20th Nov 2007 10:40
Credit Suisse Securities (Eur) Ltd20 November 2007 FORM 38.5 (a) DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(a) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader Credit Suisse Securities (Europe) Limited Company dealt in Rio Tinto Limited Class of relevant security to which the dealings being Ordinary Shares (AU000000RIO1)disclosed relate (Note 1) Date of dealing 19-Nov-2007 2. DEALINGS (Note 2) (a) Purchases and sales Total number of securities purchased Highest price paid (Note 3) Lowest price paid (Note 3) 21150 135.9119 134.99 Total number of securities sold Highest price received (Note Lowest price received (Note 3) 3) 21150 135.9119 134.99 (b) Derivatives transactions (other than options) Product name, e.g. CFD Long/short (Note 4) Number of securities (Note 5) Price per unit (Note 3) CFD Long 1340 136(AUD)CFD Short 340 136(AUD) (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product Writing, selling, Number of securities to Exercise Type, e.g. Expiry Option money paid/name,e.g. call purchasing, varying which the option relates price American, date received per unitoption etc. (Note 5) European etc. (Note 3) (ii) Exercising 3. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the person disclosing and any other person relatingto the voting rights of any relevant securities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form isreferenced. If none, this should be stated. Date of disclosure 20-Nov-2007Contact name Collins, CarolynTelephone number 44 20 7888 0241Name of offeree/offeror with which connected RIO TINTONature of connection (Note 6) ADVISOR Notes The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website at http://www.thetakeoverpanel.org.uk/. This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Rio Tinto