28th Mar 2008 11:32
UBS AG (EPT)28 March 2008 FORM 38.5(b) DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader UBS AG London BranchCompany dealt in Rio Tinto LimitedClass of relevant security to which the Ordinarydealings being disclosed relate (Note 1)Date of dealing 27 MARCH 2008 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) Long Short Number (%) Number (%)(1) Relevant securities 0 0.00% 1,786 0.00%(2) Derivatives (other thanoptions)(3) Options and agreements topurchase/sellTotal 0 0.00% 1,786 0.00% (b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) Class of relevant security: Long Short Number (%) Number (%)(1) Relevant securities(2) Derivatives (other thanoptions)(3) Options and agreements topurchase/sellTotal (c) Rights to subscribe (Note 2)Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4) SALE 640 11999 AUD Cents SALE 200 12000 SALE 170 12000 SALE 100 12000 SALE 100 12000 SALE 50 12000 SALE 42 12000 SALE 25 12000 SALE 3 12000 PURCHASE 676 12009 PURCHASE 806 12010 SALE 291 12011 SALE 30 12011 PURCHASE 133 12012 SALE 247 12015 PURCHASE 250 12015 SALE 1596 12018 SALE 724 12018 SALE 180 12019 SALE 412 12020 SALE 53 12020 PURCHASE 252 12020 PURCHASE 273 12020 PURCHASE 2079 12020 SALE 200 12021 SALE 114 12021 SALE 36 12021 PURCHASE 135 12021 PURCHASE 328 12021 SALE 181 12022 PURCHASE 4 12022 PURCHASE 8 12022 PURCHASE 9 12022 PURCHASE 9 12022 PURCHASE 19 12022 PURCHASE 42 12022 PURCHASE 90 12022 PURCHASE 300 12022 SALE 66 12024 SALE 56 12024 PURCHASE 4 12025 PURCHASE 4 12025 PURCHASE 5 12025 PURCHASE 19 12025 PURCHASE 25 12025 PURCHASE 26 12025 PURCHASE 34 12025 PURCHASE 42 12025 PURCHASE 86 12025 PURCHASE 100 12025 PURCHASE 594 12025 PURCHASE 200 12026 SALE 359 12027 SALE 183 12027 SALE 90 12027 SALE 64 12027 SALE 50 12027 SALE 2 12027 SALE 1 12027 PURCHASE 33 12027 PURCHASE 14 12028 PURCHASE 20 12028 PURCHASE 44 12028 PURCHASE 61 12028 SALE 127 12029 SALE 36 12029 PURCHASE 5 12030 PURCHASE 36 12030 PURCHASE 5 12031 PURCHASE 27 12031 PURCHASE 37 12031 PURCHASE 429 12031 SALE 133 12032 SALE 37 12032 PURCHASE 5 12033 PURCHASE 100 12033 PURCHASE 925 12033 SALE 216 12034 SALE 46 12034 SALE 20 12034 SALE 1213 12035 PURCHASE 87 12035 PURCHASE 149 12035 PURCHASE 941 12035 SALE 117 12036 SALE 68 12036 SALE 30 12036 PURCHASE 71 12036 PURCHASE 2076 12037 SALE 1229 12040 SALE 607 12040 SALE 117 12040 SALE 36 12040 SALE 1 12040 SALE 257 12043 SALE 1 12043 SALE 352 12044 SALE 20137 12048.36952 PURCHASE 20137 12048.36952 SALE 80 12049 SALE 38 12049 PURCHASE 4 12049 PURCHASE 5 12049 PURCHASE 20 12049 PURCHASE 27 12049 PURCHASE 42 12049 PURCHASE 362 12049 SALE 21717 12050.14537 PURCHASE 21717 12050.14537 SALE 260 12051 SALE 144 12051 SALE 140 12051 SALE 34 12051 SALE 25 12051 SALE 8 12051 SALE 2 12051 PURCHASE 10 12052 PURCHASE 137 12052 SALE 235 12053 PURCHASE 32 12053 PURCHASE 231 12053 PURCHASE 111 12054 PURCHASE 93 12059 SALE 910 12060 SALE 491 12060 SALE 1 12061 SALE 257 12063 PURCHASE 3 12064 PURCHASE 4 12064 PURCHASE 10 12064 PURCHASE 27 12064 PURCHASE 42 12064 PURCHASE 347 12064 SALE 277 12065 PURCHASE 109 12065 PURCHASE 200 12065 PURCHASE 500 12065 SALE 362 12066 PURCHASE 18 12067 PURCHASE 20 12067 PURCHASE 27 12067 PURCHASE 71 12068 SALE 245 12070 PURCHASE 36 12070 PURCHASE 100 12070 PURCHASE 250 12070 SALE 470 12071 SALE 216 12071 SALE 24 12071 PURCHASE 37 12071 PURCHASE 90 12071 PURCHASE 255 12071 PURCHASE 20 12073 PURCHASE 85 12073 PURCHASE 90 12073 PURCHASE 100 12073 SALE 799 12074 PURCHASE 10 12074 PURCHASE 48 12074 PURCHASE 146 12075 PURCHASE 242 12075 PURCHASE 1000 12075 SALE 334 12078 SALE 300 12078 SALE 238 12078 SALE 324 12079 PURCHASE 986 12080 SALE 200 12081 PURCHASE 13 12081 PURCHASE 78 12081 PURCHASE 100 12081 PURCHASE 474 12081 SALE 2066 12084 SALE 204 12084 SALE 105 12084 SALE 41 12084 SALE 1 12084 SALE 1 12084 SALE 353 12085 SALE 39 12085 SALE 200 12090 SALE 89 12090 SALE 31 12090 SALE 4 12090 PURCHASE 205 12090 SALE 283 12097 SALE 248 12097 SALE 99 12097 SALE 28 12097 SALE 3 12097 SALE 300 12099 SALE 100 12099 SALE 100 12099 SALE 100 12099 PURCHASE 49 12105 PURCHASE 148 12105 PURCHASE 10 12110 PURCHASE 378 12110 PURCHASE 400 12110 PURCHASE 10 12125 PURCHASE 708 12125 TOTAL PURCHASES 61,991 TOTAL SALES 63,571 (b) Derivatives transactions (other than options)Product name, e.g Long/short (Note 5) Number of securities Price per unitCFD (Note 6) (Note 4) (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product Writing, Number of Exercise Type, e.g. Expiry Optionname,e.g. selling, securities price American, date money paid/call purchasing, to which the European received peroption varying etc option etc. unit (Note relates 4) (Note 6) (ii) Exercising Product name, e.g. call Number of securities Exercise price per unitoption (Note 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction Details Price per unit (if applicable)(Note 7) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the persondisclosing and any other person relating to the voting rights of any relevantsecurities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which anyderivative referred to on this form is referenced. If none, this should bestated. .............................................................................. .............................................................................. Is a Supplemental Form 38.5(b) attached? (Note 8) NO Date of disclosure 28 MARCH 2008Contact name LOUISE ROBINSONTelephone number 020 7567 8762Name of offeree/offeror with which connected BHP Billiton PLC BHP Billiton LTDNature of connection (Note 9) CONNECTED ADVISER Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Rio Tinto