15th Nov 2007 17:42
Macquarie Bank Ld15 November 2007 DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader Macquarie Bank Limited Company dealt in Rio Tinto Limited Class of relevant security to which the dealings being Ordinary shares disclosed relate (Note 1) ISIN: AU000000RI01 Date of dealing 14 November 2007 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class of relevantsecurity dealt in (Note 2) Long Short Number (%) Number (%)(1) Relevant securities 425,018 0.09%(2) Derivatives (other than options) 19,609 0.00%(3) Options and agreements to purchase/sell 1,961,039 0.43% Total 444,627 0.09% (b) Interests and short positions in relevant securities of the company, otherthan the class dealt in (Note 2) Class of relevant security: Long Short Number (%) Number (%)(1) Relevant securities(2) Derivatives (other than options)(3) Options and agreements to purchase/sell Total (c) Rights to subscribe (Note 2) Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4) See Annexure A (b) Derivatives transactions (other than options) Product name, Long/short Number of securities Price per unit e.g. CFD (Note 5) (Note 6) (Note 4)See Annexure B (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product Writing, Number of Exercise Type, e.g. Expiry Optionname, selling, securities to price American, date money purchasing, which the option European paid/ varying etc. relates (Note 6) etc. receivede.g. per unitcall (Note 4)option SeeAnnexure C (ii) Exercising Product name, e.g. call Number of Exercise price per unit option securities (Note 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction (Note 7) Details Price per unit (if applicable) (Note 4) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the persondisclosing and any other person relating to the voting rights of any relevantsecurities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which anyderivative referred to on this form is referenced. If none, this should bestated. Is a Supplemental Form 38.5(b) attached? (Note 8) YES/NO Date of disclosure 15 November 2007 Contact name Johanna Uy Telephone number +44 (0) 2030374339 Name of offeree/offeror with which connected Rio Tinto Plc Nature of connection (Note 9) Connected principal trader Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk Annexure A Purchase/Sale Number of Price per Unit Securities (AUD)Purchase 101 138.3Purchase 623 138.3Sale 1,990 138.62Purchase 271 138.8Purchase 995 138.8Sale 900 138.76Sale 95 138.76Sale 8 138.74Sale 700 138.74Sale 287 138.74Purchase 500 138.89Purchase 495 138.89Purchase 415 138.88Purchase 165 138.9Purchase 1 138.9Purchase 192 138.9Purchase 60 138.9Sale 70 139Purchase 162 138.9Purchase 48 139Sale 370 138.68Sale 578 138.65Sale 47 138.65Sale 50 138.68Sale 116 138.68Sale 829 138.68Purchase 289 138.88Purchase 580 139.14Purchase 140 139.14Purchase 1,280 139.14Purchase 1,000 139.14Sale 1,000 139.12Sale 1,000 139.1Sale 1,000 139.17Purchase 992 139Purchase 8 139Sale 136 138.98Sale 1 138.98Sale 1 138.98Sale 360 138.98Sale 108 138.97Sale 195 138.97Sale 415 138.97Sale 139 138.97Sale 56 138.97Sale 9 138.97Purchase 14 138.95Sale 78 138.97Sale 291 138.52Sale 11 138.52Purchase 1,000 138.59Purchase 1,000 138.59Purchase 985 138.4Purchase 15 138.4Purchase 75 138.4Purchase 925 138.4Purchase 871 138.2Purchase 5 138.2Purchase 24 138.2Purchase 100 138.2Purchase 286 137.93Purchase 1,000 137.9Purchase 400 137.9Purchase 13 137.9Purchase 221 137.91Purchase 80 137.93Sale 1,000 136.76Purchase 152 