9th May 2008 11:49
Credit Suisse Securities (Eur) Ltd09 May 2008 FORM 38.5 (b) DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader Credit Suisse Securities (Europe) LimitedCompany dealt in Rio Tinto PlcClass of relevant security to which the dealings being Ordinary Sharesdisclosed relate (Note 1)Date of dealing 08-May-2008 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) Long Short Number (%) Number (%) (1) Relevant securities 1025777 0.1 61579 0.006(2) Derivatives (other than options)(3) Options and agreements to purchase/sellTotal 1025777 0.1 61579 0.006 (b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)Class Of Relevant Security : Long Short(1) Relevant Securities(2) Derivatives (other than options)(3) Options and agreements to purchase/sellTotal 0 ( 0 % ) 0 ( 0 % ) (c) Rights to subscribe (Note 2)Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4) Buy 2118 65 (GBP)Buy 374 65 (GBP)Buy 154 64.73 (GBP)Buy 84 63.83 (GBP)Buy 81 64.19 (GBP)Buy 77 64.79 (GBP)Buy 76 65.08 (GBP)Buy 76 65 (GBP)Buy 69 64.21 (GBP)Buy 61 65.03 (GBP)Buy 61 65.05 (GBP)Buy 56 64.215 (GBP)Buy 48 63.86 (GBP)Buy 47 64.34 (GBP)Buy 47 64.34 (GBP)Buy 46 63.74 (GBP)Buy 46 63.74 (GBP)Buy 46 63.94 (GBP)Buy 46 63.94 (GBP)Buy 45 64.34 (GBP)Buy 45 64.33 (GBP)Buy 45 63.93 (GBP)Buy 45 64.31 (GBP)Buy 45 63.93 (GBP)Buy 45 63.8 (GBP)Buy 44 64.31 (GBP)Buy 44 64.225 (GBP)Buy 44 63.79 (GBP)Buy 44 63.78 (GBP)Buy 44 63.77 (GBP)Buy 44 64.34 (GBP)Buy 43 63.9 (GBP)Buy 42 63.92 (GBP)Buy 42 63.92 (GBP)Buy 41 64.34 (GBP)Buy 40 63.93 (GBP)Buy 40 64.34 (GBP)Buy 38 63.94 (GBP)Buy 37 64.33 (GBP)Buy 37 64.33 (GBP)Buy 37 64.15 (GBP)Buy 35 64.34 (GBP)Buy 34 64.02 (GBP)Buy 34 63.86 (GBP)Buy 34 63.94 (GBP)Buy 33 64 (GBP)Buy 33 64.225 (GBP)Buy 33 63.94 (GBP)Buy 31 64.185 (GBP)Buy 31 63.93 (GBP)Buy 31 63.79 (GBP)Buy 31 63.78 (GBP)Buy 31 63.9 (GBP)Buy 27 64.21 (GBP)Buy 27 64.21 (GBP)Buy 23 64.23 (GBP)Buy 18 63.93 (GBP)Buy 13 63.86 (GBP)Buy 12 63.94 (GBP)Buy 12 63.9 (GBP)Buy 12 63.94 (GBP)Buy 12 63.78 (GBP)Buy 12 63.79 (GBP)Buy 11 63.93 (GBP)Buy 11 63.93 (GBP)Buy 10 64.34 (GBP)Buy 8 64.225 (GBP)Buy 3 64.26 (GBP)Sell 2391 65.1 (GBP)Sell 1393 65 (GBP)Sell 1320 64.19 (GBP)Sell 1267 63.83 (GBP)Sell 1188 64.95 (GBP)Sell 1044 63.96 (GBP)Sell 1000 63.7 (GBP)Sell 1000 64.05 (GBP)Sell 960 63.99 (GBP)Sell 960 64.06 (GBP)Sell 840 64.39 (GBP)Sell 720 64 (GBP)Sell 720 64.19 (GBP)Sell 700 65.05 (GBP)Sell 666 63.58 (GBP)Sell 666 63.7 (GBP)Sell 666 63.84 (GBP)Sell 666 63.97 (GBP)Sell 666 64.08 (GBP)Sell 600 63.66 (GBP)Sell 600 65.07 (GBP)Sell 600 63.61 (GBP)Sell 600 64.06 (GBP)Sell 600 64.93 (GBP)Sell 536 63.8 (GBP)Sell 500 64.15 (GBP)Sell 