|
Name of offeree/offeror with whom connected |
BHP Billiton Plc |
|
Nature of connection # |
Advisor |
Related Shares:
Banco Santander