9th Apr 2008 12:02
Macquarie Group Limited09 April 2008 DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) Part 1 of 2 1. KEY INFORMATION Name of exempt principal trader Macquarie Bank Limited Company dealt in BHP Billiton Limited Class of relevant security to which the Ordinary shares ISIN: AU000000BHP4dealings being disclosed relate (Note 1) Date of dealing 8 April 2008 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class ofrelevant security dealt in (Note 2) Long Short Number (%) Number (%) (1) Relevant securities 6,993,609 0.21% (2) Derivatives (other than options) 452,213 0.01% (3) Options and agreements to purchase/sell 6,662,976 0.20% Total 14,108,798 0.42% (c) Interests and short positions in relevant securities of the company,other than the class dealt in (Note 2) Class of relevant security: Long Short Number (%) Number (%) (1) Relevant securities (2) Derivatives (other than options) (3) Options and agreements to purchase/sell Total (d) Rights to subscribe (Note 2) Class of relevant security: Details 3. DEALINGS (Note 3) (e) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4) See Part 2 - Annexure A (b) Derivatives transactions (other than options) Product name, Long/short (Note 5) Number of securities (Note 6) Price per unit (Note 4) e.g. CFDSee Part 2 - Annexure B I Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product name, Writing, Number of securities Exercise Type, e.g. Expiry Option money selling, to which the option American,e.g. call option purchasing, relates (Note 6) price European etc. date paid/received varying etc. per unit (Note 4)See Part 2 - Annexure C (f) Exercising Product name, e.g. call option Number of securities Exercise price per unit (Note 4) (g) Other dealings (including new securities) (Note 3) Nature of Transaction Quantity Price Per Unit (if applicable) Loan of securities 65,000 N/ACollateral delivered 1,300,000 N/AReturn of Loan Securities 510,366 N/ACollateral delivery returns 1,300,000 N/ACollateral Received 8,000 N/AReturn of Collateral Received 800,000 N/A 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the person disclosing and any other person relatingto the voting rights of any relevant securities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form isreferenced. If none, this should be stated. Is a Supplemental Form 38.5(b) attached? (Note 8) YES Date of disclosure 9 April 2008 Contact name Johanna Uy Telephone number +44 (0) 2030374339 Name of offeree/offeror with which connected Rio Tinto Plc Nature of connection (Note 9) Connected principal trader Annexure A Buy Sell Exec Quantity Exec Price BUY 04.00 00.01 BUY 311.00 40.50 BUY 4410.00 40.50 BUY 138.00 40.50 BUY 58.00 40.50 BUY 246.00 40.73 BUY 5398.00 40.73 BUY 01.00 40.73 BUY 2633.00 40.73 BUY 42.00 40.73 BUY 128.00 40.73 BUY 1552.00 40.73 BUY 413.00 40.49 BUY 68.00 40.49 BUY 200.00 40.49 BUY 66.00 40.49 BUY 3845.00 40.49 BUY 925.00 40.44 BUY 909.00 40.44 BUY 1595.00 40.44 BUY 229.00 40.49 BUY 100.00 40.49 BUY 67.00 40.49 BUY 12.00 40.49 BUY 471.00 40.43 BUY 600.00 40.44 BUY 500.00 40.44 BUY 5000.00 40.50 BUY 83.00 40.50 BUY 500.00 40.43 BUY 100.00 40.43 BUY 600.00 40.43 BUY 3274.00 40.28 BUY 62.00 40.28 BUY 2383.00 40.38 BUY 17.00 40.43 BUY 69.00 40.43 