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EPT Disclosure

19th Sep 2008 10:14

RNS Number : 8371D
SG Option Europe
19 September 2008
 



 

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader

SG Option Europe

Company dealt in

Rio Tinto plc

Class of relevant security to which the dealings being disclosed relate (Note 1)

10p Ordinary

Date of dealing

18 September 2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

Long

Short

Number (%)

Number (%)

(1) Relevant securities 

1,436,716   0.14

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

1,436,716  0.14

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

Class of relevant security:

Long

Short

Number (%)

Number (%)

(1) Relevant securities 

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

(a) Purchases and sales

Purchase/sale

Number of Securities

Price per unit (GBP)

Purchase

209

35.98

Purchase

38

36.19

Purchase

209

36.29

Purchase

209

36.30

Purchase

209

36.31

Purchase

627

36.35

Purchase

209

36.38

Purchase

259

36.40

Purchase

26

36.41

Purchase

209

36.43

Purchase

627

36.45

Purchase

296

36.47

Purchase

209

36.50

Purchase

20906

36.55

Purchase

209

36.64

Purchase

150

36.70

Purchase

418

36.73

Purchase

209

36.74

Purchase

373

36.76

Purchase

209

36.80

Purchase

209

36.85

Purchase

279

36.88

Purchase

362

36.89

Purchase

209

36.92

Purchase

861

36.94

Purchase

517

36.95

Purchase

638

36.96

Purchase

209

36.97

Purchase

209

36.98

Purchase

56671

36.99

Purchase

7500

37.00

Purchase

205

37.01

Purchase

709

37.02

Purchase

418

37.03

Purchase

209

37.05

Purchase

418

37.06

Purchase

209

37.07

Purchase

263

37.08

Purchase

608

37.09

Purchase

418

37.10

Purchase

436

37.12

Purchase

293

37.13

Purchase

260

37.14

Purchase

418

37.15

Purchase

5704

37.16

Purchase

415

37.16

Purchase

82

37.18

Purchase

209

37.19

Purchase

321680

37.19

Purchase

439

37.20

Purchase

397

37.21

Purchase

299

37.23

Purchase

378

37.24

Purchase

759

37.25

Purchase

13

37.26

Purchase

794

37.28

Purchase

344

37.29

Purchase

1131

37.30

Purchase

10300

37.30

Purchase

623

37.31

Purchase

511

37.32

Purchase

418

37.33

Purchase

678

37.34

Purchase

636

37.35

Purchase

229

37.36

Purchase

209

37.38

Purchase

1697

37.39

Purchase

1733

37.39

Purchase

227

37.40

Purchase

515

37.41

Purchase

1338

37.42

Purchase

884

37.44

Purchase

1135

37.45

Purchase

1289

37.46

Purchase

713

37.48

Purchase

14000

37.48

Purchase

448

37.49

Purchase

1045

37.50

Purchase

10920

37.52

Purchase

209

37.52

Purchase

209

37.53

Purchase

499

37.54

Purchase

967

37.55

Purchase

371

37.56

Purchase

209

37.57

Purchase

787

37.58

Purchase

209

37.59

Purchase

627

37.61

Purchase

209

37.65

Purchase

381

37.67

Purchase

81

37.74

Purchase

500

37.80

Purchase

501

37.82

Purchase

627

37.85

Purchase

213

37.86

Purchase

325

37.88

Purchase

209

37.89

Purchase

627

37.92

Purchase

4179

37.93

Purchase

723

37.93

Purchase

627

38.12

Purchase

83

38.17

Purchase

247

38.20

Purchase

627

38.33

Total Purchase

494776

 

Sale

2

36.10

Sale

405

36.30

Sale

439

36.50

Sale

209

36.52

Sale

8464

36.55

Sale

387

36.57

Sale

255

36.62

Sale

209

36.63

Sale

1676

36.85

Sale

196

36.86

Sale

627

36.95

Sale

627

36.96

Sale

1003

37.00

Sale

411

37.01

Sale

627

37.05

Sale

16377

37.05

Sale

190

37.06

Sale

627

37.10

Sale

14696

37.11

Sale

138

37.12

Sale

57527

37.13

Sale

438

37.17

Sale

331

37.19

Sale

627

37.21

Sale

817

37.26

Sale

475

37.27

Sale

836

37.28

Sale

1584

37.29

Sale

1333

37.29

Sale

497

37.29

Sale

406

37.30

Sale

2636

37.31

Sale

1849

37.32

Sale

932

37.33

Sale

1608

37.34

Sale

168480

37.35

Sale

797

37.36

Sale

302

37.37

Sale

1722

37.38

Sale

1805

37.39

Sale

1101

37.40

Sale

391

37.41

Sale

674

37.42

Sale

1147

37.43

Sale

209

37.44

Sale

2262

37.45

Sale

303

37.46

Sale

1562

37.48

Sale

397

37.48

Sale

119872

37.49

Sale

302

37.49

Sale

2926

37.50

Sale

1120

37.51

Sale

771

37.52

Sale

358

37.53

Sale

989

37.56

Sale

383871

37.58

Sale

627

37.58

Sale

54

37.59

Sale

167975

37.60

Sale

324

37.61

Sale

279

37.62

Sale

379

37.63

Sale

591

37.64

Sale

317

37.65

Sale

770

37.66

Sale

356

37.67

Sale

209

37.70

Sale

195

37.71

Sale

209

37.74

Sale

190

37.76

Sale

434

37.77

Sale

334

37.78

Sale

1000

37.79

Sale

2380

37.80

Sale

775

37.81

Sale

609

37.82

Sale

1166

37.83

Sale

884

37.84

Sale

298

37.85

Sale

571

37.86

Sale

209

37.87

Sale

300

37.88

Sale

837

37.89

Sale

627

37.93

Sale

314

37.95

Sale

209

37.96

Sale

209

37.97

Sale

209

37.98

Sale

440

37.99

Sale

472

38.00

Sale

783

38.02

Sale

713

38.03

Sale

69

38.04

Sale

770

38.06

Sale

209

38.07

Sale

209

38.14

Sale

209

38.15

Sale

209

38.20

Sale

209

38.23

Sale

138

38.27

Sale

882

38.28

Sale

105

38.33

Sale

470

38.35

Sale

209

38.36

Sale

418

38.38

Sale

209

38.41

Total Sale

1001385

 

(b) Derivatives transactions (other than options)

Product name, 

e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise

price 

Type, e.g. American, European etc.

Expiry 

date

Option money

paid/received per unit (Note 4) 

(ii) Exercising

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 4)

(d) Other dealings (including new securities) (Note 3)

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8) NO

Date of disclosure

19 September 2008

Contact name

Patrick Overmeer

Telephone number

0207 676 6885

Name of offeree/offeror with which connected

Rio Tinto

Nature of connection (Note 9)

Advisor

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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Related Shares:

Rio Tinto
FTSE 100 Latest
Value8,684.56
Change50.81