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EPT Disclosure

12th Sep 2008 11:41

RNS Number : 3275D
Macquarie Group Limited
12 September 2008
 



DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader

Macquarie Capital Securities (Australia) Limited

Company dealt in

BHP Billiton Limited

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary shares ISIN: AU000000BHP4

Date of dealing

11 September 2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

Long

Short

Number (%)

Number (%)

(1) Relevant securities 

2220  0.00%

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

 0 0%

2220  0.00%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

Class of relevant security:

Long

Short

Number (%)

Number (%)

(1) Relevant securities 

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

Rights to subscribe (Note 2)

Class of relevant security:

Details

Ordinary shares 

ISIN: AU000000BHP4

3. DEALINGS (Note 3)

(a) Purchases and sales

Purchase/sale

Number of securities

Price per unit (Note 4)

See Annexure A

(b) Derivatives transactions (other than options)

Product name, 

e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise

price 

Type, e.g. American, European etc.

Expiry 

date

Option money

paid/received per unit (Note 4) 

(ii) Exercising

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 4)

(d) Other dealings (including new securities) (Note 3)

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8) YES

Date of disclosure

12 September 2008

Contact name

Johanna Uy

Telephone number

+44 (0) 2030374339

Name of offeree/offeror with which connected

Rio Tinto Plc

Nature of connection (Note 9)

Connected principal trader

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

Annexure :

