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EPT Disclosure

24th Oct 2008 12:14

RNS Number : 6383G
Credit Suisse Equities (Australia)
24 October 2008
 

FORM 38.5 (b)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION 

Name of exempt principal trader

Credit Suisse Equities (Australia) Limited

Company dealt in

Rio Tinto Limited

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary Shares

Date of dealing

23-10-2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) 

 

Long

Short

 

Number

(%)

Number

(%)

(1) Relevant securities

1589073

0.348

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell 

Total

1589073

0.348

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) 

Class Of Relevant Security : Ordinary Shares 

Long

Short

(1) Relevant Securities 

 

 

(2) Derivatives (other than options) 

 

 

(3) Options and agreements to purchasesell 

 

 

Total

(c) Rights to subscribe (Note 2) 

Class of relevant security:

Details

 

 

3. DEALINGS (Note 3)

(a) Purchases and sales 

Purchase/sale

Number of securities

Price per unit (Note 4)

Purchase

9,562

66.95

Purchase

36

66.95

Purchase

84

66.95

Purchase

25

66.95

Purchase

52

66.95

Purchase

58

66.95

Purchase

1,000

66.95

Purchase

2,000

66.95

Purchase

263

66.95

Purchase

187

67.65

Purchase

230

67.66

Purchase

66

67.67

Purchase

347

67.67

Purchase

112

67.72

Purchase

99

67.72

Purchase

437

67.73

Purchase

841

67.90

Purchase

928

67.93

Purchase

280

67.93

Purchase

88

67.89

Purchase

67

67.80

Purchase

100

67.76

Purchase

378

67.69

Purchase

1,000

67.65

Purchase

292

67.65

Purchase

150

67.67

Purchase

480

67.70

Purchase

221

67.70

Purchase

261

67.68

Purchase

360

67.60

Purchase

27

67.52

Purchase

269

67.49

Purchase

73

67.48

Purchase

100

67.45

Purchase

100

67.45

Purchase

98

67.46

Purchase

16

67.46

Purchase

2

67.46

Purchase

2

67.46

Purchase

19

67.46

Purchase

35

67.46

Purchase

800

67.50

Purchase

100

67.50

Purchase

100

67.50

Purchase

205

67.50

Purchase

410

67.51

Purchase

620

67.40

Purchase

227

67.35

Purchase

187

67.15

Purchase

187

67.15

Purchase

86

67.15

Purchase

12

67.11

Purchase

263

67.12

Purchase

241

67.12

Purchase

469

67.06

Purchase

28

67.06

Purchase

604

67.06

Purchase

114

67.00

Purchase

477

67.00

Purchase

41

67.02

Purchase

41

67.02

Purchase

104

67.00

Purchase

150

66.94

Purchase

102

66.95

Purchase

100

66.97

Purchase

42

66.97

Purchase

1,444

66.72

Purchase

346

66.72

Purchase

231

66.73

Purchase

43

66.70

Purchase

95

66.69

Purchase

86

66.69

Purchase

237

66.67

Purchase

27

66.67

Purchase

11

66.73

Purchase

224

66.74

Purchase

125

66.74

Purchase

1,964

66.74

Purchase

448

66.74

Purchase

750

66.68

Purchase

231

66.59

Purchase

220

66.59

Purchase

437

66.62

Purchase

970

66.79

Purchase

472

66.80

Purchase

711

66.74

Purchase

423

66.75

Purchase

468

66.70

Purchase

472

66.68

Purchase

529

66.76

Purchase

383

66.47

Purchase

1,793

66.47

Purchase

411

66.44

Purchase

442

66.52

Purchase

287

66.64

Purchase

14

66.64

Purchase

699

66.64

Purchase

1,593

66.65

Purchase

37

66.65

Purchase

318

66.65

Purchase