BUY 27.00 40.43 BUY 12.00 40.43 BUY 12.00 40.43 BUY 90.00 40.43 BUY 50.00 40.43 BUY 3000.00 40.43 BUY 191.00 40.43 BUY 262.00 40.43 BUY 150.00 40.43 BUY 2508.00 40.43 BUY 29.00 40.43 BUY 45.00 40.28 BUY 6619.00 40.28 BUY 370.00 40.55 BUY 20.00 40.55 BUY 3110.00 40.55 BUY 1000.00 40.55 BUY 500.00 40.55 BUY 859.00 41.00 BUY 502.00 41.00 BUY 200.00 41.00 BUY 3400.00 41.00 BUY 200.00 41.00 BUY 1600.00 41.00 BUY 500.00 41.00 BUY 250.00 41.00 BUY 56.00 41.00 BUY 100.00 41.00 BUY 999.00 41.00 BUY 100.00 41.00 BUY 1234.00 41.00 BUY 1000.00 41.20 BUY 150.00 41.20 BUY 980.00 41.20 BUY 5000.00 41.20 BUY 1000.00 41.20 BUY 200.00 41.20 BUY 470.00 41.20 BUY 1000.00 41.20 BUY 200.00 41.20 BUY 3738.00 40.82 BUY 500.00 40.82 BUY 482.00 40.82 BUY 750.00 40.78 BUY 180.00 40.82 BUY 100.00 40.82 BUY 4250.00 40.78 BUY 2500.00 40.23 BUY 2500.00 40.23 BUY 52.00 40.20 BUY 150.00 40.20 BUY 310.00 40.20 BUY 137.00 40.20 BUY 300.00 40.20 BUY 1500.00 40.20 BUY 51.00 40.20 BUY 1500.00 40.40 BUY 1900.00 40.80 BUY 1476.00 41.00 BUY 278.00 41.00 BUY 281.00 41.00 BUY 1472.00 41.00 BUY 644.00 40.95 BUY 235.00 40.95 BUY 125.00 41.02 BUY 1691.00 41.02 BUY 1894.00 41.02 BUY 4398.00 40.99 BUY 208.00 41.16 BUY 59.00 41.16 BUY 219.00 41.16 BUY 890.00 41.00 BUY 69.00 40.79 BUY 500.00 40.79 BUY 282.00 40.80 BUY 744.00 40.78 BUY 374.00 40.81 BUY 03.00 40.81 BUY 1275.00 40.80 BUY 01.00 40.80 BUY 500.00 40.83 BUY 12.00 40.83 BUY 320.00 40.83 BUY 21.00 40.83 BUY 157.00 40.73 BUY 612.00 40.73 BUY 136.00 40.73 BUY 38.00 40.75 BUY 19.00 40.73 BUY 01.00 40.73 BUY 12.00 40.73 BUY 12.00 40.73 BUY 631.00 40.73 BUY 1369.00 40.73 BUY 157.00 40.73 BUY 755.00 40.70 BUY 652.00 40.70 BUY 1719.00 40.69 BUY 36.00 40.73 BUY 85.00 40.73 BUY 51.00 40.73 BUY 12.00 40.73 BUY 12.00 40.73 BUY 472.00 40.74 BUY 40.00 40.73 BUY 160.00 40.73 BUY 76.00 40.73 BUY 595.00 40.45 BUY 12.00 40.67 BUY 12.00 40.67 BUY 1668.00 40.67 BUY 676.00 40.67 BUY 784.00 40.52 BUY 2606.00 40.41 BUY 1737.00 40.41 BUY 886.00 40.37 BUY 09.00 40.43 BUY 3250.00 40.43 BUY 23.00 40.43 BUY 43.00 40.43 BUY 09.00 40.43 BUY 22.00 40.43 BUY 120.00 40.44 BUY 08.00 40.20 BUY 300.00 40.21 BUY 16.00 40.22 BUY 186.00 40.22 BUY 3815.00 40.23 BUY 1085.00 40.38 BUY 2850.00 40.38 BUY 500.00 40.44 BUY 151.00 40.44 BUY 12.00 40.44 BUY 518.00 40.44 BUY 12.00 40.44 BUY 161.00 40.44 BUY 175.00 40.44 BUY 344.00 40.44 BUY 435.00 40.45 BUY 75.00 40.44 BUY 06.00 40.44 BUY 166.00 40.44 BUY 288.00 40.44 BUY 700.00 40.44 BUY 150.00 40.44 BUY 1000.00 40.50 BUY 128.00 40.50 BUY 612.00 40.50 BUY 01.00 40.50 BUY 70.00 40.52 BUY 178.00 40.52 BUY 20.00 40.52 BUY 890.00 40.54 BUY 800.00 40.54 BUY 157.00 40.54 BUY 22.00 40.54 BUY 60.00 40.54 BUY 461.00 40.54 BUY 160.00 40.54 BUY 500.00 40.54 BUY 39.00 40.54 BUY 1700.00 40.63 BUY 5283.00 40.63 BUY 2616.00 40.59 BUY 2621.00 40.66 BUY 719.00 40.54 BUY 176.00 40.54 BUY 158.00 40.82 BUY 498.00 40.66 BUY 498.00 40.51 BUY 200.00 40.51 BUY 76.00 40.51 BUY 36.00 40.50 BUY 50.00 40.50 BUY 53.00 40.50 BUY 54.00 40.50 BUY 826.00 40.50 BUY 769.00 40.18 BUY 609.00 40.49 BUY 914.00 40.59 BUY 61.00 40.60 BUY 958.00 40.64 BUY 16.00 40.64 BUY 974.00 40.63 BUY 100.00 40.80 BUY 500.00 40.83 BUY 49.00 40.98 BUY 300.00 40.98 BUY 300.00 40.98 BUY 300.00 40.98 BUY 551.00 40.98 BUY 2000.00 