21st Nov 2007 13:18
Credit Suisse Securities (Eur) Ltd21 November 2007 FORM 38.5 (a) DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(a) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader Credit Suisse Securities (Europe) Limited Company dealt in Rio Tinto Limited Class of relevant security to which the dealings being Ordinary Shares (AU000000RIO1)disclosed relate (Note 1) Date of dealing 20-Nov-2007 2. DEALINGS (Note 2) (a) Purchases and sales Total number of securities purchased Highest price paid (Note 3) Lowest price paid (Note 3) 27685 131.9 131 Total number of securities sold Highest price received (Note Lowest price received (Note 3) 3)27655 131.9 131 (b) Derivatives transactions (other than options)Product name, e.g. CFD Long/short (Note 4) Number of securities (Note 5) Price per unit (Note 3)CFD Long 1500 131.9(AUD)CFD Long 500 131.9(AUD)CFD Long 880 131.9(AUD)CFD Short 1500 131.9(AUD)CFD Short 1500 131.9(AUD)CFD Short 1480 131.9(AUD) (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varyingProduct Writing, selling, Number of securities to Exercise Type, e.g. Expiry Option money paid/name,e.g. call purchasing, varying which the option relates price American, date received per unitoption etc. (Note 5) European etc. (Note 3) (ii) Exercising 3. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivativesFull details of any agreement, arrangement or understanding between the person disclosing and any other person relatingto the voting rights of any relevant securities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form isreferenced. If none, this should be stated. Date of disclosure 21-Nov-2007 Contact name Collins, Carolyn Telephone number 44 20 7888 0241 Name of offeree/offeror with which connected RIO TINTO Nature of connection (Note 6) ADVISOR Notes The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website at http://www.thetakeoverpanel.org.uk/. This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Rio Tinto