BHP

Purchase

40000

35

BHP

Purchase

50000

34.7

BHP

Purchase

50000

34.7

BHP

Purchase

1019

34.8

BHP

Purchase

8981

34.8

BHP

Purchase

5000

34.8

BHP

Purchase

5000

34.8

BHP

Purchase

50000

34.9

BHP

Purchase

10000

34.8

BHP

Purchase

10000

34.8

BHP

Purchase

67

34.8

BHP

Purchase

80

34.8

BHP

Purchase

9853

34.8

BHP

Purchase

31

34.79

BHP

Purchase

300

34.79

BHP

Purchase

39

34.8

BHP

Purchase

10

34.8

BHP

Purchase

412

34.8

BHP

Purchase

5200

34.8

BHP

Purchase

1227

34.8

BHP

Purchase

250

34.8

BHP

Purchase

5

34.8

BHP

Purchase

300

34.8

BHP

Purchase

41

34.8

BHP

Purchase

2185

34.8

BHP

Purchase

873

34.79

BHP

Purchase

102

34.79

BHP

Purchase

70

34.79

BHP

Purchase

42

34.79

BHP

Purchase

155

34.79

BHP

Purchase

10

34.79

BHP

Purchase

700

34.79

BHP

Purchase

205

34.79

BHP

Purchase

10

34.79

BHP

Purchase

321

34.8

BHP

Purchase

5

34.8

BHP

Purchase

297

34.8

BHP

Purchase

205

34.8

BHP

Purchase

700

34.8

BHP

Purchase

10

34.8

BHP

Purchase

90

34.8

BHP

Purchase

40

34.8

BHP

Purchase

2

34.8

BHP

Purchase

2000

34.8

BHP

Purchase

95

34.8

BHP

Purchase

132

34.8

BHP

Purchase

917

34.8

BHP

Purchase

2571

34.8

BHP

Purchase

2615

34.8

BHP

Purchase

9999

34.8

BHP

Purchase

1

34.8

BHP

Purchase

1545

34.79

BHP

Purchase

6288

34.79

BHP

Purchase

2

34.78

BHP

Purchase

10

34.78

BHP

Purchase

8

34.78

BHP

Purchase

8712

34.79

BHP

Purchase

1268

34.79

BHP

Purchase

400

34.79

BHP

Purchase

339

34.79

BHP

Purchase

10

34.79

BHP

Purchase

760

34.79

BHP

Purchase

154

34.79

BHP

Purchase

10

34.79

BHP

Purchase

70

34.79

BHP

Purchase

8257

34.79

BHP

Purchase

18

34.79

BHP

Purchase

1595

34.79

BHP

Purchase

8387

34.79

BHP

Purchase

379

34.78

BHP

Purchase

10

34.78

BHP

Purchase

991

34.78

BHP

Purchase

4

34.78

BHP

Purchase

2699

34.78

BHP

Purchase

5

34.78

BHP

Purchase

2816

34.78

BHP

Purchase

305

34.78

BHP

Purchase

450

34.78

BHP

Purchase

2341

34.78

BHP

Purchase

193

34.78

BHP

Purchase

707

34.78

BHP

Purchase

163

34.78

BHP

Purchase

100

34.78

BHP

Purchase

400

34.78

BHP

Purchase

11

34.78

BHP

Purchase

1344

34.78

BHP

Purchase

1460

34.78

BHP

Purchase

5000

34.78

BHP

Purchase

622

34.78

BHP

Purchase

998

34.78

BHP

Purchase

2

34.78

BHP

Purchase

700

34.78

BHP

Purchase

300

34.78

BHP

Purchase

300

34.78

BHP

Purchase

50

34.78

BHP

Purchase

300

34.78

BHP

Purchase

1282

34.78

BHP

Purchase

6068

34.78

BHP

Purchase

600

34.77

BHP

Purchase

300

34.77

BHP

Purchase

300

34.77

BHP

Purchase

300

34.77

BHP

Purchase

760

34.77

BHP

Purchase

10

34.77

BHP

Purchase

4

34.77

BHP

Purchase

210

34.77

BHP

Purchase

3622

34.77

BHP

Purchase

486

34.77

BHP

Purchase

3408

34.77

BHP

Purchase

299

34.76

BHP

Purchase

300

34.76

BHP

Purchase

800

34.76

BHP

Purchase

300

34.76

BHP

Purchase

29

34.76

BHP

Purchase

5

34.76

BHP

Purchase

1000

34.77

BHP

Purchase

203

34.77

BHP

Purchase

7

34.77

BHP

Purchase

500

34.77

BHP

Purchase

300

34.77

BHP

Purchase

300

34.77

BHP

Purchase

200

34.77

BHP