41.26 BUY 500.00 41.16 BUY 250.00 40.95 BUY 30.00 40.95 BUY 1000.00 40.80 BUY 500.00 40.80 BUY 500.00 40.72 BUY 500.00 40.72 BUY 200.00 40.69 BUY 700.00 40.60 BUY 300.00 40.51 BUY 11.00 40.58 BUY 300.00 40.59 BUY 146.00 40.60 BUY 43.00 40.60 BUY 434.00 40.60 BUY 200.00 40.60 BUY 500.00 40.60 BUY 366.00 40.60 BUY 200.00 40.55 BUY 2739.00 40.49 BUY 6172.00 40.50 BUY 1089.00 40.50 BUY 10000.00 40.50 BUY 716.00 40.50 BUY 110.00 40.50 BUY 125.00 40.50 BUY 49.00 40.50 BUY 200.00 40.40 BUY 611.00 40.48 BUY 73.00 40.48 BUY 316.00 40.48 BUY 500.00 40.50 BUY 202.00 40.52 BUY 43.00 40.52 BUY 3458.00 40.46 BUY 12.00 40.46 BUY 12.00 40.46 BUY 64.00 40.46 BUY 500.00 40.46 BUY 14.00 40.46 BUY 940.00 40.46 BUY 122.00 40.47 BUY 93.00 40.47 BUY 28.00 40.47 BUY 2491.00 40.47 BUY 41.00 40.47 BUY 200.00 40.47 BUY 2025.00 40.47 BUY 2637.00 40.37 BUY 7363.00 40.37 BUY 24.00 40.41 BUY 1875.00 40.41 BUY 290.00 40.41 BUY 34.00 40.41 BUY 01.00 40.41 BUY 2680.00 40.44 BUY 4596.00 40.41 BUY 250.00 40.44 BUY 141.00 40.24 BUY 235.00 40.24 BUY 80.00 40.24 BUY 344.00 40.24 BUY 700.00 40.23 BUY 300.00 40.24 BUY 611.00 40.46 BUY 389.00 40.46 BUY 1500.00 40.62 BUY 245.00 40.63 BUY 500.00 40.41 BUY 184.00 41.23 BUY 350.00 41.23 BUY 12.00 41.23 BUY 316.00 41.23 BUY 13.00 41.23 BUY 5000.00 40.76 BUY 1197.00 40.58 BUY 01.00 40.58 BUY 1000.00 40.58 BUY 1801.00 40.58 BUY 1000.00 40.58 BUY 01.00 40.58 BUY 88.00 40.35 BUY 4912.00 40.35 BUY 28270.00 73.88 BUY 18400.00 77.37 BUY 2500.00 77.80 BUY 2500.00 73.98 BUY 1000.00 74.05 BUY 100.00 74.05 BUY 1400.00 74.05 BUY 4000.00 73.85 BUY 2500.00 73.70 BUY 2000.00 73.70 BUY 3500.00 73.85 SELL -25000.00 41.01 SELL -5000.00 40.92 SELL -150.00 40.92 SELL -5520.00 40.92 SELL -480.00 40.92 SELL -391.00 40.92 SELL -122.00 40.95 SELL -5446.00 40.95 SELL -4000.00 40.95 SELL -432.00 40.95 SELL -199.00 40.97 SELL -01.00 40.97 SELL -01.00 40.97 SELL -5000.00 40.97 SELL -749.00 40.97 SELL -4050.00 40.97 SELL -02.00 00.01 SELL -03.00 00.01 SELL -9680.00 40.60 SELL -320.00 40.60 SELL -750.00 40.40 SELL -484.00 40.40 SELL -215.00 40.40 SELL -1000.00 40.40 SELL -3008.00 40.40 SELL -2000.00 40.40 SELL -279.00 40.40 SELL -166.00 40.40 SELL -2098.00 40.40 SELL -3423.00 40.75 SELL -6577.00 40.75 SELL -10000.00 40.35 SELL -400.00 40.23 SELL -84.00 40.23 SELL -4500.00 40.23 SELL -132.00 40.23 SELL -104.00 40.23 SELL -6595.00 40.61 SELL -800.00 40.61 SELL -2345.00 40.61 SELL -05.00 40.61 SELL -255.00 40.61 SELL -10000.00 40.80 SELL -1664.00 40.80 SELL -3520.00 40.80 SELL -3994.00 40.80 SELL -822.00 40.80 SELL -01.00 40.85 SELL -10000.00 40.95 SELL -01.00 40.85 SELL -9998.00 40.85 SELL -2000.00 41.26 SELL -2500.00 41.25 SELL -500.00 41.26 SELL -2500.00 41.26 SELL -242.00 41.17 SELL -680.00 41.17 SELL -25000.00 40.80 SELL -1605.00 40.61 SELL -591.00 40.61 SELL -179.00 40.61 SELL -04.00 40.61 SELL -121.00 40.61 SELL -2500.00 40.61 SELL -200.00 41.06 SELL -745.00 41.10 SELL -433.00 41.03 SELL -620.00 41.03 SELL -419.00 41.25 SELL -227.00 41.25 SELL -1000.00 41.16 SELL -500.00 41.05 SELL -172.00 40.96 SELL -702.00 40.95 SELL -1411.00 40.96 SELL -1411.00 40.96 SELL -440.00 41.00 SELL -84.00 40.83 SELL -300.00 40.83 SELL -387.00 40.83 SELL -913.00 40.69 SELL -910.00 40.69 SELL -1197.00 40.69 SELL -908.00 40.70 SELL -457.00 40.67 SELL -94.00 40.67 SELL -363.00 40.67 SELL -913.00 40.67 SELL -250.00 40.76 SELL -1627.00 40.76 SELL -96.00 40.71 SELL -46.00 40.71 SELL -440.00 40.71 SELL -697.00 40.58 SELL -85.00 40.53 SELL -244.00 40.45 SELL -662.00 40.53 SELL -202.00 40.45 SELL -1000.00 40.28 SELL -1000.00 40.28 SELL -150.00 40.27 SELL -387.00 40.38 SELL -336.00 40.41 SELL -551.00 40.41 SELL -37.00 40.34 SELL -452.00 40.34 SELL -11.00 40.34 SELL -565.00 40.32 SELL -185.00 40.32 SELL -1332.00 40.32 SELL -78.00 40.32 SELL -164.00 40.32 SELL -150.00 40.32 SELL -125.00 40.32 SELL -1250.00 40.32 SELL -4000.00 40.32 SELL -34.00 40.32 SELL -704.00 40.32 SELL -12.00 40.32 SELL -684.00 40.32 SELL -66.00 40.32 SELL -736.00 40.32 SELL -148.00 40.32 SELL -366.00 40.32 SELL -106.00 40.32 SELL -04.00 40.32 SELL -541.00 40.32 SELL -32.00 40.32 SELL -218.00 40.32 SELL -128.00 40.45 SELL -120.00 40.45 SELL -106.00 40.45 SELL -95.00 40.45 SELL -4258.00 40.44 SELL -188.00 40.63 SELL -30.00 40.63 SELL -218.00 40.64 SELL -1091.00 40.64 SELL -218.00 40.64 SELL -590.00 40.59 SELL -216.00 40.59 SELL -294.00 40.59 SELL -65.00 40.59 SELL -250.00 40.59 SELL -213.00 40.59 SELL -700.00 40.59 SELL -289.00 40.59 SELL -1745.00 40.62 SELL -3492.00 40.64 SELL -500.00 40.63 SELL -529.00 40.63 SELL -1107.00 40.63 SELL -300.00 40.63 SELL -952.00 40.63 SELL -250.00 40.63 SELL -349.00 40.63 SELL -905.00 40.63 SELL -95.00 40.63 SELL -218.00 40.62 SELL -1000.00 40.63 SELL -123.00 40.63 SELL -218.00 40.62 SELL -700.00 40.65 SELL -1000.00 40.65 SELL -2074.00 40.65 SELL -2053.00 40.40 SELL -4000.00 40.40 SELL -7500.00 40.40 SELL -559.00 40.40 SELL -10000.00 40.40 SELL -363.00 40.40 SELL -9252.00 40.40 SELL -3238.00 40.40 SELL -3324.00 40.40 SELL -2000.00 40.40 SELL -222.00 40.40 SELL -2489.00 40.40 SELL -1500.00 40.40 SELL -1348.00 41.16 SELL -447.00 41.16 SELL -162.00 41.16 SELL -997.00 41.05 SELL -243.00 41.05 SELL -300.00 41.05 SELL -435.00 41.05 SELL -19.00 40.96 SELL -3889.00 40.95 SELL -468.00 40.95 SELL -94.00 40.95 SELL -1392.00 40.95 SELL -554.00 40.77 SELL -442.00 40.77 SELL -49.00 40.75 SELL -748.00 40.75 SELL -349.00 40.75 SELL -1503.00 40.75 SELL -12.00 40.76 SELL -984.00 40.75 SELL -140.00 40.75 SELL -300.00 40.49 SELL -1193.00 40.51 SELL -194.00 40.62 SELL -310.00 40.62 SELL -68.00 40.62 SELL -427.00 40.48 SELL -570.00 40.48 SELL -2287.00 40.80 SELL -309.00 40.80 SELL -1404.00 40.80 SELL -2000.00 41.08 SELL -250.00 41.23 SELL -350.00 41.23 SELL -09.00 41.15 SELL -283.00 41.10 SELL -500.00 41.12 SELL -708.00 41.10 SELL -1880.00 41.18 SELL -120.00 41.18 SELL -500.00 40.86 SELL -456.00 40.76 SELL -544.00 40.76 SELL -100.00 40.81 SELL -4050.00 40.78 SELL -500.00 40.78 SELL -459.00 40.78 SELL -354.00 40.78 SELL -558.00 40.78 SELL -174.00 40.77 SELL -3285.00 40.76 SELL -5000.00 40.76 SELL -2733.00 40.76 SELL -100.00 40.76 SELL -2783.00 40.76 SELL -04.00 40.76 SELL -490.00 40.71 SELL -4800.00 40.53 SELL -5200.00 40.53 SELL -1000.00 40.50 SELL -1000.00 40.50 SELL -570.00 40.51 SELL -200.00 40.51 SELL -506.00 40.51 SELL -2000.00 40.50 SELL -500.00 40.50 SELL -13.00 40.50 SELL -400.00 40.50 SELL -15.00 40.50 SELL -500.00 40.50 SELL -25.00 40.50 SELL -500.00 40.50 SELL -200.00 40.50 SELL -2000.00 40.50 SELL -2000.00 40.50 SELL -100.00 