391

66.65

Purchase

369

66.55

Purchase

360

66.56

Purchase

1

66.56

Purchase

1

66.56

Purchase

1

66.56

Purchase

1

66.56

Purchase

1

66.56

Purchase

1

66.56

Purchase

1

66.56

Purchase

376

66.56

Purchase

466

66.56

Purchase

399

66.57

Purchase

372

66.57

Purchase

406

66.17

Purchase

403

66.23

Purchase

378

66.25

Purchase

378

66.25

Purchase

1

66.25

Purchase

478

66.21

Purchase

429

66.23

Purchase

1,100

66.20

Purchase

405

65.99

Purchase

379

65.95

Purchase

342

65.95

Purchase

418

66.00

Purchase

12

66.00

Purchase

801

66.00

Purchase

98

66.00

Purchase

120

66.00

Purchase

7

66.00

Purchase

145

66.00

Purchase

179

66.00

Purchase

6

65.99

Purchase

105

65.99

Purchase

119

65.99

Purchase

240

66.00

Purchase

38

65.99

Purchase

89

66.00

Purchase

235

66.00

Purchase

474

66.00

Purchase

196

66.00

Purchase

181

66.00

Purchase

10

66.00

Purchase

217

66.00

Purchase

283

66.00

Purchase

354

66.00

Purchase

196

66.00

Purchase

444

66.00

Purchase

392

66.00

Purchase

201

66.00

Purchase

732

66.00

Purchase

9

66.00

Purchase

391

65.99

Purchase

489

65.99

Purchase

486

65.99

Purchase

608

65.99

Purchase

260

65.99

Purchase

124

65.99

Purchase

155

65.99

Purchase

193

65.99

Purchase

242

65.99

Purchase

277

65.99

Purchase

452

65.85

Purchase

93

65.84

Purchase

9

65.84

Purchase

2

65.84

Purchase

136

65.84

Purchase

13

65.84

Purchase

112

65.84

Purchase

47

65.84

Purchase

124

65.84

Purchase

247

65.84

Purchase

308

65.84

Purchase

145

65.83

Purchase

134

65.83

Purchase

386

65.87

Purchase

20

65.87

Purchase

453

65.97

Purchase

431

66.05

Purchase

369

66.16

Purchase

46

66.16

Purchase

529

66.20

Purchase

361

66.19

Purchase

102

66.19

Purchase

8

66.19

Purchase

967

66.18

Purchase

463

66.18

Purchase

411

66.20

Purchase

455

66.20

Purchase

297

66.05

Purchase

149

66.05

Purchase

1,000

66.08

Purchase

1,023

66.12

Purchase

307

66.12

Purchase

343

66.11

Purchase

532

66.08

Purchase

487

66.08

Purchase

222

66.10

Purchase

278

66.10

Purchase

739

66.10

Purchase

218

66.10

Purchase

49

66.10

Purchase

1

66.10

Purchase

24

66.10

Purchase

84

66.10

Purchase

68

66.10

Purchase

85

66.10

Purchase

107

66.10

Purchase

133

66.10

Purchase

169

66.10

Purchase

211

66.10

Purchase

263

66.10

Purchase

330

66.10

Purchase

184

66.10

Purchase

295

66.14

Purchase

583

66.08

Purchase

958

66.08

Purchase

923

66.08

Purchase

36

66.09

Purchase

11

66.08

Purchase

33

66.08

Purchase

75

66.08

Purchase

103

66.08

Purchase

165

66.08

Purchase

206

66.08

Purchase

257

66.08

Purchase

321

66.08

Purchase

451

66.08

Purchase

306

66.09

Purchase

383

66.09

Purchase

152

66.06

Purchase

26

66.04

Purchase

200

66.04

Purchase

148

66.04

Purchase

336

66.12

Purchase

354

66.13

Purchase

360

66.23

Purchase

190

66.25

Purchase

60

66.25

Purchase

87

66.25

Purchase

341

66.24

Purchase

545

66.24

Purchase

323

66.24

Purchase

316

66.26

Purchase

298

66.27

Purchase

363

66.27

Purchase

300

66.28

Purchase

170

66.33

Purchase

143

66.33

Purchase

1

66.33

Purchase

1

66.33

Purchase

