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EPT Disclosure

9th Sep 2008 11:26

RNS Number : 0339D
Deutsche Bank AG
09 September 2008
 
 
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
 
1. KEY INFORMATION
 
Name of exempt principal trader
Deutsche Securities Australia Limited
 
Company dealt in
BHP Billiton Ltd
Class of relevant security to which the dealings being disclosed relate(Note 1)
Ordinary
Date of dealing
08/09/2008
 
 
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
 
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
 
 
 
Long
Short
 
 
Number (%)
Number (%)
(1) Relevant securities
 
9,036,173 0.27%
-7,175,394 -0.21%
(2) Derivatives (other than options)
 
7,000,112 0.21%
-7,485,172 -0.22%
(3) Options and agreements to purchase/sell
 
13,423,000 0.40%
-8,082,000 -0.24%
Total
 
29,459,285 0.88%
-22,742,566 -0.68%
 
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
 
Class of relevant security:
 
Long
Short
 
 
Number (%)
Number (%)
(1) Relevant securities
 
 
 
(2) Derivatives (other than options)
 
 
 
(3) Options and agreements to purchase/sell
 
 
 
Total
 
 
 
 
(c) Rights to subscribe (Note 2)
 
Class of relevant security:
 
Details
 
 
 
 
3. DEALINGS (Note 3)
 
(a) Purchases and sales
 
Purchase/sale
 
Number of securities
Price per unit (Note 4)
AUD $
Purchase
1557
36.91
Purchase
364
36.94
Purchase
4067
37.00
Purchase
6320
37.08
Purchase
7945
37.10
Purchase
12252
37.11
Purchase
3755
37.12
Purchase
1386
37.14
Purchase
9614
37.15
Purchase
750
37.18
Purchase
1000
37.25
Purchase
100
37.30
Purchase
524
37.35
Purchase
508
37.36
Purchase
410
37.37
Purchase
301
37.39
Purchase
1400
37.40
Purchase
234
37.41
Purchase
12803
37.43
Purchase
1844
37.44
Purchase
1881
37.45
Purchase
29771
37.46
Purchase
666
37.47
Purchase
515
37.48
Purchase
2186
37.49
Purchase
13681
37.50
Purchase
8791
37.51
Purchase
2452
37.52
Purchase
3939
37.53
Purchase
4881
37.54
Purchase
15102
37.55
Purchase
16032
37.56
Purchase
11953
37.57
Purchase
15422
37.58
Purchase
17393
37.59
Purchase
485928
37.60
Purchase
11297
37.61
Purchase
7747
37.62
Purchase
4930
37.63
Purchase
2810
37.64
Purchase
13436
37.65
Purchase
15564
37.66
Purchase
17044
37.67
Purchase
19148
37.68
Purchase
11711
37.69
Purchase
25453
37.70
Purchase
76888
37.71
Purchase
13879
37.71
Purchase
13436
37.72
Purchase
16582
37.73
Purchase
8267
37.74
Purchase
40700
37.75
Purchase
4976
37.75
Purchase
15130
37.76
Purchase
14017
37.77
Purchase
17868
37.78
Purchase
8686
37.79
Purchase
9277
37.80
Purchase
12009
37.81
Purchase
19944
37.82
Purchase
7910
37.83
Purchase
9745
37.84
Purchase
17614
37.85
Purchase
23371
37.86
Purchase
27962
37.87
Purchase
28263
37.88
Purchase
25378
37.89
Purchase
6332
37.90
Purchase
22865
37.91
Purchase
11225
37.92
Purchase
7848
37.93
Purchase
6573
37.94
Purchase
498
37.95
Purchase
4170
37.96
Purchase
1000
44.00
TOTAL PURCHASE
1,299,280
 