40.50 SELL -322.00 40.50 SELL -300.00 40.50 SELL -500.00 40.50 SELL -245.00 40.50 SELL -1000.00 40.50 SELL -6104.00 40.50 SELL -06.00 40.46 SELL -494.00 40.46 SELL -500.00 40.49 SELL -2766.00 40.43 SELL -863.00 40.43 SELL -71.00 40.43 SELL -700.00 40.40 SELL -1000.00 40.40 SELL -500.00 40.39 SELL -212.00 40.49 SELL -83.00 40.49 SELL -05.00 40.49 SELL -800.00 40.28 SELL -1000.00 40.20 SELL -06.00 40.14 SELL -18.00 40.15 SELL -302.00 40.14 SELL -06.00 40.13 SELL -18.00 40.13 SELL -100.00 40.13 SELL -50.00 40.13 SELL -1000.00 40.16 SELL -260.00 40.16 SELL -100.00 40.16 SELL -1512.00 40.15 SELL -473.00 40.15 SELL -364.00 40.15 SELL -4091.00 40.15 SELL -10000.00 40.15 SELL -82.00 40.15 SELL -2118.00 40.15 SELL -1178.00 40.37 SELL -1424.00 40.37 SELL -80.00 40.37 SELL -9920.00 40.37 SELL -810.00 40.37 SELL -169.00 40.37 SELL -503.00 40.37 SELL -5000.00 40.37 SELL -916.00 40.37 SELL -2737.00 40.34 SELL -100.00 40.34 SELL -1900.00 40.34 SELL -2000.00 40.34 SELL -3263.00 40.34 SELL -500.00 40.44 SELL -30.00 40.37 SELL -500.00 40.47 SELL -5000.00 40.84 SELL -674.00 40.95 SELL -600.00 40.95 SELL -3726.00 40.95 SELL -5000.00 41.25 SELL -85.00 40.81 SELL -9482.00 40.81 SELL -153.00 40.40 SELL -16000.00 40.51 SELL -8295.00 78.24 SELL -100.00 76.71 SELL -100.00 76.69 SELL -1800.00 76.69 SELL -200.00 76.84 SELL -500.00 76.79 SELL -200.00 76.69 SELL -100.00 76.69 SELL -200.00 76.69 SELL -200.00 76.89 SELL -100.00 76.83 SELL -100.00 76.78 SELL -300.00 76.75 SELL -700.00 76.73 SELL -100.00 76.73 SELL -200.00 76.82 SELL -100.00 76.81 SELL -400.00 77.20 SELL -1100.00 77.20 SELL -2500.00 77.10 SELL -1000.00 77.20 SELL -10000.00 76.94 SELL -5000.00 80.25 SELL -1000.00 77.20 SELL -4000.00 77.20 SELL -5000.00 78.53 SELL -10000.00 78.68 SELL -5000.00 78.44 SELL -5000.00 80.15 SELL -5000.00 80.15 46388.00 OTC sale to custodian at market. Total Buy 321,022 Total Sell 545,265 Annexure B Type BuySell Exec Quantity Exec Price CFDS BUY 2287.00 40.80 CFDS BUY 309.00 40.80 CFDS BUY 1404.00 40.80 CFDS BUY 2000.00 41.08 CFDS BUY 350.00 41.23 CFDS BUY 250.00 41.23 CFDS BUY 09.00 41.15 CFDS BUY 500.00 41.12 CFDS BUY 283.00 41.10 CFDS BUY 708.00 41.10 CFDS BUY 120.00 41.18 CFDS BUY 1880.00 41.18 CFDS BUY 500.00 40.86 CFDS BUY 3285.00 40.76 CFDS BUY 5000.00 40.76 CFDS BUY 04.00 40.76 CFDS BUY 100.00 40.50 CFDS BUY 100.00 40.76 CFDS BUY 456.00 40.76 CFDS BUY 100.00 40.81 CFDS BUY 500.00 40.78 CFDS BUY 2733.00 40.76 CFDS BUY 2783.00 40.76 CFDS BUY 544.00 40.76 CFDS BUY 4050.00 40.78 CFDS BUY 459.00 40.78 CFDS BUY 354.00 40.78 CFDS BUY 558.00 40.78 CFDS BUY 174.00 40.77 CFDS BUY 500.00 40.50 CFDS BUY 1000.00 40.50 CFDS BUY 490.00 40.71 CFDS BUY 13.00 40.50 CFDS BUY 322.00 40.50 CFDS BUY 5200.00 40.53 CFDS BUY 200.00 40.51 CFDS BUY 4800.00 40.53 CFDS BUY 300.00 40.50 CFDS BUY 2000.00 40.50 CFDS BUY 500.00 40.50 CFDS BUY 1000.00 40.50 CFDS BUY 400.00 40.50 CFDS BUY 15.00 40.50 CFDS BUY 500.00 40.50 CFDS BUY 25.00 40.50 CFDS BUY 200.00 40.50 CFDS BUY 2000.00 40.50 CFDS BUY 2000.00 40.50 CFDS BUY 500.00 40.50 CFDS BUY 245.00 40.50 CFDS BUY 1000.00 40.50 CFDS BUY 6104.00 40.50 CFDS BUY 506.00 40.51 CFDS BUY 570.00 40.51 CFDS BUY 863.00 40.43 CFDS BUY 494.00 40.46 CFDS BUY 06.00 40.46 CFDS BUY 500.00 40.49 CFDS BUY 2766.00 40.43 CFDS