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EPT Disclosure

2nd Oct 2008 11:45

RNS Number : 9349E
Credit Suisse Equities (Australia)
02 October 2008
 

FORM 38.5 (b)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION 

Name of exempt principal trader

Credit Suisse Equities (Australia) Limited

Company dealt in

Rio Tinto Limited

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary Shares

Date of dealing

01-10-2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) 

 

Long

Short

 

Number

(%)

Number

(%)

(1) Relevant securities

1363466

0.298

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell 

Total

1363466

0.298

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) 

Class Of Relevant Security : Ordinary Shares 

Long

Short

(1) Relevant Securities 

 

 

(2) Derivatives (other than options) 

 

 

(3) Options and agreements to purchasesell 

 

 

Total

(c) Rights to subscribe (Note 2) 

Class of relevant security:

Details

 

 

3. DEALINGS (Note 3)

(a) Purchases and sales 

Purchase/sale

Number of securities

Price per unit (Note 4)

Purchase

5,000

95.00

Purchase

7,063

95.00

Purchase

2,061

95.00

Purchase

1,000

95.00

Purchase

200

95.00

Purchase

270

95.00

Purchase

1,194

94.00

Purchase

1,890

94.00

Purchase

291

93.99

Purchase

10

94.02

Purchase

707

94.05

Purchase

10

94.11

Purchase

1

94.05

Purchase

50

94.05

Purchase

130

94.05

Purchase

85

94.05

Purchase

227

94.05

Purchase

15

94.40

Purchase

4

94.56

Purchase

11

94.56

Purchase

15

93.74

Purchase

180

94.57

Purchase

190

94.57

Purchase

130

94.50

Purchase

300

95.01

Purchase

10

95.01

Purchase

5

95.01

Purchase

10

95.40

Purchase

1,051

96.90

Purchase

579

97.00

Purchase

300

96.99

Purchase

121

96.99

Purchase

2

96.80

Purchase

160

96.80

Purchase

160

96.80

Purchase

1,173

96.80

Purchase

458

96.90

Purchase

160

96.89

Purchase

105

96.88

Purchase

99

96.88

Purchase

7

96.86

Purchase

1

96.86

Purchase

160

96.86

Purchase

10

96.86

Purchase

60

96.97

Purchase

350

96.97

Purchase

90

96.97

Purchase

70

97.00

Purchase

50

96.95

Purchase

276

96.90

Purchase

48

96.79

Purchase

24

96.79

Purchase

152

96.79

Purchase

864

96.74

Purchase

136

96.74

Purchase

30

96.74

Purchase

10

96.70

Purchase

49

96.70

Purchase

170

96.70

Purchase

1

96.70

Purchase

210

96.70

Purchase

70

96.64

Purchase

34

96.48

Purchase

500

96.48

Purchase

50

96.48

Purchase

500

96.40

Purchase

86

96.35

Purchase

2

96.35

Purchase

332

96.35

Purchase

50

96.34

Purchase

30

96.34

Purchase

168

96.35

Purchase

23

96.35

Purchase

7

96.35

Purchase

1

96.35

Purchase

47

96.35

Purchase

500

96.50

Purchase

500

96.50

Purchase

500

96.60

Purchase

500

96.61

Purchase

300

96.60

Purchase

290

96.60

Purchase

154

96.90

Purchase

346

96.89

Purchase

100

96.98

Purchase

433

96.49

Purchase

480

96.49

Purchase

87

96.48

Purchase

50

96.54

Purchase

10

94.57

Purchase

10

94.68

Purchase

378

98.26

Purchase

14

98.26

Purchase

105

98.26

Purchase

2

98.26

Purchase

1

98.26

Purchase

50

98.40

Purchase

944

98.39

Purchase

56

98.37

Purchase

1,000

98.20

Purchase

900

97.64

Purchase

100

97.63

Purchase

100

97.03

Purchase

723

96.80

Purchase

277

96.80

Purchase

42

96.50

Purchase

200

96.50