761

66.35

Purchase

107

66.35

Purchase

252

66.32

Purchase

6

66.32

Purchase

271

66.33

Purchase

600

66.50

Purchase

118

66.52

Purchase

330

66.57

Purchase

199

66.57

Purchase

162

66.57

Purchase

5

66.32

Purchase

500

66.32

Purchase

419

66.32

Purchase

104

66.32

Purchase

232

66.32

Purchase

19

66.32

Purchase

1,243

66.32

Purchase

572

66.32

Purchase

270

66.31

Purchase

150

66.31

Purchase

468

66.31

Purchase

782

66.30

Purchase

252

66.32

Purchase

89

66.30

Purchase

1

66.22

Purchase

1

66.22

Purchase

42

66.25

Purchase

32

66.26

Purchase

138

66.29

Purchase

219

66.31

Purchase

175

66.24

Purchase

411

66.26

Purchase

74

66.27

Purchase

5

66.27

Purchase

93

66.31

Purchase

50

66.31

Purchase

252

66.31

Purchase

1,002

66.33

Purchase

59

66.23

Purchase

742

66.11

Purchase

56

66.12

Purchase

100

66.12

Purchase

694

66.12

Purchase

287

66.13

Purchase

19

66.12

Purchase

4

65.98

Purchase

128

65.98

Purchase

214

65.99

Purchase

41

65.99

Purchase

84

66.03

Purchase

46

66.04

Purchase

308

66.05

Purchase

17

66.06

Purchase

179

66.07

Purchase

342

66.13

Purchase

219

66.20

Purchase

407

66.26

Purchase

203

66.29

Purchase

229

66.29

Purchase

197

66.21

Purchase

198

66.21

Purchase

181

66.23

Purchase

338

66.29

Purchase

189

66.29

Purchase

219

66.28

Purchase

225

66.29

Purchase

213

66.33

Purchase

228

66.28

Purchase

12

66.32

Purchase

201

66.32

Purchase

294

66.38

Purchase

38

66.38

Purchase

1,039

66.41

Purchase

228

66.42

Purchase

219

66.36

Purchase

207

66.39

Purchase

500

66.39

Purchase

497

66.64

Purchase

222

66.64

Purchase

248

66.64

Purchase

312

66.76

Purchase

255

66.80

Purchase

288

66.80

Purchase

29

66.82

Purchase

310

66.82

Purchase

11

66.79

Purchase

50

66.79

Purchase

244

66.79

Purchase

1

66.79

Purchase

1

66.79

Purchase

160

66.83

Purchase

69

66.79

Purchase

5

66.74

Purchase

395

66.82

Purchase

87

66.74

Purchase

23

66.74

Purchase

1

66.74

Purchase

122

66.74

Purchase

33

66.75

Purchase

322

66.74

Purchase

1,589

66.64

Purchase

318

66.59

Purchase

265

66.59

Purchase

423

66.57

Purchase

786

66.57

Purchase

352

66.57

Purchase

352

66.57

Purchase

250

66.57

Purchase

340

66.55

Purchase

372

66.64

Purchase

360

66.78

Purchase

407

66.78

Purchase

450

66.55

Purchase

397

66.44

Purchase

335

66.44

Purchase

240

66.46

Purchase

6

66.46

Purchase

132

66.46

Purchase

381

66.50

Purchase

392

66.50

Purchase

1

66.49

Purchase

362

66.48

Purchase

376

66.48

Purchase

362

66.30

Purchase

83

66.28

Purchase

250

66.28

Purchase

392

66.38

Purchase

383

66.38

Purchase

253

66.43

Purchase

159

66.43

Purchase

371

66.44

Purchase

137

66.56

Purchase

243

66.56

Purchase

402

66.59

Purchase

156

66.71

Purchase

80

66.71

Purchase

126

66.71

Purchase

358

66.77

Purchase

373

66.71

Purchase

396

66.71

Purchase

222

66.89

Purchase

150

66.89

Purchase

384

66.94

Purchase

1,965

66.92

Purchase

375

66.92

Purchase

46

66.92

Purchase

66

66.98

Purchase

349

66.98

Purchase

374

67.00

Purchase

60

67.02

Purchase

380

66.87

Purchase

164

66.85