BUY 71.00 40.43 CFDS BUY 700.00 40.40 CFDS BUY 1000.00 40.40 CFDS BUY 83.00 40.49 CFDS BUY 500.00 40.39 CFDS BUY 212.00 40.49 CFDS BUY 05.00 40.49 CFDS BUY 1000.00 40.20 CFDS BUY 18.00 40.13 CFDS BUY 302.00 40.14 CFDS BUY 800.00 40.28 CFDS BUY 18.00 40.15 CFDS BUY 100.00 40.13 CFDS BUY 50.00 40.13 CFDS BUY 06.00 40.13 CFDS BUY 06.00 40.14 CFDS BUY 1000.00 40.16 CFDS BUY 473.00 40.15 CFDS BUY 364.00 40.15 CFDS BUY 4091.00 40.15 CFDS BUY 10000.00 40.15 CFDS BUY 82.00 40.15 CFDS BUY 2118.00 40.15 CFDS BUY 1512.00 40.15 CFDS BUY 100.00 40.16 CFDS BUY 260.00 40.16 CFDS BUY 169.00 40.37 CFDS BUY 810.00 40.37 CFDS BUY 1424.00 40.37 CFDS BUY 80.00 40.37 CFDS BUY 9920.00 40.37 CFDS BUY 503.00 40.37 CFDS BUY 916.00 40.37 CFDS BUY 30.00 40.37 CFDS BUY 1178.00 40.37 CFDS BUY 5000.00 40.37 CFDS BUY 1900.00 40.34 CFDS BUY 2737.00 40.34 CFDS BUY 3263.00 40.34 CFDS BUY 2000.00 40.34 CFDS BUY 100.00 40.34 CFDS BUY 500.00 40.44 CFDS BUY 500.00 40.47 CMBO BUY 01.00 00.01 CMBO BUY 23.00 00.01 CFDS SELL -100.00 40.80 CFDS SELL -300.00 40.98 CFDS SELL -500.00 40.83 CFDS SELL -49.00 40.98 CFDS SELL -300.00 40.98 CFDS SELL -300.00 40.98 CFDS SELL -551.00 40.98 CFDS SELL -500.00 41.16 CFDS SELL -2000.00 41.26 CFDS SELL -250.00 40.95 CFDS SELL -30.00 40.95 CFDS SELL -500.00 40.80 CFDS SELL -1000.00 40.80 CFDS SELL -300.00 40.51 CFDS SELL -500.00 40.72 CFDS SELL -500.00 40.72 CFDS SELL -700.00 40.60 CFDS SELL -200.00 40.69 CFDS SELL -300.00 40.59 CFDS SELL -434.00 40.60 CFDS SELL -200.00 40.60 CFDS SELL -366.00 40.60 CFDS SELL -146.00 40.60 CFDS SELL -43.00 40.60 CFDS SELL -11.00 40.58 CFDS SELL -500.00 40.60 CFDS SELL -200.00 40.55 CFDS SELL -2739.00 40.49 CFDS SELL -1089.00 40.50 CFDS SELL -6172.00 40.50 CFDS SELL -10000.00 40.50 CFDS SELL -49.00 40.50 CFDS SELL -500.00 40.50 CFDS SELL -125.00 40.50 CFDS SELL -716.00 40.50 CFDS SELL -110.00 40.50 CFDS SELL -73.00 40.48 CFDS SELL -316.00 40.48 CFDS SELL -202.00 40.52 CFDS SELL -3458.00 40.46 CFDS SELL -200.00 40.40 CFDS SELL -611.00 40.48 CFDS SELL -940.00 40.46 CFDS SELL -93.00 40.47 CFDS SELL -43.00 40.52 CFDS SELL -12.00 40.46 CFDS SELL -12.00 40.46 CFDS SELL -64.00 40.46 CFDS SELL -500.00 40.46 CFDS SELL -14.00 40.46 CFDS SELL -28.00 40.47 CFDS SELL -2491.00 40.47 CFDS SELL -41.00 40.47 CFDS SELL -122.00 40.47 CFDS SELL -2637.00 40.37 CFDS SELL -200.00 40.47 CFDS SELL -2025.00 40.47 CFDS SELL -7363.00 40.37 CFDS SELL -290.00 40.41 CFDS SELL -01.00 40.41 CFDS SELL -4596.00 40.41 CFDS SELL -1875.00 40.41 CFDS SELL -34.00 40.41 CFDS SELL -24.00 40.41 CFDS SELL -2680.00 40.44 CFDS SELL -250.00 40.44 CFDS SELL -141.00 40.24 CFDS SELL -344.00 40.24 CFDS SELL -80.00 40.24 CFDS SELL -235.00 40.24 CFDS SELL -700.00 40.23 CFDS SELL -300.00 40.24 CFDS SELL -389.00 40.46 CFDS SELL -611.00 40.46 CFDS SELL -1500.00 40.62 CFDS SELL -245.00 40.63 CFDS SELL -500.00 40.41 Total Buy 122,744 Total Sell 68,520 Annexure C Call/Put Buy Sell Exec Quantity Exec Price Strike Amer/Euro Expiry Put Option BUY 10000.00 00.20 39.00 European 20080423 Put Option BUY 30000.00 00.22 39.00 European 20080423 Put Option BUY 20000.00 00.22 39.00 European 20080423 Call Option BUY 6000.00 00.98 40.00 American 20080626 Call Option BUY 6000.00 01.40 38.00 American 20080626 Put Option BUY 10000.00 