136.95Purchase 5 136.95Purchase 730 136.95Purchase 113 136.95Purchase 872 137.4Purchase 2 137.37Purchase 1,026 137.37Purchase 100 137.4Sale 41 137.4Sale 180 137.4Sale 779 137.4Sale 989 137.3Sale 11 137.3Sale 502 137.31Sale 420 137.31Sale 715 137.56Sale 1 137.9Sale 1 137.94Sale 2 137.94Sale 723 137.94Sale 274 137.94Purchase 313 137.89Sale 16 138.14Sale 1,590 138.13Sale 394 138.13Purchase 239 138.13Purchase 633 138.13Purchase 128 138.13Sale 1,104 138.22Sale 72 137.8Sale 29 137.8Sale 795 137.8Purchase 369 138.92Purchase 11 138.92Purchase 1 138.92Purchase 1 138.92Purchase 2 138.92Purchase 35 138.92Purchase 1,198 138.92Purchase 4 138.92Purchase 35 138.92Purchase 344 138.92Purchase 272 138.9Purchase 791 137.91Purchase 988 137.91Purchase 395 137.89Purchase 1,294 138.13Purchase 24 138.13Purchase 1,109 138.13Purchase 1,088 138.09Purchase 344 138.09Purchase 124 138.16Purchase 82 138.16Purchase 55 138.16Purchase 14 138.16Purchase 3,000 137.5Purchase 33 137.5Purchase 206 138.73Purchase 100 138.73Purchase 679 138.99Purchase 101 138.86Purchase 146 138.86Sale 100 137.71Sale 43 137.71Sale 67 138.14Sale 28 138.14Sale 155 138.14Sale 250 138.15Purchase 110 138.5Purchase 200 138Sale 80 138.36Purchase 8 138.35Purchase 5 138.35Purchase 9 138.35Purchase 9 138.35Purchase 169 138.36Purchase 80 138.8Purchase 110 138.81Sale 48 139Purchase 52 139Sale 52 139Purchase 148 139Purchase 100 138.71Sale 130 138.8Sale 76 138.8Sale 1 138.8Sale 500 138.8Sale 493 138.8Sale 97 138.8Sale 3 138.8Sale 29 138.65Sale 21 138.65Purchase 500 138.8Sale 200 139Purchase 200 138.93Sale 200 138.39Purchase 200 138.7Purchase 5 138.71Sale 40 138.39Purchase 36 138.12Purchase 464 138.12Sale 200 137.7Purchase 187 137.52Purchase 166 137.53Purchase 166 137.54Purchase 272 137.54Purchase 2 137.54Purchase 207 137.55Purchase 100 137.05Sale 5 136.9Sale 195 136.9Sale 176 136.21Sale 224 136.21Purchase 25 137.5Purchase 2 137.59Purchase 3 137.59Purchase 3 137.59Purchase 81 137.59Purchase 4 137.59Purchase 44 137.59Purchase 88 137.59Purchase 23 137.94Purchase 227 137.94Sale 250 137.6Sale 250 137.53Sale 34 137.5Purchase 921 139Purchase 21 139Purchase 1,058 139Sale 52 138.92Sale 1,948 138.92Purchase 3,013 139.14Purchase 1,987 139.14Sale 500 138.35Sale 500 138.35Purchase 703 139Purchase 4,297 139Sale 5,000 138.95Sale 1,357 138.6Sale 293 138.62Sale 707 138.62Purchase 200 138.95Purchase 1,000 138.95Purchase 175 138.95Purchase 4 138.95Purchase 4 138.95Purchase 4 138.95Purchase 970 138.95Sale 11 138.89Sale 4,984 138.88Sale 5 138.88Sale 4,131 138.55Sale 22 138.55Purchase 129 138.2Purchase 871 138.2Purchase 1,000 138.15Purchase 1,000 138Sale 50 137.6Sale 1,800 137.6Purchase 24 137.07Purchase 70 136.3Purchase 930 136.3Purchase 96 136.97Sale 50 137.6Sale 200 137.6Sale 70 137.6Purchase 1,000 137.11Purchase 976 137.07Purchase 227 136.97Sale 100 137.6Sale 110 137.6Sale 620 137.6Purchase 107 138Purchase 24 138Purchase 699 138Sale 233 0.00 Annexure B Product Name Long/short Exec Quantity Exec PriceCFD Long 80 138.36CFD Short 110 138.5CFD Short 200 138CFD Long 493 138.8CFD Short 5 138.35CFD Short 8 138.35CFD Short 9 138.35CFD Short 9 138.35CFD Short 169 138.36CFD Short 148 139CFD Short 80 138.8CFD Short 110 138.81CFD Long 48 139CFD Long 52 139CFD Short 52 139CFD Long 76 138.8CFD Short 100 138.71CFD Long 130 138.8CFD Long 1 138.8CFD Long 500 138.8CFD Long 97 138.8CFD Long 3 138.8CFD Long 29 138.65CFD Long 21 138.65CFD Short 500 138.8CFD Long 200 139CFD Short 200 138.93CFD Long 200 138.39CFD Short 200 138.7CFD Short 