14th Sep 2009 11:10
FORM 38.5(b)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
1. KEY INFORMATION
|
Name of exempt principal trader |
UBS AG London Branch |
|
Company dealt in |
Anglo American Plc |
|
Class of relevant security to which the dealings being disclosed relate(Note 1) |
0.54945 USD ordinary (GB00B1XZS820) |
|
Date of dealing |
11 September 2009 |
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant security dealt in(Note 2)
|
Long |
Short |
|
|
Number (%) |
Number (%) |
|
|
(1) Relevant securities |
124286 0.01% |
366926 0.03% |
|
(2) Derivatives (other than options) |
0 0.00% |
0 0.00% |
|
(3) Options and agreements to purchase/sell |
0 0.00% |
0 0.00% |
|
Total |
124286 0.01% |
366926 0.03% |
(b) Interest and short positions in relevant securities of the company, other than the class dealt in(Note 2)
|
Class of relevant security: |
Long |
Short |
|
Number (%) |
Number (%) |
|
|
(1) Relevant securities |
||
|
(2) Derivatives (other than options) |
||
|
(3)Options and agreements to purchase/sell |
||
|
Total |
(c) Rights to subscribe(Note 2)
|
Class of relevant security: |
Details |
3. DEALINGS(Note 3)
(a) Purchases and sales
|
Purchase/sale |
Number of securities |
Price per unit(Note 4) |
|
Buy |
200 |
20.48500 GBP |
|
Buy |
1088 |
20.49000 GBP |
|
Buy |
2800 |
20.49500 GBP |
|
Buy |
1166 |
20.50000 GBP |
|
Buy |
200 |
20.51000 GBP |
|
Buy |
950 |
20.51500 GBP |
|
Buy |
812 |
20.52500 GBP |
|
Buy |
900 |
20.55000 GBP |
|
Buy |
400 |
20.55500 GBP |
|
Buy |
2773 |
20.57500 GBP |
|
Buy |
435 |
20.58000 GBP |
|
Buy |
350 |
20.59000 GBP |
|
Buy |
1330 |
20.59500 GBP |
|
Buy |
1172 |
20.60000 GBP |
|
Buy |
4125 |
20.61000 GBP |
|
Buy |
2826 |
20.61500 GBP |
|
Buy |
6398 |
20.62000 GBP |
|
Buy |
3485 |
20.62500 GBP |
|
Buy |
900 |
20.63000 GBP |
|
Buy |
2306 |
20.63500 GBP |
|
Buy |
3157 |
20.64000 GBP |
|
Buy |
1775 |
20.64500 GBP |
|
Buy |
3020 |
20.65000 GBP |
|
Buy |
1646 |
20.66000 GBP |
|
Buy |
2674 |
20.66500 GBP |
|
Buy |
1250 |
20.67000 GBP |
|
Buy |
200 |
20.67500 GBP |
|
Buy |
2431 |
20.68500 GBP |
|
Buy |
359 |
20.69000 GBP |
|
Buy |
11973 |
20.70000 GBP |
|
Buy |
1592 |
20.70500 GBP |
|
Buy |
3836 |
20.71000 GBP |
|
Buy |
3715 |
20.71500 GBP |
|
Buy |
1588 |
20.72000 GBP |
|
Buy |
1490 |
20.72500 GBP |
|
Buy |
6647 |
20.73000 GBP |
|
Buy |
4887 |
20.73500 GBP |
|
Buy |
6253 |
20.74000 GBP |
|
Buy |
5989 |
20.74500 GBP |
|
Buy |
17748 |
20.75000 GBP |
|
Buy |
7529 |
20.75500 GBP |
|
Buy |
7526 |
20.76000 GBP |
|
Buy |
5828 |
20.76500 GBP |
|
Buy |
6018 |
20.77000 GBP |
|
Buy |
3208 |
20.77500 GBP |
|
Buy |
1328 |
20.78000 GBP |
|
Buy |
348 |
20.78500 GBP |
|
Buy |
3063 |
20.79000 GBP |
|
Buy |
756 |
20.79500 GBP |
|
Buy |
2235 |
20.80000 GBP |
|
Buy |
362 |
20.80500 GBP |
|
Buy |
2205 |
20.81500 GBP |
|
Buy |
436 |
20.82000 GBP |
|
Buy |
1231 |
20.83000 GBP |
