26th Nov 2008 11:13
RNS Number : 9736I
Credit Suisse Securities (Eur) Ltd
26 November 2008
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FORM 38.5 (a)
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DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
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WITH RECOGNISED INTERMEDIARY STATUS
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DEALING IN A CLIENT-SERVING CAPACITY
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(Rule 38.5(a) of the Takeover Code)
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1. KEY INFORMATION
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Name of exempt principal trader
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Credit Suisse Securities (Europe) Limited
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Company dealt in
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Rio Tinto Plc
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Class of relevant security to which the dealings being disclosed relate (Note 1)
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Ordinary Shares
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Date of dealing
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25-Nov-2008
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2. DEALINGS (Note 2)
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(a) Purchases and sales
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Total number of securities purchased
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Highest price paid (Note 3)
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Lowest price paid (Note 3)
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12304963
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17.5 (GBP)
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14.15 (GBP)
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Total number of securities sold
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Highest price received (Note 3)
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Lowest price received (Note 3)
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23594212
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21.03)
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14.1 (GBP)
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(b) Derivatives transactions (other than options)
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Product name, e.g. CFD
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Long/short (Note 4)
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Number of securities (Note 5)
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Price per unit (Note 3)
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CFD
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SHORT
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25000
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15.5(GBP)
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CFD
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SHORT
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5000
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15.5(GBP)
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CFD
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SHORT
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5000
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15.5(GBP)
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CFD
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SHORT
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5000
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15.5(GBP)
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CFD
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SHORT
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5000
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15.5(GBP)
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CFD
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SHORT
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5000
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15.5(GBP)
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CFD
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SHORT
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5000
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15.5(GBP)
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CFD
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SHORT
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10000
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15.5(GBP)
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CFD
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SHORT
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5000
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15.5(GBP)
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CFD
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SHORT
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5000
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15.5(GBP)
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CFD
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SHORT
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2400
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15.5(GBP)
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CFD
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SHORT
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2500
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15.5(GBP)
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CFD
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SHORT
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2400
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15.5(GBP)
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CFD
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SHORT
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1000
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15.5(GBP)
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CFD
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SHORT
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300000
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15.5(GBP)
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CFD
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SHORT
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45000
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15.5(GBP)
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CFD
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SHORT
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12000
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15.5(GBP)
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CFD
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SHORT
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300000
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15.5(GBP)
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CFD
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SHORT
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65000
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15.5(GBP)
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CFD
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SHORT
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280000
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15.5(GBP)
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CFD
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SHORT
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34448
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15.5(GBP)
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CFD
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SHORT
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368238
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15.5(GBP)
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CFD
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SHORT
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5000
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15.5(GBP)
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CFD
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SHORT
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5000
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15.5(GBP)
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CFD
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SHORT
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5000
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15.5(GBP)
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CFD
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SHORT
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4771
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15.5(GBP)
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CFD
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SHORT
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2000
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15.5(GBP)
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CFD
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SHORT
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2000
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15.5(GBP)
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CFD
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SHORT
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2000
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15.5(GBP)
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CFD
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SHORT
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2000
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15.5(GBP)
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CFD
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SHORT
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2000
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15.5(GBP)
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CFD
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SHORT
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2000
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15.5(GBP)
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CFD
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SHORT
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2000
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15.5(GBP)
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CFD
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SHORT
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2000
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15.5(GBP)
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CFD
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SHORT
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2000
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15.5(GBP)
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CFD
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SHORT
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2000
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15.5(GBP)
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CFD
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SHORT
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2000
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15.5(GBP)
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CFD
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SHORT
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2000
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15.5(GBP)
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CFD
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SHORT
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175400
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15.5(GBP)
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CFD
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SHORT
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5229
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15.5(GBP)
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CFD
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SHORT
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2000
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15.5(GBP)
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CFD
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SHORT
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2000
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15.5(GBP)
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CFD
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SHORT
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2000
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15.5(GBP)
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CFD
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SHORT
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2000
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15.5(GBP)
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CFD
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SHORT
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2000
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15.5(GBP)
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CFD
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SHORT
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230502
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15.5(GBP)
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CFD
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SHORT
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249747
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15.5(GBP)
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CFD
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SHORT
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82727
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15.5(GBP)
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CFD
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SHORT
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212000
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15.5(GBP)
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CFD
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SHORT
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420000
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15.5(GBP)
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CFD
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SHORT
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38632
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15.5(GBP)
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CFD
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SHORT
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42334
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15.5(GBP)
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CFD
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SHORT
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25000
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15.5(GBP)
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CFD
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SHORT
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12500
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15.5(GBP)
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CFD
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SHORT
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400000
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15.5(GBP)