5 138.71CFD Long 200 137.7CFD Short 207 137.55CFD Long 40 138.39CFD Short 464 138.12CFD Short 36 138.12CFD Long 195 136.9CFD Short 187 137.52CFD Short 166 137.53CFD Short 100 137.05CFD Short 166 137.54CFD Short 272 137.54CFD Short 2 137.54CFD Long 5 136.9CFD Long 176 136.21CFD Long 224 136.21CFD Long 500 136.36CFD Short 2 137.59CFD Short 4 137.59CFD Short 44 137.59CFD Short 3 137.59CFD Short 25 137.5CFD Short 81 137.59CFD Short 3 137.59CFD Short 88 137.59CFD Short 23 137.94CFD Short 227 137.94CFD Long 250 137.6CFD Long 250 137.53CFD Long 34 137.5 Annexure C Product Name Writing, Number of Exercise Type Expiry date Option selling, securities price money paid/ purchasing, to which (AUD) received varying etc option per unit relates (AUD) Put Option Purchasing 100 132 American 20071129 2Put Option Purchasing 500 140 American 20071129 5.9Put Option Purchasing 1,000 135 American 20071129 3.5Call Option Selling 500 125 American 20071220 17Put Option Purchasing 400 125 American 20071220 2.08Put Option Purchasing 500 125 American 20071220 2.08Put Option Purchasing 200 125 American 20071220 2.24Put Option Purchasing 500 130 American 20071220 3.46Put Option Purchasing 100 130 American 20071220 3.5Put Option Purchasing 500 130 American 20071220 3.35Put Option Purchasing 1,100 130 American 20071129 1.5Put Option Purchasing 1,000 52.47 American 20060629 0.43OTC Purchasing 31,000 74.05 American 20110224 0.9588Warrant Selling 500 118 European 20071220 3.97Warrant Purchasing 10,000 120 European 20071220 0.455Warrant Purchasing 10,000 120 European 20071220 0.465Warrant Selling 2,000 110 European 20080124 5.51Warrant Selling 100 110 European 20080124 5.52Warrant Selling 5,000 110 European 20080124 5.31Instalmentwarrant Purchasing 145 79.73Instalmentwarrant Selling 1,000 56.61Instalmentwarrant Selling 50 37.49Instalmentwarrant Selling 1,465 0.01Instalmentwarrant Selling 1,000 59.81Instalmentwarrant Purchasing 1,000 59.78Instalmentwarrant Selling 1,000 59.4Instalmentwarrant Selling 1,000 59.4Instalmentwarrant Purchasing 1,000 59.35Instalmentwarrant Selling 1,000 59.21Instalmentwarrant Selling 1,000 59.21Instalmentwarrant Selling 1,000 59.02Instalmentwarrant Selling 1,000 58.71Instalmentwarrant Selling 1,000 58.74Instalmentwarrant Purchasing 1,000 57.57Instalmentwarrant Selling 1,000 57.53Instalmentwarrant Purchasing 1,000 58.75Instalmentwarrant Purchasing 2,000 59.03Instalmentwarrant Selling 1,000 58.94Instalmentwarrant Purchasing 2,000 59.19Instalmentwarrant Selling 78 77.88Instalmentwarrant Selling 1,000 39.3Instalmentwarrant Selling 1,000 39.48Instalmentwarrant Purchasing 2,000 39.56Instalmentwarrant Purchasing 1,000 39.93Instalmentwarrant Purchasing 1,000 39.87Instalmentwarrant Selling 1,000 40.06Instalmentwarrant Selling 1,000 40.07Instalmentwarrant Purchasing 1,000 39.82Instalmentwarrant Purchasing 1,000 39.82Instalmentwarrant Purchasing 500 40.15Instalmentwarrant Selling 2,000 94.67Instalmentwarrant Selling 1,000 94.67Instalmentwarrant Purchasing 1,000 94.7Instalmentwarrant Purchasing 1,000 94.65Instalmentwarrant Purchasing 1,000 94.63Instalmentwarrant Selling 2,000 92.73Instalmentwarrant Purchasing 1,000 92.83Instalmentwarrant Purchasing 1,000 92.68Instalmentwarrant Purchasing 196 0.01Instalmentwarrant Purchasing 250 118.41Instalmentwarrant Purchasing 250 118.42Instalmentwarrant Selling 250 95.08Instalmentwarrant Selling 196 0.01Instalmentwarrant Purchasing 1,465 0.01 This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Rio Tinto