|
Buy |
3235 |
20.83500 GBP |
|
Buy |
3893 |
20.84000 GBP |
|
Buy |
1494 |
20.84500 GBP |
|
Buy |
7536 |
20.85000 GBP |
|
Buy |
3052 |
20.85500 GBP |
|
Buy |
2192 |
20.86500 GBP |
|
Buy |
930 |
20.87000 GBP |
|
Buy |
2646 |
20.87500 GBP |
|
Buy |
200 |
20.88000 GBP |
|
Buy |
4044 |
20.88500 GBP |
|
Buy |
4668 |
20.89000 GBP |
|
Buy |
1682 |
20.89500 GBP |
|
Buy |
5081 |
20.90000 GBP |
|
Buy |
4561 |
20.90500 GBP |
|
Buy |
4456 |
20.91000 GBP |
|
Buy |
1534 |
20.91500 GBP |
|
Buy |
17761 |
20.92000 GBP |
|
Buy |
2107 |
20.92500 GBP |
|
Buy |
3776 |
20.93000 GBP |
|
Buy |
201 |
20.93500 GBP |
|
Buy |
2986 |
20.94000 GBP |
|
Buy |
1930 |
20.94500 GBP |
|
Buy |
6087 |
20.95000 GBP |
|
Buy |
1071 |
20.95500 GBP |
|
Buy |
2047 |
20.96000 GBP |
|
Buy |
134 |
20.96500 GBP |
|
Buy |
3550 |
20.97000 GBP |
|
Buy |
2019 |
20.97500 GBP |
|
Buy |
2112 |
20.98000 GBP |
|
Buy |
1683 |
20.98500 GBP |
|
Buy |
9003 |
20.99000 GBP |
|
Buy |
1948 |
20.99500 GBP |
|
Buy |
22662 |
21.00000 GBP |
|
Buy |
2319 |
21.00500 GBP |
|
Buy |
4098 |
21.01000 GBP |
|
Buy |
2130 |
21.01500 GBP |
|
Buy |
2253 |
21.02000 GBP |
|
Buy |
3871 |
21.02500 GBP |
|
Buy |
3572 |
21.03000 GBP |
|
Buy |
1000 |
21.03500 GBP |
|
Buy |
4673 |
21.04000 GBP |
|
Buy |
3879 |
21.04500 GBP |
|
Buy |
2244 |
21.05000 GBP |
|
Buy |
834 |
21.05500 GBP |
|
Buy |
911 |
21.06000 GBP |
|
Buy |
200 |
21.07000 GBP |
|
Buy |
170 |
21.07500 GBP |
|
Sell |
234 |
20.48000 GBP |
|
Sell |
722 |
20.49000 GBP |
|
Sell |
3630 |
20.50000 GBP |
|
Sell |
677 |
20.50500 GBP |
|
Sell |
950 |
20.52000 GBP |
|
Sell |
1505 |
20.53000 GBP |
|
Sell |
969 |
20.53500 GBP |
|
Sell |
161 |
20.54000 GBP |
|
Sell |
600 |
20.54500 GBP |
|
Sell |
43229 |
20.55000 GBP |
|
Sell |
900 |
20.55500 GBP |
|
Sell |
1653 |
20.56000 GBP |
|
Sell |
851 |
20.56500 GBP |
|
Sell |
1795 |
20.57000 GBP |
|
Sell |
452 |
20.58000 GBP |
|
Sell |
159 |
20.60000 GBP |
|
Sell |
500 |
20.61500 GBP |
|
Sell |
3087 |
20.62000 GBP |
|
Sell |
337 |
20.62500 GBP |
|
Sell |
880 |
20.63000 GBP |
|
Sell |
1897 |
20.63500 GBP |
|
Sell |
3480 |
20.64000 GBP |
|
Sell |
2149 |
20.64500 GBP |
|
Sell |
1391 |
20.65000 GBP |
|
Sell |
1035 |
20.65500 GBP |
|
Sell |
1100 |
20.66000 GBP |
|
Sell |
2933 |
20.66500 GBP |
|
Sell |
7263 |
20.67000 GBP |
|
Sell |
2762 |
20.68000 GBP |
|
Sell |
1718 |
20.68500 GBP |
|
Sell |
2507 |
20.69000 GBP |
|
Sell |
7720 |
20.69500 GBP |
|
Sell |
3693 |
20.70000 GBP |
|
Sell |
1461 |
20.70500 GBP |
|
Sell |
2045 |
20.71000 GBP |
|
Sell |
481 |
20.71250 GBP |
|
Sell |
1727 |
20.71500 GBP |
|
Sell |
1905 |
20.72000 GBP |
|
Sell |
138 |
20.72500 GBP |
|
Sell |
1308 |
20.73000 GBP |
|
Sell |
4509 |
20.73500 GBP |
|
Sell |
5006 |
20.74000 GBP |
|
Sell |
3877 |
20.74500 GBP |
|
Sell |
18048 |
20.75000 GBP |
|
Sell |
7203 |
20.75500 GBP |
|
Sell |
11686 |
20.76000 GBP |
|
Sell |
