17th Apr 2008 11:41
Credit Suisse Securities (Eur) Ltd17 April 2008 FORM 38.5 (b) DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader Credit Suisse Securities (Europe) Limited Company dealt in Rio Tinto Plc Class of relevant security to which the dealings being Ordinary Sharesdisclosed relate (Note 1) Date of dealing 16-Apr-2008 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) Long Short Number (%) Number (%)(1) Relevant securities 1182466 0.118 2477 0.000(2) Derivatives (other than options)(3) Options and agreements to purchase/sell Total 1182466 0.118 2477 0.000 (b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)Class Of Relevant Security : Ordinary Shares ( Long Short(1) Relevant Securities(2) Derivatives (other than options)(3) Options and agreements to purchase/sell Total (c) Rights to subscribe (Note 2)Class of relevant security: Details 3. DEALINGS (Note 3)(a) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4)Buy 1080 63.1 (GBP)Buy 988 60.7 (GBP)Buy 981 61.11 (GBP)Buy 975 61.52 (GBP)Buy 970 61.8 (GBP)Buy 966 62.1 (GBP)Buy 966 62.1 (GBP)Buy 965 62.12 (GBP)Buy 960 61.8 (GBP)Buy 953 62.09 (GBP)Buy 950 61.8 (GBP)Buy 944 61.48 (GBP)Buy 804 63.01 (GBP)Buy 743 62.07 (GBP)Buy 729 61.54 (GBP)Buy 720 62.97 (GBP)Buy 700 60.94 (GBP)Buy 676 61.67 (GBP)Buy 641 61.81 (GBP)Buy 600 61.97 (GBP)Buy 544 62.21 (GBP)Buy 544 63.04 (GBP)Buy 536 62.1 (GBP)Buy 500 62.88 (GBP)Buy 433 61.51 (GBP)Buy 418 62.04 (GBP)Buy 411 61.43 (GBP)Buy 410 61.5 (GBP)Buy 401 62.02 (GBP)Buy 401 62.02 (GBP)Buy 401 61.76 (GBP)Buy 400 62.02 (GBP)Buy 399 62.02 (GBP)Buy 394 61.95 (GBP)Buy 392 62.04 (GBP)Buy 386 62.02 (GBP)Buy 377 60.64 (GBP)Buy 376 62.99 (GBP)Buy 368 61.97 (GBP)Buy 360 61.93 (GBP)Buy 360 63.08 (GBP)Buy 347 62.21 (GBP)Buy 332 61.5 (GBP)Buy 329 61.81 (GBP)Buy 316 60.55 (GBP)Buy 313 63.29 (GBP)Buy 287 62.16 (GBP)Buy 268 61.64 (GBP)Buy 268 61.61 (GBP)Buy 253 61.66 (GBP)Buy 243 61.56 (GBP)Buy 240 63.12 (GBP)Buy 224 62.02 (GBP)Buy 184 61.86 (GBP)Buy 172 62.16 (GBP)Buy 166 62.02 (GBP)Buy 163 61.58 (GBP)Buy 162 61.53 (GBP)Buy 162 61.4 (GBP)Buy 162 61.55 (GBP)Buy 161 61.94 (GBP)Buy 160 62.06 (GBP)Buy 159 62.72 (GBP)Buy 159 60.6 (GBP)Buy 158 62.76 (GBP)Buy 157 63.16 (GBP)Buy 146 61.5 (GBP)Buy 105 61.86 (GBP)Buy 99 61.56 (GBP)Buy 85 61.58 (GBP)Buy 82 60.8 (GBP)Buy 81 61.61 (GBP)Buy 81 61.65 (GBP)Buy 81 61.62 (GBP)Buy 81 61.56 (GBP)Buy 81 61.63 (GBP)Buy 81 61.43 (GBP)Buy 81 61.57 (GBP)Buy 81 61.49 (GBP)Buy 81 61.58 (GBP)Buy 81 61.62 (GBP)Buy 81 61.53 (GBP)Buy 81 61.39 (GBP)Buy 81 61.4 (GBP)Buy 80 61.99 (GBP)Buy 80 62.08 (GBP)Buy 80 62.01 (GBP)Buy 80 62.12 (GBP)Buy 80 62.14 (GBP)Buy 79 63.29 (GBP)Buy 79 63.18 (GBP)Buy 79 62.53 (GBP)Buy 79 62.67 (GBP)Buy 79 62.8 (GBP)Buy 79 62.83 (GBP)Buy 79 63.09 (GBP)Buy 79 62.94 (GBP)Buy 78 63.27 (GBP)Buy 78 63.26 (GBP)Buy 74 63.22 (GBP)Buy 73 62.21 (GBP)Buy 59 61.54 (GBP)Buy 46 62.84 (GBP)Buy 38 61.57 (GBP)Buy 35 60.4 (GBP)Buy 33 62.94 (GBP)Buy 33 61.64 (GBP)Buy 32 62.92 (GBP)Buy 32 62.94 (GBP)Buy 32 62.93 (GBP)Buy 31 62.93 (GBP)Buy 31 62.92 (GBP)Buy 29 62.03 (GBP)Buy 29 60.52 (GBP)Buy 28 62.02 (GBP)Buy 28 63.67 (GBP)Buy 22 60.53 (GBP)Buy 18 63.11 (GBP)Buy 17 62.83 (GBP)Buy 13 62.09 (GBP)Buy 7 62.03 (GBP)Buy 5 63.22 (GBP)Sell 975 61.53 (GBP)Sell 974 61.6 (GBP)Sell 972 61.7 (GBP)Sell 965 62.14 (GBP)Sell 925 61.8 (GBP)Sell 859 63.67 (GBP)Sell 800 60.51 (GBP)Sell 800 63.67 (GBP)Sell 671 61.96 (GBP)Sell 667 60.69 (GBP)Sell 630 63.67 (GBP)Sell 603 62.16 (GBP)Sell 587 60.55 (GBP)Sell 563 61.63 (GBP)Sell 561 61.75 (GBP)Sell 503 61.95 (GBP)Sell 500 61.4 (GBP)Sell 500 62.23 (GBP)Sell 500 61.83 (GBP)Sell 500 62 (GBP)Sell 500 62 (GBP)Sell 480 62.27 (GBP)Sell 480 62.69 (GBP)Sell 467 62 (GBP)Sell 452 62.15 (GBP)Sell 437 61.65 (GBP)Sell 428 62.22 (GBP)Sell 421 62.86 (GBP)Sell 421 60.78 (GBP)Sell 408 62.12 (GBP)Sell 400 61.98 (GBP)Sell 400 60.7 (GBP)Sell 400 62.54 (GBP)Sell 386 62.18 (GBP)Sell 384 62 (GBP)Sell 374 61.98 (GBP)Sell 371 61.7 (GBP)Sell 363 62.19 (GBP)Sell 357 61.49 (GBP)Sell 328 61.52 (GBP)Sell 327 61.52 (GBP)Sell 315 62.09 (GBP)Sell 300 60.7 (GBP)Sell 296 61.98 (GBP)Sell 294 61.7 (GBP)Sell 269 62.2 (GBP)Sell 268 62.23 (GBP)Sell 268 62.07 (GBP)Sell 268 62.05 (GBP)Sell 268 61.59 (GBP)Sell 264 61.55 (GBP)Sell 261 61.51 (GBP)Sell 250 61.4 (GBP)Sell 242 62.09 (GBP)Sell 214 62.22 (GBP)Sell 211 62 (GBP)Sell 209 61.63 (GBP)Sell 200 61.98 (GBP)Sell 200 62.03 (GBP)Sell 194 62.23 (GBP)Sell 194 62.25 (GBP)Sell 164 61.49 (GBP)Sell 163 62.22 (GBP)Sell 163 61.1 (GBP)Sell 162 61.71 (GBP)Sell 162 61.4 (GBP)Sell 161 61.94 (GBP)Sell 160 61.8 (GBP)Sell 160 61.95 (GBP)Sell 160 62.36 (GBP)Sell 159 62.76 (GBP)Sell 158 63.12 (GBP)Sell 158 63.05 (GBP)Sell 157 63.67 (GBP)Sell 145 62.2 (GBP)Sell 140 62.54 (GBP)Sell 140 61.8 (GBP)Sell 111 62.13 (GBP)Sell 100 61.64 (GBP)Sell 100 61.65 (GBP)Sell 100 62.19 (GBP)Sell 100 62.05 (GBP)Sell 100 61.68 (GBP)Sell 100 60.7 (GBP)Sell 99 62.21 (GBP)Sell 97 62.05 (GBP)Sell 82 60.86 (GBP)Sell 81 61.64 (GBP)Sell 81 61.65 (GBP)Sell 81 61.04 (GBP)Sell 81 61.1 (GBP)Sell 81 61.12 (GBP)Sell 81 61.59 (GBP)Sell 81 61.51 (GBP)Sell 81 61.38 (GBP)Sell 81 61.23 (GBP)Sell 81 61.17 (GBP)Sell 81 61.29 (GBP)Sell 81 61.63 (GBP)Sell 81 61.55 (GBP)Sell 81 61.65 (GBP)Sell 81 61.4 (GBP)Sell 80 61.98 (GBP)Sell 80 62.48 (GBP)Sell 80 60.92 (GBP)Sell 80 61.8 (GBP)Sell 80 62.12 (GBP)Sell 79 62.74 (GBP)Sell 79 62.82 (GBP)Sell 79 62.85 (GBP)Sell 79 62.88 (GBP)Sell 79 62.91 (GBP)Sell 79 63.29 (GBP)Sell 79 62.97 (GBP)Sell 79 62.09 (GBP)Sell 78 63.3 (GBP)Sell 78 63.4 (GBP)Sell 76 62.13 (GBP)Sell 75 62.2 (GBP)Sell 74 62.12 (GBP)Sell 72 61.64 (GBP)Sell 68 61.61 (GBP)Sell 68 60.69 (GBP)Sell 68 61.62 (GBP)Sell 62 61.62 (GBP)Sell 58 61.61 (GBP)Sell 49 62.13 (GBP)Sell 45 62.05 (GBP)Sell 45 61.8 (GBP)Sell 45 62.2 (GBP)Sell 40 62.14 (GBP)Sell 38 61.99 (GBP)Sell 37 62.13 (GBP)Sell 36 62.01 (GBP)Sell 35 62.05 (GBP)Sell 35 62.2 (GBP)Sell 33 60.78 (GBP)Sell 31 62.03 (GBP)Sell 30 61.98 (GBP)Sell 26 62.16 (GBP)Sell 24 61.57 (GBP)Sell 23 62.1 (GBP)Sell 22 62 (GBP)Sell 22 62.18 (GBP)Sell 21 61.95 (GBP)Sell 21 62.21 (GBP)Sell 17 62.16 (GBP)Sell 8 62.05 (GBP)Sell 1 63.17 (GBP)TOTAL BUYS:35170 TOTAL SELLS:34833(b) Derivatives transactions (other than options)Product name, e.g. CFD Long/short (Note 5) Number of securities (Note 6) Price per unit (Note 4) (c) Options transactions in respect of existing securities(i) Writing, selling, purchasing or varyingProduct Writing, selling, Number of securities to Exercise Type, e.g. Expiry Option money paid/name,e.g. call purchasing, varying which the option relates price American, date received per unitoption etc. (Note 6) European etc. (Note 4) (ii) ExercisingProduct name, e.g. call option Number of securities Exercise price per unit (Note 4) (d) Other dealings (including new securities) (Note 3)Nature of transaction (Note 7) Details Price per unit (if applicable) (Note 4) 4. OTHER INFORMATIONAgreements, arrangements or understandings relating to options or derivativesFull details of any agreement, arrangement or understanding between the person disclosing and any other person relatingto the voting rights of any relevant securities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form isreferenced. If none, this should be stated. Is a Supplemental Form 38.5(b) attached? (Note 8) No Date of disclosure 17-Apr-2008 10:12:42Contact name Collins,CarolynTelephone number 44 20 7888 0241Name of offeree/offeror with which connected Rio Tinto PlcNature of connection (Note 9) ADVISOR NotesThe Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at http://www.thetakeoverpanel.org.uk/. This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Rio Tinto