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EPT Disclosure

8th Aug 2008 11:52

RNS Number : 9657A
Credit Suisse Equities (Australia)
08 August 2008
 

4FORM 38.5 (b)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION 

Name of exempt principal trader

Credit Suisse Equities (Australia) Limited

 

Company dealt in

BHP Billiton Limited

 

Class of relevant security to which the dealings being disclosed relate (Note 1)

 

Ordinary Shares

Date of dealing

7-08-2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) 

 

Long

Short

 

Number

(%)

Number

(%)

(1) Relevant securities

10159663

0.303

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell 

Total

10159663

0.303

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) 

Class Of Relevant Security : Ordinary Shares 

Long

Short

(1) Relevant Securities 

 

 

(2) Derivatives (other than options) 

 

 

(3) Options and agreements to purchasesell 

 

 

Total

(c) Rights to subscribe (Note 2) 

Class of relevant security:

Details

 

 

3. DEALINGS (Note 3)

(a) Purchases and sales 

Purchase/sale

Number of securities

Price per unit (Note 4)

Purchase

4,987

37.19

Purchase

1,744

37.19

Purchase

700

37.19

Purchase

634

37.19

Purchase

6,300

37.19

Purchase

22,202

37.19

Purchase

4,503

37.19

Purchase

939

37.19

Purchase

10,261

37.19

Purchase

401

37.19

Purchase

3,000

37.19

Purchase

550

37.19

Purchase

10,180

37.19

Purchase

1,065

37.19

Purchase

1

37.19

Purchase

601

37.19

Purchase

941

37.19

Purchase

91

37.19

Purchase

2,000

37.19

Purchase

700

37.19

Purchase

200

37.19

Purchase

1,500

37.19

Purchase

10,518

37.19

Purchase

2,145

36.89

Purchase

37

36.89

Purchase

1,000

36.89

Purchase

243

36.89

Purchase

113

36.89

Purchase

50

36.89

Purchase

89

36.89

Purchase

115

36.89

Purchase

50

36.89

Purchase

572

36.89

Purchase

164

36.89

Purchase

6,026

36.94

Purchase

198

36.94

Purchase

82

36.94

Purchase

28

36.94

Purchase

1,336

36.94

Purchase

15

36.94

Purchase

389

36.94

Purchase

666

36.79

Purchase

3,055

36.79

Purchase

1,107

36.78

Purchase

1,059

36.77

Purchase

1,050

36.77

Purchase

47

36.77

Purchase

767

36.77

Purchase

25

36.77

Purchase

75

36.77

Purchase

1,000

36.77

Purchase

4,323

36.77

Purchase

1

36.77

Purchase

1,000

36.77

Purchase

436

36.77

Purchase

371

36.77

Purchase

243

36.77

Purchase

59

36.77

Purchase

111

36.77

Purchase

433

36.77

Purchase

647

37.25

Purchase

1,070

37.25

Purchase

223

37.25

Purchase

1,065

37.25

Purchase

1,989

37.25

Purchase

872

37.97

Purchase

7

37.97

Purchase

12

37.96

Purchase

151

37.95

Purchase

1

37.93

Purchase

1,040

37.93

Purchase

5

37.93

Purchase

26

37.93

Purchase

2,048

37.93

Purchase

534,710

36.41

Purchase

100,000

36.57

Purchase

500,000

35.75

Sale

-2,263

37.19

Sale

-23,645

37.19

Sale

-93

36.88

Sale

-979

36.88

Sale

-1,127

36.88

Sale

-1,550

36.88

Sale

-985

36.88

Sale

-767

36.88

Sale

-45

36.92

Sale

-998

36.92

Sale

-1,433

36.92

Sale

-700

36.92

Sale

-964

36.92

Sale

-1,360

36.92

Sale

-270

36.95

Sale

-275

36.99

Sale

-2,000

37.90

Sale

-300,000

36.38

Sale

-534,710

36.37

Sale

-100,000

36.53

TOTAL BUYS:1256364

TOTAL SELLS:974164

(b) Derivatives transactions (other than options) 

Product name, e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

 

 

 

 

(c) Options transactions in respect of existing securities 

(i) Writing, selling, purchasing or varying 

Product name,e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 4)

 

 

 

 

 

 

 

(ii) Exercising 

Product name, e.g. call option

Number of securities

Exercise price per unit (Note 4)

 

 

 

(d) Other dealings (including new securities) (Note 3) 

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

 

 

 

4. OTHER INFORMATION 

Agreements, arrangements or understandings relating to options or derivatives 

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8)  No

Date of disclosure

8-08-2008

 

Contact name

Carolyn Collins/ Simon Crawley

 

Telephone number

44 20 7888 0241

 

Name of offeree/offeror with which connected

Rio Tinto Plc

 

Nature of connection (Note 9)

ADVISOR

Notes 

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMILFEITLITIIT

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