Purchase

59

96.50

Purchase

100

96.49

Purchase

500

96.49

Purchase

79

96.47

Purchase

20

96.46

Purchase

10

94.80

Purchase

40

94.80

Purchase

120

94.44

Purchase

50

93.19

Purchase

55

92.99

Purchase

1

92.98

Purchase

44

92.94

Purchase

5

89.86

Purchase

5

89.30

Purchase

137

89.68

Purchase

1,000

89.68

Purchase

17

89.68

Purchase

905

89.65

Purchase

63

89.70

Purchase

878

89.70

Purchase

1,610

89.65

Purchase

230

89.65

Purchase

160

89.65

Purchase

1,410

89.70

Purchase

92

89.70

Purchase

1,498

89.70

Purchase

1,388

89.64

Purchase

190

89.64

Purchase

151

89.64

Purchase

190

89.64

Purchase

81

89.64

Purchase

557

89.84

Purchase

180

89.84

Purchase

1,263

89.84

Purchase

1,564

89.88

Purchase

519

89.88

Purchase

917

89.88

Purchase

806

89.90

Purchase

150

89.90

Purchase

110

89.90

Purchase

1

89.90

Purchase

125

89.90

Purchase

11

89.90

Purchase

157

89.90

Purchase

7

89.90

Purchase

633

89.90

Purchase

1,304

89.93

Purchase

817

89.93

Purchase

50

89.93

Purchase

296

89.93

Purchase

160

89.93

Purchase

1

89.93

Purchase

226

89.93

Purchase

146

89.93

Purchase

2,388

89.93

Purchase

190

89.93

Purchase

232

89.93

Purchase

190

89.93

Purchase

1,929

89.93

Purchase

327

89.93

Purchase

456

89.93

Purchase

180

89.93

Purchase

108

89.93

Purchase

133

89.94

Purchase

1,400

89.93

Purchase

64

89.92

Purchase

200

89.81

Purchase

1,235

89.81

Purchase

160

89.71

Purchase

323

89.71

Purchase

300

89.71

Purchase

185

89.71

Purchase

1,127

90.00

Purchase

160

90.00

Purchase

60

90.00

Purchase

64

90.00

Purchase

3,300

90.00

Purchase

250

90.00

Purchase

2,500

90.00

Purchase

500

90.00

Purchase

50

90.00

Purchase

1,102

90.00

Purchase

50

89.99

Purchase

500

89.98

Purchase

225

89.97

Purchase

112

89.97

Purchase

10

89.91

Purchase

875

89.81

Purchase

404

89.81

Purchase

9

89.81

Purchase

1,924

89.81

Purchase

788

89.81

Purchase

704

89.81

Purchase

5,296

89.81

Purchase

3,416

89.81

Purchase

655

89.83

Purchase

539

89.83

Purchase

160

89.83

Purchase

183

89.83

Purchase

295

89.83

Purchase

300

89.81

Purchase

274

89.81

Purchase

160

89.81

Purchase

240

89.81

Purchase

610

89.81

Purchase

168

89.80

Purchase

2

89.80

Purchase

8

89.80

Purchase

498

89.81

Purchase

400

89.81

Purchase

328

89.81

Purchase

14

89.81

Purchase

86

89.81

Purchase

237

89.81

Purchase

491

89.81

Purchase

95

89.80

Purchase

34

89.80

Purchase

200

89.80

Purchase

170

89.80

Purchase

74

89.80

Purchase

134

89.80

Purchase

455

89.80

Purchase

284

89.80

Purchase

1,140

89.79

Purchase

67

89.80

Purchase

1,000

89.80

Purchase

267

89.80

Purchase

166

89.80

Purchase

190

89.79

Purchase

33

89.79

Purchase

180

89.79

Purchase

332

89.79

Purchase

10

89.79

Purchase

1,048

89.81

Purchase

951

89.81

Purchase

170

89.80

Purchase

254

89.80

Purchase

457

89.77

Purchase

120

89.77

Purchase

1,400

89.81

Purchase

467

89.83

Purchase

72

89.83

Purchase

190

89.83

Purchase

461

89.83

Purchase

210

89.83

Purchase

26

89.81

Purchase

24

89.81

Purchase

900

89.80

Purchase

100

89.80

Purchase

300

89.80

Purchase

70

89.75

Purchase

1,454

89.75

Purchase

180

89.75

Purchase

600

89.75

Purchase

849

89.75

Purchase

1