3117 |
20.76500 GBP |
|
Sell |
9482 |
20.77000 GBP |
|
Sell |
797 |
20.77500 GBP |
|
Sell |
623 |
20.78000 GBP |
|
Sell |
386 |
20.78500 GBP |
|
Sell |
580 |
20.79000 GBP |
|
Sell |
1900 |
20.79500 GBP |
|
Sell |
2450 |
20.80000 GBP |
|
Sell |
328 |
20.80500 GBP |
|
Sell |
542 |
20.81000 GBP |
|
Sell |
598 |
20.82000 GBP |
|
Sell |
1250 |
20.82500 GBP |
|
Sell |
1353 |
20.83000 GBP |
|
Sell |
4995 |
20.84000 GBP |
|
Sell |
8523 |
20.84500 GBP |
|
Sell |
1293 |
20.85000 GBP |
|
Sell |
2114 |
20.86000 GBP |
|
Sell |
3202 |
20.86500 GBP |
|
Sell |
5541 |
20.87000 GBP |
|
Sell |
5512 |
20.87500 GBP |
|
Sell |
8733 |
20.88000 GBP |
|
Sell |
4138 |
20.88500 GBP |
|
Sell |
6269 |
20.89000 GBP |
|
Sell |
5558 |
20.89500 GBP |
|
Sell |
3308 |
20.90000 GBP |
|
Sell |
6515 |
20.91000 GBP |
|
Sell |
2655 |
20.91500 GBP |
|
Sell |
2455 |
20.92000 GBP |
|
Sell |
8108 |
20.92500 GBP |
|
Sell |
5400 |
20.93000 GBP |
|
Sell |
2318 |
20.93500 GBP |
|
Sell |
3367 |
20.94000 GBP |
|
Sell |
2052 |
20.94500 GBP |
|
Sell |
6091 |
20.95000 GBP |
|
Sell |
400 |
20.95500 GBP |
|
Sell |
1669 |
20.96000 GBP |
|
Sell |
2125 |
20.96500 GBP |
|
Sell |
4108 |
20.97000 GBP |
|
Sell |
2658 |
20.97500 GBP |
|
Sell |
8229 |
20.98000 GBP |
|
Sell |
2830 |
20.98500 GBP |
|
Sell |
6059 |
20.99000 GBP |
|
Sell |
6601 |
20.99500 GBP |
|
Sell |
4626 |
21.00000 GBP |
|
Sell |
2163 |
21.00500 GBP |
|
Sell |
4546 |
21.01000 GBP |
|
Sell |
2639 |
21.01500 GBP |
|
Sell |
2492 |
21.02000 GBP |
|
Sell |
744 |
21.02500 GBP |
|
Sell |
6198 |
21.03000 GBP |
|
Sell |
1666 |
21.03500 GBP |
|
Sell |
2451 |
21.04000 GBP |
|
Sell |
2728 |
21.04500 GBP |
|
Sell |
1036 |
21.05000 GBP |
|
Sell |
1910 |
21.05500 GBP |
|
Sell |
481 |
21.06000 GBP |
|
Sell |
116 |
21.06500 GBP |
|
Sell |
900 |
21.07000 GBP |
|
Sell |
200 |
21.07500 GBP |
|
TOTAL BUY : |
323354 |
|
|
TOTAL SALE : |
353461 |
(b) Derivatives transactions (other than options)
|
Product name, e.g. CFD |
Long/short(Note 5) |
Number of securities(Note 6) |
Price per unit(Note 4) |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates(Note 6) |
Exercise price |
Type,e.g. American, European etc. |
Expiry date |
Option money paid/received per unit(Note 4) |
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit(Note 4) |
(d) Other dealings (including new securities)(Note 3)
|
Nature of transaction(Note 7) |
Details |
Price per unit (if applicable)(Note 4) |
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
Is a Supplemental Form 38.5(b) attached?(Note 8) YES/NO
|
Date of disclosure |
14 September 2009 |
|
Contact name |
Nimisha Sachdev |
|
Telephone number |
+44 (0)20 7568 9289 |
|
Name of offeree/offeror with which connected |
ANGLO AMERICAN PLC |
|
Nature of connection(Note 9) |
CONNECTED ADVISOR |
Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk
Related Shares:
Anglo American