Sale
30000
36.78
Sale
1000
36.95
Sale
8304
36.97
Sale
42007
37.00
Sale
479
37.08
Sale
479
37.09
Sale
878
37.11
Sale
8304
37.15
Sale
16608
37.16
Sale
16608
37.18
Sale
8304
37.20
Sale
8304
37.23
Sale
488
37.27
Sale
7500
37.30
Sale
476
37.32
Sale
476
37.33
Sale
10000
37.36
Sale
500
37.37
Sale
7657
37.38
Sale
38
37.41
Sale
2280
37.42
Sale
3662
37.43
Sale
5585
37.44
Sale
9588
37.45
Sale
4316
37.46
Sale
30000
37.46
Sale
2020
37.47
Sale
2828
37.48
Sale
3901
37.49
Sale
3219
37.50
Sale
25926
37.52
Sale
6853
37.53
Sale
10389
37.54
Sale
21836
37.55
Sale
19940
37.56
Sale
6417
37.57
Sale
28330
37.58
Sale
11083
37.58
Sale
11245
37.59
Sale
276321
37.60
Sale
9399
37.61
Sale
19767
37.62
Sale
8959
37.63
Sale
13914
37.64
Sale
11940
37.65
Sale
78600
37.66
Sale
62286
37.66
Sale
13270
37.67
Sale
6725
37.68
Sale
12234
37.68
Sale
19518
37.69
Sale
32456
37.70
Sale
20063
37.71
Sale
7114
37.72
Sale
18051
37.73
Sale
28338
37.74
Sale
33197
37.75
Sale
7503
37.76
Sale
17559
37.77
Sale
16361
37.78
Sale
21569
37.79
Sale
9631
37.80
Sale
2100
37.80
Sale
7251
37.81
Sale
9588
37.82
Sale
19067
37.83
Sale
21230
37.84
Sale
13323
37.85
Sale
18378
37.86
Sale
16713
37.87
Sale
16473
37.88
Sale
27733
37.89
Sale
29147
37.90
Sale
15946
37.91
Sale
14789
37.92
Sale
11697
37.93
Sale
10113
37.94
Sale
4366
37.95
Sale
935
37.96
TOTAL SALES
1,361,452
 
(b) Derivatives transactions (other than options)
 
