17th Dec 2008 11:15
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
British Airways Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
16/12/2008 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
593,470 |
GBP 1.64 |
GBP 1.61 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
527,187 |
GBP 1.64 |
GBP 1.60 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
28,676 |
GBP 1.62 |
|
Long Swap |
LONG |
929 |
GBP 1.62 |
|
Long Swap |
LONG |
1,614 |
GBP 1.62 |
|
Long Swap |
LONG |
2,142 |
GBP 1.62 |
|
Long Swap |
LONG |
4,600 |
GBP 1.62 |
|
Long Swap |
LONG |
5,150 |
GBP 1.62 |
|
Long Swap |
LONG |
6,458 |
GBP 1.62 |
|
Long Swap |
LONG |
9,119 |
GBP 1.62 |
|
Long Swap |
LONG |
19,294 |
GBP 1.62 |
|
Long Swap |
LONG |
19,450 |
GBP 1.62 |
|
Long Swap |
LONG |
548 |
GBP 1.62 |
|
Long Swap |
LONG |
22,285 |
GBP 1.62 |
|
Long Swap |
LONG |
32,808 |
GBP 1.63 |
|
Long Swap |
LONG |
100,273 |
GBP 1.62 |
|
Long Swap |
LONG |
21,065 |
GBP 1.62 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
67 |
GBP 1.62 |
|
Short Swap |
SHORT |
99,930 |
GBP 1.62 |
|
Short Swap |
SHORT |
32,808 |
GBP 1.62 |
|
Short Swap |
SHORT |
29,574 |
GBP 1.63 |
|
Short Swap |
SHORT |
21,065 |
GBP 1.63 |
|
Short Swap |
SHORT |
14,738 |
GBP 1.63 |
|
Short Swap |
SHORT |
5,150 |
GBP 1.64 |
|
Short Swap |
SHORT |
3,039 |
GBP 1.61 |
|
Short Swap |
SHORT |
1,614 |
GBP 1.62 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
17/12/2008 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
British Airways Plc |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Lloyds TSB Group Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
16/12/2008 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
3,739,554 |
GBP 1.30 |
GBP 1.27 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
3,955,608 |
GBP 1.30 |
GBP 1.27 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
332,598 |
GBP 1.28 |
|
Long Swap |
LONG |
309,800 |
GBP 1.29 |
|
Long Swap |
LONG |
100,000 |
GBP 1.28 |
|
Long Swap |
LONG |
35,020 |
GBP 1.28 |
|
Long Swap |
LONG |
25,226 |
GBP 1.28 |
|
Long Swap |
LONG |
139 |
GBP 1.28 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
11 |
GBP 1.28 |
|
Short Swap |
SHORT |
13,633 |
GBP 1.28 |
|
Short Swap |
SHORT |
13,637 |
GBP 1.29 |
|
Short Swap |
SHORT |
21,387 |
GBP 1.28 |
|
Short Swap |
SHORT |
25,226 |
GBP 1.28 |
|
Short Swap |
SHORT |
31,647 |
GBP 1.28 |
|
Short Swap |
SHORT |
100,485 |
GBP 1.29 |
|
Short Swap |
SHORT |
332,598 |
GBP 1.28 |
|
(c) Options transactions in respect of existing securities |
|
(i) Writing, selling, purchasing or varying |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry date |
Option |
|
selling, |
securities under |
price |
American, |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
Warrant |
Selling |
-1,300 |
£3.82 |
AMERICAN |
19-Dec-08 |
|
Warrant |
Buying |
1,300 |
£3.82 |
AMERICAN |
19-Dec-08 |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
17/12/2008 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
Lloyds TSB Group Plc |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
HBOS Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
16/12/2008 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
438,254 |
GBP 0.73 |
GBP 0.70 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
1,788,382 |
GBP 0.73 |
GBP 0.70 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option money |
|
selling, |
securities under |
price |
American, |
date |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
17/12/2008 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
Lloyds TSB Group Plc |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Imperial Energy Corporation Non Assented Shares |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
16/12/2008 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
65,736 |
GBP 9.94 |
GBP 9.80 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
58,032 |
GBP 9.90 |
GBP 9.80 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
18,715 |
GBP 9.86 |
|
Long Swap |
LONG |
3,443 |
GBP 9.89 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
92 |
GBP 9.87 |
|
Short Swap |
SHORT |
568 |
GBP 9.85 |
|
Short Swap |
SHORT |
1,274 |
GBP 9.85 |
|
Short Swap |
SHORT |
2,169 |
GBP 9.87 |
|
Short Swap |
SHORT |
4,933 |
GBP 9.85 |
|
Short Swap |
SHORT |
18,715 |
GBP 9.87 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
17/12/2008 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
Imperial Energy Corporation Plc |
|
Nature of connection # |
Advisor |
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