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EPT Disclosure

4th Nov 2008 16:57

RNS Number : 4447H
BNP Paribas London
04 November 2008
 



 

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader

BNP PARIBAS ARBITRAGE SNC

Company dealt in

RIO TINTO PLC

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary shares

Date of dealing

03 November 2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

Long

Short

Number (%)

Number (%)

(1) Relevant securities 

3,470,014 0.35%

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

3,470,014 0.35%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

Class of relevant security:

Long

Short

Number (%)

Number (%)

(1) Relevant securities 

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

(a) Purchases and sales

Purchases

Quantity

Price

 

80

29.40

 

23

29.37

 

200

29.35

 

224

29.34

 

1792

29.33

 

747

29.32

 

1683

29.31

 

1155

29.30

 

786

29.29

 

1199

29.27

 

435

29.25

 

1130

29.24

 

120

29.23

 

785

29.22

 

51

29.21

 

2902

29.20

 

93

29.19

 

1623

29.18

 

2195

29.17

 

1648

29.16

 

4401

29.15

 

3450

29.14

 

2763

29.13

 

2216

29.12

 

968

29.11

 

2584

29.10

 

2002

29.09

 

2283

29.08

 

6394

29.07

 

5355

29.06

 

6072

29.05

 

5516

29.04

 

9007

29.03

 

4738

29.02

 

6727

29.01

 

148356

29.00

 

6055

28.99

 

5729

28.98

 

1182

28.97

 

3368

28.96

 

5926

28.95

 

652

28.94

 

4820

28.93

 

2026

28.92

 

2893

28.91

 

3405

28.90

 

999

28.89

 

1287

28.88

 

617

28.87

 

1195

28.87

 

1508

28.86

 

380

28.85

 

75

28.84

 

7

28.83

 

1649

28.82

 

762

28.81

 

700

28.80

 

505

28.79

 

400

28.78

 

2852

28.76

 

300

28.75

 

1653

28.74

 

745

28.72

 

1735

28.71

 

593

28.70

 

2144

28.69

 

918

28.68

 

2740

28.67

 

2027

28.66

 

1545

28.65

 

758

28.64

 

1201

28.63

 

539

28.61

 

1026

28.60

 

502

28.59

 

775

28.58

 

200

28.57

 

550

28.56

 

609

28.52

 

2090

28.51

 

566

28.49

 

861

28.48

 

512

28.46

 

772

28.45

 

30

28.44

 

608

28.43

 

593

28.42

 

2094

28.41

 

460

28.40

 

848

28.39

 

667

28.38

 

1148

28.37

 

275

28.36

 

100

28.35

 

275

28.34

 

334

28.33

 

875

28.32

 

268

28.31

 

923

28.30

 

1185

28.29

 

100

28.25

 

456

28.24

 

475

28.21

Total:

317,770

 

Sales

Quantity

Price

 

-80

29.41

 

-23

29.37

 

-286

29.35

 

-200

29.34

 

-959

29.33

 

-97

29.32

 

-386

29.30

 

-277

29.29

 

-590

29.28

 

-685

29.26

 

-612

29.25

 

-3985

29.24

 

-892

29.23

 

-1386

29.22

 

-777

29.21

 

-846

29.20

 

-2474

29.19

 

-1414

29.18

 

-333

29.17

 

-577

29.16

 

-829

29.14

 

-1725

29.13

 

-1067

29.12

 

-552

29.11

 

-1030

29.10

 

-1176

29.09

 

-2129

29.08

 

-1955

29.07

 

-853

29.06

 

-950

29.05

 

-3061

29.04

 

-6

29.03

 

-425

29.02

 

-2138

29.01

 

-24807

29.00

 

-2081

28.99

 

-1636

28.98

 

-1074

28.97

 

-624

28.96

 

-971

28.95

 

-60

28.94

 

-2128

28.93

 

-1320

28.91

 

-4432

28.90

 

-914

28.89

 

-1225

28.88

 

-1264

28.87

 

-1050

28.86

 

-498

28.85

 

-7

28.84

 

-424

28.83

 

-314

28.82

 

-133

28.81

 

-932

28.79

 

-1352

28.78

 

-322

28.76

 

-380

28.75

 

-393

28.74

 

-1711

28.73

 

-298

28.72

 

-1363

28.71

 

-653

28.70

 

-209

28.69

 

-86

28.68

 

-1480

28.67

 

-1536

28.66

 

-10

28.65

 

-1206

28.64

 

-590

28.63

 

-5

28.62

 

-217

28.61

 

-1089

28.60

 

-401

28.59

 

-356

28.58

 

-695

28.57

 

-275

28.56

 

-30

28.55

 

-2950

28.54

 

-275

28.52

 

-275

28.51

 

-794

28.50

 

-946

28.48

 

-275

28.46

 

-497

28.45

 

-577

28.44

 

-1317

28.43

 

-550

28.42

 

-1131

28.41

 

-12

28.40

 

-662

28.39

 

-575

28.38

 

-663

28.37

 

-768

28.36

 

-28

28.35

 

-185

28.33

 

-745

28.32

 

-282

28.31

 

-497

28.30

 

-390

28.29

 

-197

28.27

 

-72

28.25

 

-132

28.22

 

-410

28.21

 

-708

28.20

 

-618

28.17

 

-275

28.16

 

-3462

28.15

 

-148

28.14

 

-22

28.11

Total:

- 115,764

 

(b) Derivatives transactions (other than options)

Product name, 

e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise

price 

Type, e.g. American, European etc.

Expiry 

date

Option money

paid/received per unit (Note 4) 

(ii) Exercising

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 4)

(d) Other dealings (including new securities) (Note 3)

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 38.5(b) attached? (Note 8) NO

Date of disclosure

04 November 2008

Contact name

Neil Kober

Telephone number

020 7595 4821

Name of offeree/offeror with which connected

BHP Billiton

Nature of connection (Note 9)

Advisor

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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