00.12 32.00 European 20080529 Put Option BUY 5000.00 03.32 37.00 European 30/10/2007 Put Option BUY 1000.00 15.01 26.93 European 30/06/2008 Put Option BUY 1000.00 14.65 26.93 European 30/06/2008 Put Option BUY 800.00 14.64 26.93 European 30/06/2008 Put Option BUY 2000.00 14.64 26.93 European 30/06/2008 Put Option BUY 1000.00 14.63 26.93 European 30/06/2008 Put Option BUY 1500.00 14.39 26.93 European 30/06/2008 Put Option BUY 200.00 16.54 25.00 European 19/05/2016 Put Option BUY 1000.00 16.64 25.00 European 19/05/2016 Put Option BUY 150.00 15.75 25.00 European 19/05/2016 Put Option BUY 500.00 12.83 32.00 European 17/11/2016 Put Option BUY 1370.00 12.56 32.00 European 17/11/2016 Put Option BUY 665.00 12.59 32.00 European 17/11/2016 Put Option BUY 250.00 12.53 32.00 European 17/11/2016 Put Option BUY 250.00 12.53 32.00 European 17/11/2016 Put Option BUY 250.00 12.53 32.00 European 17/11/2016 Put Option BUY 1250.00 12.53 32.00 European 17/11/2016 Put Option BUY 3000.00 12.50 32.00 European 17/11/2016 Put Option BUY 2000.00 12.52 32.00 European 17/11/2016 Put Option BUY 4000.00 12.53 32.00 European 17/11/2016 Put Option BUY 6750.00 12.53 32.00 European 17/11/2016 Put Option BUY 250.00 12.53 32.00 European 17/11/2016 Put Option BUY 250.00 12.52 32.00 European 17/11/2016 Put Option BUY 250.00 12.52 32.00 European 17/11/2016 Put Option BUY 500.00 21.40 20.00 European 19/05/2016 Put Option BUY 2000.00 12.11 30.21 European 30/06/2008 Put Option BUY 1000.00 12.01 30.21 European 30/06/2008 Put Option BUY 4000.00 11.92 30.21 European 30/06/2008 Put Option BUY 2000.00 11.92 30.21 European 30/06/2008 Put Option BUY 5000.00 15.81 28.00 European 20/12/2007 Put Option BUY 4000.00 15.99 28.00 European 20/12/2007 Put Option BUY 50000.00 15.77 28.00 European 20/12/2007 Put Option BUY 1000.00 10.60 34.00 European 25/10/2007 Put Option BUY 1000.00 10.60 34.00 European 25/10/2007 Put Option BUY 500.00 10.64 34.00 European 25/10/2007 Put Option BUY 250.00 10.64 34.00 European 25/10/2007 Put Option BUY 750.00 10.64 34.00 European 25/10/2007 Put Option BUY 750.00 10.64 34.00 European 25/10/2007 Put Option BUY 750.00 10.64 34.00 European 25/10/2007 Put Option BUY 4000.00 10.64 34.00 European 25/10/2007 Put Option BUY 1250.00 10.64 34.00 European 25/10/2007 Put Option BUY 2500.00 10.64 34.00 European 25/10/2007 Put Option BUY 1250.00 10.64 34.00 European 25/10/2007 Put Option BUY 1000.00 16.75 24.53 European 30/06/2008 Put Option BUY 570.00 16.75 24.53 European 30/06/2008 Put Option SELL -30.00 01.22 39.00 American 20080529 Put Option SELL -10000.00 00.17 39.00 European 20080423 Put Option SELL -10000.00 00.19 39.00 European 20080423 Put Option SELL -20000.00 00.19 39.00 European 20080423 Put Option SELL -20000.00 00.19 39.00 European 20080423 Put Option SELL -5395.00 00.23 39.00 European 20080423 Put Option SELL -10000.00 00.49 38.00 European 20080626 Put Option SELL -10000.00 00.51 38.00 European 20080626 Call Option SELL -2500.00 00.89 40.00 European 20080529 Call Option SELL -10000.00 00.25 43.00 European 20080423 Call Option SELL -10000.00 00.23 43.00 European 20080423 Call Option SELL -10000.00 00.24 43.00 European 20080423 Call Option SELL -10000.00 00.21 43.00 European 20080423 Put Option SELL -20000.00 