89.75

Purchase

388

89.74

Purchase

15

89.74

Purchase

7

89.74

Purchase

166

89.74

Purchase

3,074

89.73

Purchase

5

89.73

Purchase

621

89.73

Purchase

343

89.75

Purchase

1,250

89.75

Purchase

50

89.75

Purchase

1

89.75

Purchase

1

89.75

Purchase

1

89.75

Purchase

1

89.75

Purchase

300

89.75

Purchase

383

89.75

Purchase

160

89.75

Purchase

1

89.75

Purchase

9

89.75

Purchase

1,722

89.83

Purchase

190

89.83

Purchase

81

89.83

Purchase

190

89.83

Purchase

117

89.83

Purchase

81

89.90

Purchase

170

89.90

Purchase

199

89.90

Purchase

288

89.90

Purchase

628

89.90

Purchase

634

89.90

Purchase

805

89.90

Purchase

170

89.90

Purchase

43

89.90

Purchase

283

89.90

Purchase

234

89.90

Purchase

465

89.90

Purchase

10

89.91

Purchase

795

89.94

Purchase

40

89.94

Purchase

1,001

89.94

Purchase

160

89.94

Purchase

8

89.94

Purchase

398

89.94

Purchase

404

89.94

Purchase

148

89.94

Purchase

246

89.94

Purchase

330

90.00

Purchase

230

90.00

Purchase

388

90.00

Purchase

180

90.00

Purchase

210

90.00

Purchase

360

90.00

Purchase

759

90.00

Purchase

500

90.00

Purchase

870

90.00

Purchase

100

90.00

Purchase

250

90.00

Purchase

500

90.00

Purchase

173

89.99

Purchase

400

89.99

Purchase

100

89.99

Purchase

300

89.99

Purchase

52

89.98

Purchase

9

89.98

Purchase

180

89.97

Purchase

109

89.97

Purchase

57

89.50

Purchase

2,000

89.50

Purchase

1,000

89.50

Purchase

1,000

89.50

Purchase

297

89.50

Purchase

466

89.49

Purchase

180

89.49

Purchase

1,000

89.55

Purchase

2,000

89.55

Purchase

1,014

89.71

Purchase

1

89.71

Purchase

1

89.71

Purchase

1

89.71

Purchase

851

89.71

Purchase

180

89.71

Purchase

462

89.71

Purchase

2,490

89.71

Purchase

929

89.80

Purchase

2,000

89.80

Purchase

77

89.80

Purchase

1,994

89.80

Purchase

11

89.83

Purchase

180

89.82

Purchase

448

89.82

Purchase

396

89.82

Purchase

3

89.80

Purchase

628

89.80

Purchase

77

89.80

Purchase

6

89.80

Purchase

3

89.79

Purchase

239

89.79

Purchase

1

89.79

Purchase

2

89.79

Purchase

278

89.79

Purchase

200

89.79

Purchase

28

89.79

Purchase

322

89.88

Purchase

403

89.94

Purchase

500

89.94

Purchase

500

89.94

Purchase

50

89.94

Purchase

415

89.94

Purchase

200

89.94

Purchase

180

89.94

Purchase

190

89.94

Purchase

62

89.94

Purchase

200

89.88

Purchase

200

89.88

Purchase

1,000

89.88

Purchase

197

89.88

Purchase

181

89.88

Purchase

407

89.80

Purchase

201

89.80

Purchase

9

89.80

Purchase

1

89.80

Purchase

1,882

89.80

Purchase

651

89.78

Purchase

345

89.78

Purchase

240

89.78

Purchase

187

89.80

Purchase

1,000

89.80

Purchase

13

89.80

Purchase

737

89.78

Purchase

327

89.78

Purchase

374

89.78

Purchase

400

89.78

Purchase

100

89.78

Purchase

641

89.80

Purchase

340

89.80

Purchase

1,019

89.80

Purchase

428

89.78

Purchase

34

89.78

Purchase

1,131

89.81

Purchase

2

89.81

Purchase

2

89.81

Purchase

965

89.81

Purchase

672

89.81

Purchase

1,128

89.81

Purchase

95

89.78

Purchase

1

89.78

Purchase

500

89.78

Purchase

1

89.78

Purchase

8

89.78

Purchase

31

89.78

Purchase

328

89.78

Purchase

782

89.80

Purchase

1,000

89.80

Purchase

109

89.80

Purchase

53

89.80

Purchase

50

89.80

Purchase