Purchase

1313

34.77

BHP

Purchase

16

34.77

BHP

Purchase

400

34.77

BHP

Purchase

6362

34.77

BHP

Purchase

2550

34.77

BHP

Purchase

116

34.77

BHP

Purchase

50000

34.77

BHP

Purchase

25000

34.66

BHP

Purchase

25000

34.6

BHP

Purchase

25000

34.63

BHP

Purchase

50000

34.66

BHP

Purchase

25000

34.58

BHP

Purchase

25000

34.56

BHP

Purchase

25000

34.45

BHP

Purchase

10000

34.95

625000

BHP

Sale

376

34.95

BHP

Sale

250

34.95

BHP

Sale

670

34.95

BHP

Sale

8704

34.95

BHP

Sale

200

35

BHP

Sale

300

35

BHP

Sale

5491

35

BHP

Sale

200

35

BHP

Sale

587

35

BHP

Sale

3222

35

BHP

Sale

4326

35

BHP

Sale

5200

35

BHP

Sale

474

35

BHP

Sale

5444

35

BHP

Sale

2968

35

BHP

Sale

1588

35

BHP

Sale

51

35.02

BHP

Sale

54

35

BHP

Sale

9895

35

BHP

Sale

10

34.72

BHP

Sale

1014

34.71

BHP

Sale

250

34.7

BHP

Sale

90

34.7

BHP

Sale

13237

34.7

BHP

Sale

500

34.7

BHP

Sale

5998

34.7

BHP

Sale

3901

34.7

BHP

Sale

999

34.71

BHP

Sale

1

34.71

BHP

Sale

1380

34.71

BHP

Sale

17

34.71

BHP

Sale

13188

34.7

BHP

Sale

306

34.7

BHP

Sale

81

34.7

BHP

Sale

501

34.7

BHP

Sale

1116

34.7

BHP

Sale

915

34.7

BHP

Sale

1557

34.7

BHP

Sale

8

34.7

BHP

Sale

4931

34.7

BHP

Sale

3511

34.7

BHP

Sale

10

34.7

BHP

Sale

7

34.7

BHP

Sale

32

34.7

BHP

Sale

200

34.7

BHP

Sale

620

34.7

BHP

Sale

1000

34.7

BHP

Sale

3715

34.7

BHP

Sale

3019

34.7

BHP

Sale

12886

34.7

BHP

Sale

496

34.7

BHP

Sale

1460

34.7

BHP

Sale

856

34.7

BHP

Sale

538

34.7

BHP

Sale

432

34.7

BHP

Sale

10000

34.7

BHP

Sale

1000

34.7

BHP

Sale

10000

34.7

BHP

Sale

218

34.7

BHP

Sale

20000

34.8

BHP

Sale

160

34.9

BHP

Sale

4000

34.9

BHP

Sale

6

34.9

BHP

Sale

5000

34.9

BHP

Sale

834

34.9

BHP

Sale

31

34.9

BHP

Sale

1839

34.9

BHP

Sale

4282

34.9

BHP

Sale

420

34.9

BHP

Sale

60

34.9

BHP

Sale

3368

34.9

BHP

Sale

5495

34.9

BHP

Sale

4505

34.9

BHP

Sale

4319

34.9

BHP

Sale

1

34.9

BHP

Sale

126

34.9

BHP

Sale

12

34.9

BHP

Sale

5

34.9

BHP

Sale

300

34.9

BHP

Sale

5237

34.9

BHP

Sale

10000

34.9

BHP

Sale

30000

34.8

BHP

Sale

25000

34.8

BHP

Sale

50000

34.8

BHP

Sale

100000

34.77

BHP

Sale

72

34.66

BHP

Sale

548

34.66

BHP

Sale

6613

34.66

BHP

Sale

588

34.66

BHP

Sale

2179

34.66

BHP

Sale

100

34.66

BHP

Sale

100

34.66

BHP

Sale

120

34.66

BHP

Sale

250

34.66

BHP

Sale

50

34.6

BHP

Sale

500

34.6

BHP

Sale

1000

34.6

BHP

Sale

200

34.6

BHP

Sale

500

34.6

BHP

Sale

600

34.6

BHP

Sale

50

34.6

BHP

Sale

144

34.6

BHP

Sale

580

34.6

BHP

Sale

204

34.6

BHP

Sale

565

34.6

BHP

Sale

4

34.6

BHP

Sale

50

34.6

BHP

Sale

1003

34.6

BHP

Sale

3980

34.6

BHP

Sale

750

34.6

BHP

Sale

1789

34.6

BHP

Sale

755

34.6

BHP

Sale

280

34.6

BHP

Sale

4158

34.6

BHP

Sale

2268

34.6

BHP

Sale

1007

34.61

BHP

Sale

3976

34.61

BHP

Sale

3758

34.6

BHP

Sale

400

34.6

BHP

Sale

842

34.6

BHP

Sale

17

34.61

BHP

Sale

558

34.64

BHP

Sale

2639

34.64

BHP

Sale

25

34.64

BHP

Sale

1778

34.64

BHP

Sale

3103

34.64

BHP

Sale

1897

34.64