Purchase

336

66.84

Purchase

395

66.81

Purchase

1,658

66.76

Purchase

487

66.59

Purchase

1,011

66.50

Purchase

43

66.50

Purchase

1

66.47

Purchase

23

66.47

Purchase

38

66.43

Purchase

136

66.45

Purchase

66

66.45

Purchase

156

66.45

Purchase

11

66.33

Purchase

394

66.35

Purchase

855

66.37

Purchase

145

66.37

Purchase

385

66.40

Purchase

300

66.40

Purchase

374

66.43

Purchase

388

66.36

Purchase

1

66.00

Purchase

141

66.00

Purchase

1,000

66.09

Purchase

748

66.00

Purchase

366

65.99

Purchase

411

65.99

Purchase

391

66.00

Purchase

515

66.00

Purchase

1,335

66.00

Purchase

1,145

66.00

Purchase

40

66.00

Purchase

349

66.00

Purchase

859

66.05

Purchase

141

66.02

Purchase

1

66.00

Purchase

50

66.00

Purchase

481

66.00

Purchase

450

66.00

Purchase

1,238

66.00

Purchase

456

66.00

Purchase

1,000

66.19

Purchase

461

66.19

Purchase

313

66.18

Purchase

50

66.18

Purchase

928

65.99

Purchase

464

66.02

Purchase

507

66.02

Purchase

38

65.94

Purchase

1

65.94

Purchase

406

65.94

Purchase

44

65.96

Purchase

52

65.85

Purchase

124

65.87

Purchase

32

65.84

Purchase

509

65.80

Purchase

156

65.84

Purchase

1

65.84

Purchase

295

65.84

Purchase

500

65.93

Purchase

551

66.03

Purchase

823

66.07

Purchase

546

66.18

Purchase

412

66.11

Purchase

593

66.13

Purchase

62

66.11

Purchase

1

65.97

Purchase

1

65.97

Purchase

85

65.97

Purchase

1

65.97

Purchase

550

66.08

Purchase

637

66.00

Purchase

665

66.05

Purchase

594

66.08

Purchase

684

66.06

Purchase

664

65.65

Purchase

227

65.76

Purchase

1

65.76

Purchase

1

65.76

Purchase

1

65.76

Purchase

1

65.76

Purchase

1

65.76

Purchase

1

65.76

Purchase

400

65.76

Purchase

649

65.89

Purchase

171

65.88

Purchase

76

65.90

Purchase

3,256

65.93

Purchase

32

66.00

Purchase

281

66.06

Purchase

643

66.09

Purchase

844

66.13

Purchase

328

66.15

Purchase

807

66.18

Purchase

382

66.22

Purchase

180

66.26

Purchase

64

66.28

Purchase

301

66.32

Purchase

261

66.37

Purchase

947

66.36

Purchase

279

66.36

Purchase

157

66.38

Purchase

528

66.39

Purchase

3

66.39

Purchase

484

66.39

Purchase

686

66.39

Purchase

1

66.39

Purchase

88

66.43

Purchase

92

66.45

Purchase

60

66.46

Purchase

82

66.47

Purchase

1

66.47

Purchase

50

66.47

Purchase

781

66.49

Purchase

45

66.49

Purchase

253

66.50

Purchase

346

66.54

Purchase

67

66.54

Purchase

346

66.56

Purchase

585

66.56

Purchase

1

66.56

Purchase

139

66.56

Purchase

1,427

66.57

Purchase

128

66.58

Purchase

238

66.58

Purchase

25

66.59

Purchase

435

66.59

Purchase

254

66.59

Purchase

280

66.63

Purchase

200

66.66

Purchase

287

66.58

Purchase

1

66.58

Purchase

277

66.63

Purchase

165

66.69

Purchase

1

66.69

Purchase

155

66.70

Purchase

49

66.72

Purchase

137

66.75

Purchase

522

66.76

Purchase

865

66.77

Purchase

513

66.77

Purchase

558

66.77

Purchase

797

66.79

Purchase

11

66.79

Purchase

132

66.80

Purchase

103

66.88

Purchase

407

66.76

Purchase

41

66.76

Purchase

1

66.76

Purchase

9

66.76

Purchase

1

66.76

Purchase

1

66.76

Purchase

1

66.76

Purchase