500 63.98 (GBP)Sell 500 63.98 (GBP)Sell 480 63.97 (GBP)Sell 480 64.19 (GBP)Sell 480 64.05 (GBP)Sell 472 65 (GBP)Sell 470 63.86 (GBP)Sell 466 64.23 (GBP)Sell 466 64.22 (GBP)Sell 459 64.22 (GBP)Sell 451 63.7 (GBP)Sell 402 64.76 (GBP)Sell 400 63.88 (GBP)Sell 399 64 (GBP)Sell 392 63.63 (GBP)Sell 381 64.1 (GBP)Sell 380 65.14 (GBP)Sell 378 64.76 (GBP)Sell 362 63.94 (GBP)Sell 361 64.1 (GBP)Sell 361 64.1 (GBP)Sell 361 64.1 (GBP)Sell 360 64 (GBP)Sell 360 63.67 (GBP)Sell 360 64.21 (GBP)Sell 360 64.4 (GBP)Sell 360 63.58 (GBP)Sell 360 64.19 (GBP)Sell 360 64 (GBP)Sell 360 63.73 (GBP)Sell 354 65.17 (GBP)Sell 353 64.1 (GBP)Sell 352 64 (GBP)Sell 350 64.11 (GBP)Sell 345 63.56 (GBP)Sell 342 63.9 (GBP)Sell 339 64.1 (GBP)Sell 330 64.22 (GBP)Sell 330 64.21 (GBP)Sell 327 63.63 (GBP)Sell 317 63.63 (GBP)Sell 315 64.29 (GBP)Sell 315 64.18 (GBP)Sell 308 63.66 (GBP)Sell 304 63.8 (GBP)Sell 300 64.12 (GBP)Sell 300 64.75 (GBP)Sell 300 64.03 (GBP)Sell 296 64.21 (GBP)Sell 284 63.8 (GBP)Sell 284 63.69 (GBP)Sell 284 63.62 (GBP)Sell 284 64.42 (GBP)Sell 284 63.57 (GBP)Sell 284 63.84 (GBP)Sell 281 64.22 (GBP)Sell 281 64.65 (GBP)Sell 276 63.66 (GBP)Sell 270 64.23 (GBP)Sell 268 64.84 (GBP)Sell 268 64.42 (GBP)Sell 265 63.88 (GBP)Sell 260 63.82 (GBP)Sell 254 64.4 (GBP)Sell 247 63.52 (GBP)Sell 240 63.58 (GBP)Sell 240 63.82 (GBP)Sell 240 64.19 (GBP)Sell 240 63.7 (GBP)Sell 240 64.19 (GBP)Sell 240 63.79 (GBP)Sell 240 63.95 (GBP)Sell 240 63.93 (GBP)Sell 240 64.03 (GBP)Sell 240 64.39 (GBP)Sell 240 63.58 (GBP)Sell 240 64.81 (GBP)Sell 236 64.19 (GBP)Sell 236 64.09 (GBP)Sell 236 63.45 (GBP)Sell 236 64.43 (GBP)Sell 236 63.95 (GBP)Sell 236 64.21 (GBP)Sell 236 64.21 (GBP)Sell 236 65.12 (GBP)Sell 236 65 (GBP)Sell 236 64.21 (GBP)Sell 227 65.17 (GBP)Sell 226 64.52 (GBP)Sell 221 64.54 (GBP)Sell 209 64.43 (GBP)Sell 209 64.03 (GBP)Sell 205 64.12 (GBP)Sell 204 63.66 (GBP)Sell 201 64.04 (GBP)Sell 200 64.84 (GBP)Sell 200 65 (GBP)Sell 200 63.71 (GBP)Sell 200 63.93 (GBP)Sell 200 64.09 (GBP)Sell 200 64.17 (GBP)Sell 200 63.53 (GBP)Sell 200 64.34 (GBP)Sell 200 63.49 (GBP)Sell 200 64.41 (GBP)Sell 198 64.09 (GBP)Sell 190 64.06 (GBP)Sell 186 64.61 (GBP)Sell 180 63.5 (GBP)Sell 177 63.79 (GBP)Sell 162 64.1 (GBP)Sell 159 64.43 (GBP)Sell 158 64.06 (GBP)Sell 155 63.75 (GBP)Sell 152 65.4 (GBP)Sell 147 64.08 (GBP)Sell 147 63.9 (GBP)Sell 144 64.05 (GBP)Sell 143 65.07 (GBP)Sell 143 63.64 (GBP)Sell 140 63.73 (GBP)Sell 138 64.18 (GBP)Sell 134 63.93 (GBP)Sell 133 64.75 (GBP)Sell 133 63.83 (GBP)Sell 128 64 (GBP)Sell 125 63.88 (GBP)Sell 125 63.58 (GBP)Sell 124 63.26 (GBP)Sell 124 65.01 (GBP)Sell 124 64.2 (GBP)Sell 122 63.26 (GBP)Sell 120 64.45 (GBP)Sell 120 64.62 (GBP)Sell 120 64.34 (GBP)Sell 120 63.88 (GBP)Sell 120 64.05 (GBP)Sell 120 64.26 (GBP)Sell 120 64.3 (GBP)Sell 120 63.67 (GBP)Sell 120 64.09 (GBP)Sell 119 64.1 (GBP)Sell 100 63.88 (GBP)Sell 100 63.26 (GBP)Sell 99 64.18 (GBP)Sell 92 64.03 (GBP)Sell 90 63.9 (GBP)Sell 86 64.75 (GBP)Sell 84 64.23 (GBP)Sell 79 64.81 (GBP)Sell 78 65.07 (GBP)Sell 77 63.91 (GBP)Sell 77 64.89 (GBP)Sell 77 65.01 (GBP)Sell 76 65.33 (GBP)Sell 76 64.03 (GBP)Sell 65 65.19 (GBP)Sell 62 64.76 (GBP)Sell 61 63.79 (GBP)Sell 61 65.33 (GBP)Sell 61 65.19 (GBP)Sell 55 63.33 (GBP)Sell 54 63.82 (GBP)Sell 54 64.61 (GBP)Sell 47 63.9 (GBP)Sell 44 64.2 (GBP)Sell 43 65.01 (GBP)Sell 41 63.52 (GBP)Sell 39 63.4 (GBP)Sell 39 63.59 (GBP)Sell 39 63.35 (GBP)Sell 39 63.49 (GBP)Sell 38 64.19 (GBP)Sell 35 63.86 (GBP)Sell 34 63.9 (GBP)Sell 33 64.43 (GBP)Sell 31 64.03 (GBP)Sell 31 64.75 (GBP)Sell 30 64.17 (GBP)Sell 30 63.86 (GBP)Sell 30 64.11 (GBP)Sell 29 64.82 (GBP)Sell 28 64.82 (GBP)Sell 27 63.35 (GBP)Sell 27 63.35 (GBP)Sell 22 63.94 (GBP)Sell 19 65.17 (GBP)Sell 18 63.63 (GBP)Sell 17 64.52 (GBP)Sell 14 63.83 (GBP)Sell 13 63.91 (GBP)Sell 11 65.19 (GBP)Sell 10 63.9 (GBP)Sell 10 64.18 (GBP)Sell 6 64.23 (GBP)Sell 2 65 (GBP)TOTAL BUYS: 5146 TOTAL SELLS: 62373(b) Derivatives transactions (other than options)Product name, e.g. CFD Long/short (Note 5) Number of securities (Note 6) Price per unit (Note 4) (c) Options transactions in respect of existing securities(i) Writing, selling, purchasing or varyingProduct Writing, selling, Number of securities to Exercise Type, e.g. Expiry Option money paid/name,e.g. call purchasing, varying which the option relates price American, date received per unitoption etc. (Note 6) European etc. (Note 4) (ii) ExercisingProduct name, e.g. call option Number of securities Exercise price per unit (Note 4) (d) Other dealings (including new securities) (Note 3)Nature of transaction (Note 7) Details Price per unit (if applicable) (Note 4) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the persondisclosing and any other person relating to the voting rights of any relevantsecurities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which anyderivative referred to on this form is referenced. If none, this should bestated. Is a Supplemental Form 38.5(b) attached? (Note 8) No Date of disclosure 09-May-2008 09:12:38Contact name Segal,DebraTelephone number 44 20 7883 4577Name of offeree/offeror with which connected Rio Tinto PlcNature of connection (Note 9) ADVISOR Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at http://www.thetakeoverpanel.org.uk/. This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Rio Tinto