3

89.80

Purchase

1

89.80

Purchase

2

89.80

Purchase

150

89.80

Purchase

50

89.80

Purchase

1,858

89.80

Purchase

1,000

89.80

Purchase

6

89.80

Purchase

16

89.80

Purchase

1

89.80

Purchase

7

89.85

Purchase

48

89.85

Purchase

1,650

89.85

Purchase

175

89.85

Purchase

100

89.85

Purchase

249

89.85

Purchase

10

89.85

Purchase

161

89.85

Purchase

795

89.90

Purchase

1,197

89.90

Purchase

266

89.89

Purchase

1,868

89.89

Purchase

2,374

89.88

Purchase

291

89.84

Purchase

645

89.84

Purchase

964

89.84

Purchase

803

89.90

Purchase

307

89.90

Purchase

1,790

89.89

Purchase

500

89.88

Purchase

600

89.86

Purchase

373

89.85

Purchase

12

89.85

Purchase

2,757

89.85

Purchase

1,558

89.84

Purchase

1,021

89.85

Purchase

2,000

89.85

Purchase

100

89.85

Purchase

40

89.85

Purchase

103

89.84

Purchase

1,236

89.84

Purchase

604

89.80

Purchase

15

89.79

Purchase

649

89.80

Purchase

40

89.85

Purchase

430

89.85

Purchase

2,500

89.85

Purchase

1,000

89.85

Purchase

753

89.85

Purchase

277

89.84

Purchase

33

89.80

Purchase

261

89.80

Purchase

2,000

89.80

Purchase

57

89.80

Purchase

2,478

89.80

Purchase

522

89.80

Purchase

93

89.90

Purchase

284

89.90

Purchase

2,000

89.90

Purchase

623

89.90

Purchase

419,273

87.95

Sale

-10

96.86

Sale

-500

96.40

Sale

-339

96.40

Sale

-11

96.41

Sale

-30

96.34

Sale

-500

96.50

Sale

-71

96.79

Sale

-60

95.00

Sale

-2,500

95.00

Sale

-40

94.05

Sale

-30

95.90

Sale

-30

96.09

Sale

-3,322

96.50

Sale

-601

96.40

Sale

-310

96.40

Sale

-10,000

96.40

Sale

-500

96.40

Sale

-234

96.40

Sale

-5,000

96.40

Sale

-2,000

96.40

Sale

-1,043

96.41

Sale

-19

96.42

Sale

-277

96.45

Sale

-3

96.46

Sale

-14

96.46

Sale

-1,869

96.46

Sale

-1,230

96.41

Sale

-160

96.41

Sale

-1

96.41

Sale

-3

96.41

Sale

-14

96.41

Sale

-781

96.41

Sale

-61

96.50

Sale

-50

96.50

Sale

-14

96.50

Sale

-1,053

96.50

Sale

-100

96.95

Sale

-3,000

96.74

Sale

-260

96.80

Sale

-14

96.94

Sale

-170

96.94

Sale

-1,041

96.94

Sale

-30

98.32

Sale

-30

94.03

Sale

-188

89.57

Sale

-162

89.57

Sale

-100

89.57

Sale

-50,000

84.42

Sale

-47,322

105.68

TOTAL BUYS:639103

TOTAL SELLS:135097

(b) Derivatives transactions (other than options) 

Product name, e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

 

 

 

 

(c) Options transactions in respect of existing securities 

(i) Writing, selling, purchasing or varying 

Product name,e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 4)

 

 

 

 

 

 

 

(ii) Exercising 

Product name, e.g. call option

Number of securities

Exercise price per unit (Note 4)

 

 

 

(d) Other dealings (including new securities) (Note 3) 

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

 

 

 

4. OTHER INFORMATION 

Agreements, arrangements or understandings relating to options or derivatives 

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8)  No

Date of disclosure

02-10-2008

Contact name

Simon Crawley; Philipp Abelbeck

Telephone number

44 20 7888 5416

Name of offeree/offeror with which connected

Rio Tinto Plc

Nature of connection (Note 9)

ADVISOR

Notes  The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMILFSIISLFIIT

Related Shares:

Rio Tinto
FTSE 100 Latest
Value8,699.31
Change14.75