5th Oct 2009 11:51
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule38.5(a) of the Takeover Code)
1. KEY INFORMATION
|
Name of exempt principal trader |
UBS AG London Branch |
|
Company dealt in |
Anglo American Plc |
|
Class of relevant security to which the dealings being disclosed relate(Note 1) |
0.54945 USD ordinary (GB00B1XZS820) |
|
Date of dealing |
02 October 2009 |
2. DEALINGS(Note 2)
(a) Purchases and sales
|
Total number of securities purchased |
Highest price paid(Note 3) |
Lowest price paid(Note 3) |
|
698269 |
19.7928 GBP |
18.57000 GBP |
|
Total number of securities sold |
Highest price received(Note 3) |
Lowest price received(Note 3) |
|
491804 |
19.00 GBP |
18.51000 GBP |
(b) Derivatives transactions (other than options)
|
Product name, e.g. CFD |
Long/short(Note 4) |
Number of securities(Note 5) |
Price per unit(Note 3) |
|
CFD |
Long |
20000 |
18.693934 GBP |
|
CFD |
Long |
15000 |
18.738908 GBP |
|
CFD |
Long |
1030 |
18.623476 GBP |
|
CFD |
Long |
100000 |
18.88389 GBP |
|
CFD |
Long |
22993 |
29.61347497 USD |
|
CFD |
Long |
5577 |
18.845642 GBP |
|
CFD |
Long |
2236 |
18.829853 GBP |
|
CFD |
Short |
250 |
18.7883 GBP |
|
CFD |
Short |
3000 |
29.5202 USD |
|
CFD |
Short |
200000 |
18.94782 GBP |
|
CFD |
Short |
100000 |
18.6372 GBP |
|
CFD |
Short |
70000 |
18.87825 GBP |
|
CFD |
long |
50000 |
18.76393 GBP |
|
CFD |
Short |
1800 |
19.7968 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates(Note 5) |
Exercise price |
Type,e.g. American, European etc. |
Expiry date |
Option money paid/received per unit(Note 3) |
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit(Note 3) |
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
|
Date of disclosure |
05 October 2009 |
|
Contact name |
Stacy Otieno |
|
Telephone number |
+44 (0)20 7568 9289 |
|
Name of offeree/offeror with which connected |
Anglo American Plc |
|
Nature of connection (Note 6) |
Connected Advisor |
Notes
The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk
Related Shares:
Anglo American