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CFD
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SHORT
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40000
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15.5(GBP)
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CFD
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LONG
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14000
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15.5(GBP)
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CFD
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LONG
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18403
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15.5(GBP)
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CFD
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LONG
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10000
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15.5(GBP)
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CFD
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LONG
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18403
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15.5(GBP)
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CFD
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LONG
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250000
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15.5(GBP)
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CFD
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LONG
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18403
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15.5(GBP)
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CFD
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LONG
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18403
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15.5(GBP)
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CFD
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LONG
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8000
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15.5(GBP)
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CFD
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LONG
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5000
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15.5(GBP)
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CFD
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LONG
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500000
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15.5(GBP)
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CFD
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LONG
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5000
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15.5(GBP)
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CFD
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LONG
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401
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15.5(GBP)
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CFD
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LONG
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500000
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15.5(GBP)
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CFD
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LONG
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150000
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15.5(GBP)
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CFD
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LONG
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25000
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15.5(GBP)
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CFD
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LONG
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6164
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15.5(GBP)
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CFD
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LONG
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3400
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15.5(GBP)
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CFD
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LONG
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2000
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15.5(GBP)
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CFD
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LONG
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1300000
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15.5(GBP)
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CFD
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LONG
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950000
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15.5(GBP)
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CFD
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LONG
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2500
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15.5(GBP)
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CFD
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LONG
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249747
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15.5(GBP)
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CFD
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LONG
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130524
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15.5(GBP)
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CFD
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LONG
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216895
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15.5(GBP)
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CFD
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LONG
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727
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15.5(GBP)
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CFD
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LONG
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556502
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15.5(GBP)
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CFD
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LONG
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60000
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15.5(GBP)
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CFD
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LONG
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193904
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15.5(GBP)
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CFD
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LONG
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105
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15.5(GBP)
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CFD
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LONG
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78462
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15.5(GBP)
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CFD
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LONG
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42334
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15.5(GBP)
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CFD
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LONG
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1084053
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15.5(GBP)
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CFD
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LONG
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38384
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15.5(GBP)
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CFD
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LONG
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20000
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15.5(GBP)
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CFD
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LONG
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1012000
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15.5(GBP)
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CFD
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LONG
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947120
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15.5(GBP)
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CFD
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LONG
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78538
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15.5(GBP)
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CFD
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LONG
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60000
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15.5(GBP)
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CFD
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LONG
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118627
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15.5(GBP)
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CFD
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LONG
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25000
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15.5(GBP)
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CFD
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LONG
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64950
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15.5(GBP)
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CFD
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LONG
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10000
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15.5(GBP)
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CFD
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LONG
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19350
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15.5(GBP)
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CFD
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LONG
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25000
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15.5(GBP)
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CFD
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LONG
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57000
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15.5(GBP)
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CFD
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LONG
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1370000
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15.5(GBP)
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CFD
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LONG
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200000
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15.5(GBP)
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CFD
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LONG
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1557257
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15.5(GBP)
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CFD
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LONG
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494275
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15.5(GBP)
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CFD
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LONG
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50000
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15.5(GBP)
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CFD
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LONG
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138178
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15.5(GBP)
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CFD
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LONG
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95985
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15.5(GBP)
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CFD
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LONG
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900968
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15.5(GBP)
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CFD
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LONG
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745000
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15.5(GBP)
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CFD
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LONG
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40000
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15.5(GBP)
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(c) Options transactions in respect of existing securities
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(i) Writing, selling, purchasing or varying
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Product name,e.g. call option
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Writing, selling, purchasing, varying etc.
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Number of securities to which the option relates (Note 5)
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Exercise price
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Type, e.g. American, European etc.
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Expiry date
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Option money paid/received per unit (Note 3)
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(ii) Exercising
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Product name, e.g. call option
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Number of securities
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Exercise price per unit (Note 3)
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3. OTHER INFORMATION
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Agreements, arrangements or understandings relating to options or derivatives
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Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
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Date of disclosure
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26-Nov-2008 10:05:19
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Contact name
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Collins,Carolyn/ Crawley, Simon
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Telephone number
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44 20 7888 0241
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Name of offeree/offeror with which connected
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Rio Tinto Plc
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Nature of connection (Note 6)
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ADVISOR
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Notes
The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk.
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This information is provided by RNS
The company news service from the London Stock Exchange
END
EMMFEDFFMSASEFF
Related Shares:
Rio Tinto
