19th Aug 2009 10:23
FORM 38.5(b)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
1. KEY INFORMATION
|
Name of exempt principal trader |
UBS AG London Branch |
|
Company dealt in |
SEGRO Plc |
|
Class of relevant security to which the dealings being disclosed relate(Note 1) |
10p ordinary (GB00B5ZN1N88) |
|
Date of dealing |
18 August 2009 |
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant security dealt in(Note 2)
|
Long |
Short |
|
|
Number (%) |
Number (%) |
|
|
(1) Relevant securities |
93009 0.01% |
4124 0.00% |
|
(2) Derivatives (other than options) |
0 0.00% |
0 0.00% |
|
(3) Options and agreements to purchase/sell |
0 0.00% |
0 0.00% |
|
Total |
93009 0.01% |
4124 0.00% |
(b) Interest and short positions in relevant securities of the company, other than the class dealt in(Note 2)
|
Class of relevant security: |
Long |
Short |
|
Number (%) |
Number (%) |
|
|
(1) Relevant securities |
||
|
(2) Derivatives (other than options) |
||
|
(3)Options and agreements to purchase/sell |
||
|
Total |
(c) Rights to subscribe(Note 2)
|
Class of relevant security: |
Details |
3. DEALINGS(Note 3)
(a) Purchases and sales
|
Purchase/sale |
Number of securities |
Price per unit(Note 4) |
|
Buy |
3978 |
3.31200 GBP |
|
Buy |
3894 |
3.31800 GBP |
|
Buy |
1583 |
3.32400 GBP |
|
Buy |
3212 |
3.33350 GBP |
|
Buy |
3241 |
3.33400 GBP |
|
Buy |
200 |
3.33800 GBP |
|
Buy |
3369 |
3.33900 GBP |
|
Buy |
1706 |
3.34000 GBP |
|
Buy |
1485 |
3.34200 GBP |
|
Buy |
3520 |
3.34250 GBP |
|
Buy |
1583 |
3.34300 GBP |
|
Buy |
3788 |
3.34400 GBP |
|
Buy |
4286 |
3.34800 GBP |
|
Buy |
3896 |
3.34850 GBP |
|
Buy |
2646 |
3.34900 GBP |
|
Buy |
8244 |
3.35300 GBP |
|
Buy |
1555 |
3.35500 GBP |
|
Buy |
7218 |
3.35700 GBP |
|
Buy |
4470 |
3.35800 GBP |
|
Buy |
3964 |
3.35900 GBP |
|
Buy |
1938 |
3.36000 GBP |
|
Buy |
116 |
3.36600 GBP |
|
Buy |
1755 |
3.36800 GBP |
|
Buy |
3965 |
3.36900 GBP |
|
Buy |
3660 |
3.37200 GBP |
|
Buy |
7201 |
3.37400 GBP |
|
Buy |
7478 |
3.37600 GBP |
|
Buy |
2374 |
3.38200 GBP |
|
Buy |
1245 |
3.38250 GBP |
|
Buy |
9129 |
3.38500 GBP |
|
Buy |
8664 |
3.42100 GBP |
|
Sell |
157 |
3.33300 GBP |
|
Sell |
136 |
3.34000 GBP |
|
Sell |
144 |
3.35900 GBP |
|
Sell |
138 |
3.37500 GBP |
|
Sell |
72 |
3.42100 GBP |
|
TOTAL BUY : |
115363 |
|
|
TOTAL SALE : |
647 |
(b) Derivatives transactions (other than options)
|
Product name, e.g. CFD |
Long/short(Note 5) |
Number of securities(Note 6) |
Price per unit(Note 4) |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates(Note 6) |
Exercise price |
Type,e.g. American, European etc. |
Expiry date |
Option money paid/received per unit(Note 4) |
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit(Note 4) |
(d) Other dealings (including new securities)(Note 3)
|
Nature of transaction(Note 7) |
Details |
Price per unit (if applicable)(Note 4) |
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
Is a Supplemental Form 38.5(b) attached?(Note 8) YES/NO
|
Date of disclosure |
19 August 2009 |
|
Contact name |
Nimisha Sachdev |
|
Telephone number |
+44 (0)20 7568 9289 |
|
Name of offeree/offeror with which connected |
SEGRO PLC |
|
Nature of connection(Note 9) |
CONNECTED ADVISOR |
Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk
Related Shares:
Segro