00.22 35.00 European 20080529 Put Option SELL -20000.00 00.22 35.00 European 20080529 Put Option SELL -10000.00 00.22 35.00 European 20080529 Put Option SELL -10000.00 00.22 35.00 European 20080529 Put Option SELL -20000.00 00.22 35.00 European 20080529 Put Option SELL -20000.00 00.22 35.00 European 20080529 Put Option SELL -15000.00 00.23 35.00 European 20080529 Put Option SELL -8000.00 00.24 35.00 European 20080529 Call Option SELL -6000.00 00.99 40.00 American 20080626 Call Option SELL -10000.00 00.72 39.00 European 20080423 Call Option SELL -10000.00 01.41 38.00 American 20080626 Call Option SELL -10000.00 01.41 38.00 American 20080626 Put Option SELL -7000.00 00.12 32.00 European 20080529 Put Option SELL -492.00 09.36 40.62 American 20130425 Put Option SELL -709.00 28.21 23.00 European 29/06/2018 Put Option SELL -500.00 14.56 26.93 European 30/06/2008 Put Option SELL -1000.00 12.80 32.00 European 17/11/2016 Put Option SELL -5000.00 12.83 32.00 European 17/11/2016 Put Option SELL -550.00 12.98 32.00 European 17/11/2016 Put Option SELL -3000.00 12.35 32.00 European 17/11/2016 Put Option SELL -2000.00 12.39 32.00 European 17/11/2016 Put Option SELL -3750.00 12.37 32.00 European 17/11/2016 Put Option SELL -250.00 12.38 32.00 European 17/11/2016 Put Option SELL -5000.00 12.20 32.00 European 17/11/2016 Put Option SELL -1250.00 12.32 32.00 European 17/11/2016 Put Option SELL -2250.00 12.34 32.00 European 17/11/2016 Put Option SELL -1500.00 12.37 32.00 European 17/11/2016 Put Option SELL -500.00 12.38 32.00 European 17/11/2016 Put Option SELL -2000.00 12.42 32.00 European 17/11/2016 Put Option SELL -8000.00 12.53 32.00 European 17/11/2016 Put Option SELL -3000.00 12.50 32.00 European 17/11/2016 Put Option SELL -3000.00 12.55 32.00 European 17/11/2016 Put Option SELL -166.00 25.52 20.00 European 28/06/2013 Put Option SELL -812.00 25.25 20.00 European 28/06/2013 Put Option SELL -1070.00 25.24 20.00 European 28/06/2013 Put Option SELL -810.00 24.57 20.00 European 28/06/2013 Put Option SELL -2000.00 02.17 40.00 European 23/04/2008 Put Option SELL -250.00 02.13 40.00 European 23/04/2008 Put Option SELL -1250.00 02.13 40.00 European 23/04/2008 Put Option SELL -3250.00 02.13 40.00 European 23/04/2008 Put Option SELL -250.00 02.13 40.00 European 23/04/2008 Put Option SELL -2250.00 02.12 40.00 European 23/04/2008 Put Option SELL -2750.00 02.12 40.00 European 23/04/2008 Put Option SELL -1000.00 01.98 40.00 European 23/04/2008 Put Option SELL -1000.00 01.98 40.00 European 23/04/2008 Put Option SELL -1000.00 01.98 40.00 European 23/04/2008 Put Option SELL -250.00 02.14 40.00 European 23/04/2008 Put Option SELL -1000.00 11.53 30.21 European 30/06/2008 Put Option SELL -1000.00 11.53 30.21 European 30/06/2008 Put Option SELL -1000.00 11.61 30.21 European 30/06/2008 Put Option SELL -2000.00 16.12 28.00 European 20/12/2007 Put Option SELL -2000.00 16.32 28.00 European 20/12/2007 Put Option SELL -250.00 16.06 28.00 European 20/12/2007 Put Option SELL -250.00 16.06 28.00 European 20/12/2007 Put Option SELL -500.00 16.08 28.00 European 20/12/2007 Put Option SELL -3000.00 18.33 23.00 European 28/06/2007 Total Buy 200,755 Total Sell 366,784 This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
BHP Group