Product name,
e.g. CFD
Long/short (Note 5)
Number of securities (Note 6)
Price per unit (Note 4)
AUD $
CFD
Long
30000
36.78
CFD
Long
1000
36.95
CFD
Long
487
37.00
CFD
Long
479
37.08
CFD
Long
479
37.09
CFD
Long
878
37.11
CFD
Long
488
37.27
CFD
Long
2500
37.30
CFD
Long
476
37.32
CFD
Long
476
37.33
CFD
Long
500
37.37
CFD
Long
7657
37.38
CFD
Long
1000
37.44
CFD
Long
500
37.45
CFD
Long
637
37.46
CFD
Long
30000
37.46
CFD
Long
1340
37.47
CFD
Long
700
37.48
CFD
Long
2392
37.49
CFD
Long
3219
37.50
CFD
Long
5016
37.52
CFD
Long
4313
37.53
CFD
Long
953
37.54
CFD
Long
2377
37.55
CFD
Long
5492
37.56
CFD
Long
2992
37.57
CFD
Long
28330
37.58
CFD
Long
4473
37.58
CFD
Long
5234
37.59
CFD
Long
5982
37.60
CFD
Long
2100
37.61
CFD
Long
989
37.62
CFD
Long
1000
37.63
CFD
Long
1415
37.64
CFD
Long
5531
37.65
CFD
Long
78600
37.66
CFD
Long
4187
37.66
CFD
Long
2495
37.67
CFD
Long
6725
37.68
CFD
Long
2000
37.68
CFD
Long
4109
37.69
CFD
Long
3638
37.70
CFD
Long
5010
37.71
CFD
Long
3038
37.72
CFD
Long
3273
37.73
CFD
Long
5032
37.74
CFD
Long
3429
37.75
CFD
Long
1071
37.76
CFD
Long
3301
37.77
CFD
Long
6745
37.78
CFD
Long
5441
37.79
CFD
Long
1993
37.80
CFD
Long
2100
37.80
CFD
Long
2268
37.81
CFD
Long
2524
37.82
CFD
Long
4387
37.83
CFD
Long
1022
37.84
CFD
Long
4549
37.85
CFD
Long
1900
37.86
CFD
Long
4927
37.87
CFD
Long
3000
37.88
CFD
Long
5914
37.89
CFD
Long
2708
37.90
CFD
Long
4372
37.91
CFD
Long
4950
37.92
CFD
Long
1000
37.93
CFD
Long
7946
37.94
CFD
Long
1500
37.95
CFD
Short
1557
36.91
CFD
Short
364
36.94
CFD
Short
2487
37.00
CFD
Short
6320
37.08
CFD
Short
700
37.10
CFD
Short
197
37.14
CFD
Short
1803
37.15
CFD
Short
750
37.18
CFD
Short
1000
37.25
CFD
Short
100
37.30
CFD
Short
524
37.35
CFD
Short
508
37.36
CFD
Short
410
37.37
CFD
Short
301
37.39
CFD
Short
1400
37.40
CFD
Short
234
37.41
CFD
Short
170
37.43
CFD
Short
1844
37.44
CFD
Short
1349
37.45
CFD
Short
583
37.46
CFD
Short
666
37.47
CFD
Short
515
37.48
CFD
Short
558
37.49
CFD
Short
920
37.50
CFD
Short
847
37.51
CFD
Short
782
37.52
CFD
Short
2105
37.53
CFD
Short
4881
37.54
CFD
Short
3433
37.55
CFD
Short
1896
37.56
CFD
Short
3216
37.57
CFD
Short
3622
37.58
CFD
Short
7821
37.59
CFD
Short
297
37.60
CFD
Short
3618
37.61
CFD
Short
2929
37.62
CFD
Short
1803
37.63
CFD
Short
1353
37.64
CFD
Short
4068
37.65
CFD
Short
5973
37.66
CFD
Short
8124
37.67
CFD
Short
4501
37.68
CFD
Short
2033
37.69
CFD
Short
2585
37.70
CFD
Short
76888
37.71
CFD
Short
5556
37.71
CFD
Short
1763
37.72
CFD
Short
3548
37.73
CFD
Short
5514
37.74
CFD
Short
40700
37.75
CFD
Short
2876
37.75
CFD
Short
4727
37.76
CFD
Short
4970
37.77
CFD
Short
1806
37.78
CFD
Short
934
37.79
CFD
Short
1614
37.80
CFD
Short
4541
37.81
CFD
Short
3281
37.82
CFD
Short
2891
37.83
CFD
Short
2708
37.84
CFD
Short
2969
37.85
CFD
Short
3263
37.86
CFD
Short
2805
37.87
CFD
Short
6085
37.88
CFD
Short
6589
37.89
CFD
Short
1636
37.90
CFD
Short
4361
37.91
CFD
Short
2107
37.92
CFD
Short
299
37.93
CFD
Short
1494
37.94
CFD
Short
498
37.95
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
 
Product name,
e.g. call option
 
Writing, selling, purchasing, varying etc.
Number of securities to which the option relates (Note 6)
Exercise
price
Type, e.g. American, European etc.
Expiry
Date
Option money
paid/received per unit
AUD $
Call Option
Selling
20,000
40.00
American
30/10/2008
1.54
Call Option
Purchasing
20,000
40.00
American
30/10/2008
1.4801
Call Option
Selling
20,000
40.00
American
30/10/2008
1.4801
 
(ii) Exercising
 
Product name, e.g. call option
Number of securities
Exercise price per unit
Australian Dollar $
 
Put Option
1,000
44.00
(d) Other dealings (including new securities) (Note 3)
 
Nature of transaction (Note 7)
 
Details
Price per unit (if applicable)(Note 4)
 
 
 
 
 
 
4. OTHER INFORMATION
 
Agreements, arrangements or understandings relating to options or derivatives
 
 
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. 
 
 
 
 
 
Is a Supplemental Form 38.5(b) attached? (Note 8) NO
 
 
Date of disclosure
09/09/2008
Contact name
Artie Movsesian
Telephone number
020 7545 7804
Name of offeree/offeror with which connected
Rio Tinto Plc
Nature of connection (Note 9)
Connected Advisor to Offeree
 
This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMLLMMTMMTMBAP

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