BHP

Sale

496

34.63

BHP

Sale

1

34.63

BHP

Sale

4503

34.63

BHP

Sale

144

34.64

BHP

Sale

59

34.64

BHP

Sale

150

34.64

BHP

Sale

150

34.64

BHP

Sale

4497

34.64

BHP

Sale

64

34.64

BHP

Sale

100

34.64

BHP

Sale

4836

34.64

BHP

Sale

64

34.64

BHP

Sale

100

34.64

BHP

Sale

222

34.64

BHP

Sale

2509

34.64

BHP

Sale

1712

34.64

BHP

Sale

393

34.64

BHP

Sale

1546

34.64

BHP

Sale

3454

34.64

BHP

Sale

5000

34.64

BHP

Sale

248

34.66

BHP

Sale

500

34.66

BHP

Sale

9

34.66

BHP

Sale

3027

34.66

BHP

Sale

1216

34.66

BHP

Sale

20

34.67

BHP

Sale

196

34.67

BHP

Sale

800

34.67

BHP

Sale

628

34.67

BHP

Sale

785

34.67

BHP

Sale

1566

34.67

BHP

Sale

24

34.67

BHP

Sale

23

34.66

BHP

Sale

4977

34.66

BHP

Sale

1945

34.67

BHP

Sale

94

34.67

BHP

Sale

60

34.67

BHP

Sale

288

34.67

BHP

Sale

2000

34.67

BHP

Sale

47

34.67

BHP

Sale

342

34.67

BHP

Sale

17

34.65

BHP

Sale

2928

34.65

BHP

Sale

2055

34.65

BHP

Sale

32

34.67

BHP

Sale

3866

34.62

BHP

Sale

1

34.62

BHP

Sale

33

34.62

BHP

Sale

137

34.62

BHP

Sale

140

34.62

BHP

Sale

4

34.62

BHP

Sale

432

34.62

BHP

Sale

355

34.62

BHP

Sale

870

34.64

BHP

Sale

436

34.64

BHP

Sale

144

34.64

BHP

Sale

600

34.64

BHP

Sale

280

34.64

BHP

Sale

2000

34.64

BHP

Sale

10

34.64

BHP

Sale

660

34.64

BHP

Sale

4522

34.64

BHP

Sale

1247

34.64

BHP

Sale

100

34.64

BHP

Sale

86

34.64

BHP

Sale

4045

34.64

BHP

Sale

981

34.67

BHP

Sale

224

34.67

BHP

Sale

126

34.57

BHP

Sale

100

34.57

BHP

Sale

4774

34.49

BHP

Sale

4787

34.5

BHP

Sale

165

34.5

BHP

Sale

4835

34.5

BHP

Sale

5000

34.5

BHP

Sale

4148

34.5

BHP

Sale

852

34.5

BHP

Sale

4792

34.56

BHP

Sale

68

34.56

BHP

Sale

140

34.56

BHP

Sale

36

34.56

BHP

Sale

7

34.56

BHP

Sale

80

34.56

BHP

Sale

1000

34.56

BHP

Sale

60

34.56

BHP

Sale

11

34.56

BHP

Sale

150

34.5

BHP

Sale

100

34.5

BHP

Sale

1000

34.5

BHP

Sale

300

34.5

BHP

Sale

598

34.5

BHP

Sale

500

34.5

BHP

Sale

66

34.5

BHP

Sale

1064

34.5

BHP

Sale

1222

34.5

BHP

Sale

382

34.4

BHP

Sale

280

34.4

BHP

Sale

2000

34.4

BHP

Sale

7

34.4

BHP

Sale

911

34.4

BHP

Sale

931

34.4

BHP

Sale

28

34.4

BHP

Sale

1

34.4

BHP

Sale

4040

34.4

BHP

Sale

100

34.4

BHP

Sale

45

34.4

BHP

Sale

47

34.4

BHP

Sale

40

34.4

BHP

Sale

500

34.4

BHP

Sale

2971

34.4

BHP

Sale

1297

34.4

BHP

Sale

6486

34.47

BHP

Sale

125

34.47

BHP

Sale

191

34.47

BHP

Sale

192

34.47

BHP

Sale

3148

34.45

BHP

Sale

280

34.45

BHP

Sale

626

34.45

BHP

Sale

886

34.45

BHP

Sale

60

34.45

BHP

Sale

84

34.39

BHP

Sale

69

34.39

BHP

Sale

1880

34.39

BHP

Sale

973

34.39

BHP

Sale

497

34.39

BHP

Sale

40

34.39

BHP

Sale

703

34.38

BHP

Sale

21

34.38

BHP

Sale

100

34.38

BHP

Sale

21

34.36

BHP

Sale

430

34.36

BHP

Sale

1

34.36

BHP

Sale

3724

34.36

BHP

Sale

2876

34.36

BHP

Sale

1587

34.36

BHP

Sale

213

34.5

BHP

Sale

226

34.56

BHP

Sale

2220

34.47

627220

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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