13th Nov 2007 11:52
UBS AG (EPT)13 November 2007 FORM 38.5(b) DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader UBS AG London BranchCompany dealt in Close Brothers Group PlcClass of relevant security to which the Ord 25pdealings being disclosed relate (Note 1)Date of dealing 12 NOVEMBER 2007 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) Long Short Number (%) Number (%)(1) Relevant securities 17,100 0.01% 2,550 0.00%(2) Derivatives (other thanoptions)(3) Options and agreements topurchase/sellTotal 17,100 0.01% 2,550 0.00% (b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) Class of relevant security: Long Short Number (%) Number (%)(1) Relevant securities(2) Derivatives (other thanoptions)(3) Options and agreements topurchase/sellTotal (c) Rights to subscribe (Note 2)Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4) SALE 16 895 pence SALE 500 895 SALE 127 896 SALE 110 896 SALE 461 896 SALE 5000 896.5 PURCHASE 1251 897 PURCHASE 378 897 PURCHASE 1000 897 PURCHASE 1811 898 PURCHASE 2324 898 PURCHASE 344 898 PURCHASE 1088 898 SALE 168 898 SALE 1032 898.5 PURCHASE 196 899 SALE 2041 899 SALE 97 900 SALE 1700 900 SALE 492 900 SALE 226 900 SALE 2000 900 SALE 1833 900 SALE 200 900 PURCHASE 9 900 PURCHASE 2099 900 PURCHASE 239 900.5 PURCHASE 696 900.5 SALE 800 900.5 SALE 103 901 SALE 900 901 SALE 2000 901.5 SALE 2500 901.5 SALE 600 901.5 PURCHASE 766 902 SALE 2000 902 SALE 2500 902 SALE 800 902 SALE 246 902 SALE 111 902 SALE 600 902 PURCHASE 786 902.5 PURCHASE 614 903 PURCHASE 668 903 PURCHASE 813 903 PURCHASE 2000 903 PURCHASE 1126 903 SALE 17 903 SALE 700 903 PURCHASE 731 903.5 PURCHASE 110 903.5 PURCHASE 747 905 PURCHASE 706 905 PURCHASE 3750 905 PURCHASE 1090 905.5 PURCHASE 1407 905.5 PURCHASE 321 906.5 PURCHASE 2410 910 PURCHASE 200 910 SALE 2236 910 SALE 785 910 PURCHASE 1000 910.5 PURCHASE 2500 910.5 PURCHASE 1000 910.5 PURCHASE 1000 910.5 PURCHASE 1400 910.5 SALE 2000 910.5 SALE 2000 910.5 SALE 300 910.5 SALE 1277 910.5 SALE 2000 910.5 SALE 600 910.5 PURCHASE 1600 910.5 PURCHASE 400 910.5 PURCHASE 2000 911 PURCHASE 1993 911 PURCHASE 1400 911 PURCHASE 857 911.5 PURCHASE 274 911.5 SALE 2000 911.5 SALE 1447 911.5 SALE 277 911.5 SALE 1146 911.5 SALE 731 911.5 SALE 2000 911.5 SALE 2000 911.5 SALE 1485 911.5 SALE 573 912 PURCHASE 757 912 PURCHASE 1400 912.5 PURCHASE 1000 912.5 PURCHASE 757 912.5 PURCHASE 534 912.5 PURCHASE 916 912.5 PURCHASE 1105 912.5 SALE 962 912.5 PURCHASE 336 912.5 PURCHASE 524 913 PURCHASE 570 913.5 PURCHASE 507 913.5 PURCHASE 400 913.5 PURCHASE 200 913.5 SALE 307 914 SALE 723 914 SALE 677 914 PURCHASE 1836 914.5 PURCHASE 258 914.5 PURCHASE 1400 914.5 PURCHASE 1000 914.5 PURCHASE 743 914.5 PURCHASE 157 914.5 PURCHASE 1000 915.5 PURCHASE 941 915.5 PURCHASE 1400 915.5 PURCHASE 300 921.5 SALE 5353 921.5 SALE 521 921.5 SALE 1719 921.5 SALE 474 921.5 SALE 872 921.5 TOTAL PURCHASES 63,145 TOTAL SALES 64,345 (b) Derivatives transactions (other than options)Product name, e.g Long/short (Note 5) Number of securities Price per unitCFD (Note 6) (Note 4) (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product Writing, Number of Exercise Type, e.g. Expiry Optionname,e.g. selling, securities price American, date money paid/call purchasing, to which the European received peroption varying etc option etc. unit (Note relates 4) (Note 6) (ii) Exercising Product name, e.g. call Number of securities Exercise price per unitoption (Note 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction Details Price per unit (if applicable)(Note 7) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the persondisclosing and any other person relating to the voting rights of any relevantsecurities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which anyderivative referred to on this form is referenced. If none, this should bestated. .............................................................................. .............................................................................. Is a Supplemental Form 38.5(b) attached? (Note 8) NO Date of disclosure 13 NOVEMBER 2007Contact name NIMISHA SACHDEVTelephone number 020 7568 9289Name of offeree/offeror with which connected Close Brothers Group PlcNature of connection (Note 9) CONNECTED ADVISER Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Close Bros