1

66.76

Purchase

543

66.79

Purchase

529

66.88

Purchase

51

66.88

Purchase

3

66.88

Purchase

49

66.88

Purchase

659

66.93

Purchase

1

66.93

Purchase

6,540

67.00

Sale

-372

66.64

Sale

-2,772

66.95

Sale

-75

66.95

Sale

-300

66.95

Sale

-1,850

66.95

Sale

-457

66.95

Sale

-1,551

66.95

Sale

-2,097

66.95

Sale

-833

66.95

Sale

-45

66.95

Sale

-20

66.95

Sale

-507

66.95

Sale

-234

66.70

Sale

-577

66.70

Sale

-38

66.70

Sale

-1,000

66.70

Sale

-3,000

66.70

Sale

-530

66.60

Sale

-10

66.60

Sale

-1

66.60

Sale

-1

66.60

Sale

-1

66.60

Sale

-1,665

66.60

Sale

-75

66.60

Sale

-200

66.60

Sale

-14

66.60

Sale

-150

66.60

Sale

-161

66.60

Sale

-150

66.60

Sale

-200

66.60

Sale

-45

66.60

Sale

-47

66.60

Sale

-900

66.60

Sale

-2,250

66.60

Sale

-200

66.60

Sale

-25

66.60

Sale

-271

66.60

Sale

-2,000

66.60

Sale

-2,000

66.60

Sale

-16

66.60

Sale

-445

66.60

Sale

-248

66.60

Sale

-2,777

66.60

Sale

-3,941

66.60

Sale

-701

66.60

Sale

-2,794

66.60

Sale

-1,014

66.60

Sale

-180

66.60

Sale

-1,000

66.60

Sale

-75

66.60

Sale

-30

66.60

Sale

-100

66.60

Sale

-39

66.60

Sale

-37

66.60

Sale

-200

66.60

Sale

-75

66.60

Sale

-20

66.64

Sale

-40

66.64

Sale

-12

66.70

Sale

-139

66.70

Sale

-224

66.70

Sale

-500

66.70

Sale

-61

66.70

Sale

-118

66.70

Sale

-30

66.70

Sale

-1,050

66.70

Sale

-500

66.70

Sale

-256

66.70

Sale

-50

66.70

Sale

-509

66.70

Sale

-15

66.70

Sale

-935

66.70

Sale

-752

66.73

Sale

-300

66.59

Sale

-18,510

67.00

Sale

-340

66.77

Sale

-3

66.77

Sale

-441

66.77

Sale

-216

66.77

Sale

-72

67.00

Sale

-150

67.00

Sale

-500

67.00

Sale

-400

67.00

Sale

-200

67.00

Sale

-60

67.00

Sale

-100

67.00

Sale

-1,000

67.00

Sale

-50

67.00

Sale

-100

67.00

Sale

-200

67.00

Sale

-168

67.00

Sale

-4,147

67.00

Sale

-625

67.00

Sale

-20

67.00

Sale

-900

67.00

Sale

-78

67.00

Sale

-5,000

67.00

Sale

-500

67.00

Sale

-200

67.00

Sale

-250

67.00

Sale

-1,280

67.00

Sale

-2,000

67.00

Sale

-54,683

66.48

Sale

-120,000

66.48

TOTAL BUYS:186843

TOTAL SELLS: 258000

(b) Derivatives transactions (other than options) 

Product name, e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

 

 

 

 

(c) Options transactions in respect of existing securities 

(i) Writing, selling, purchasing or varying 

Product name,e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 4)

 

 

 

 

 

 

 

(ii) Exercising 

Product name, e.g. call option

Number of securities

Exercise price per unit (Note 4)

 

 

 

(d) Other dealings (including new securities) (Note 3) 

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

 

 

 

4. OTHER INFORMATION 

Agreements, arrangements or understandings relating to options or derivatives 

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8)  No

Date of disclosure

24-10-2008

Contact name

Simon Crawley; Philipp Abelbeck

Telephone number

44 20 7888 0241

Name of offeree/offeror with which connected

Rio Tinto Plc

Nature of connection (Note 9)

ADVISOR

Notes  The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMILFLLIVLSFIT

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