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EPT Disclosure

11th Nov 2008 11:16

RNS Number : 9040H
Credit Suisse Securities (Eur) Ltd
11 November 2008
 

FORM 38.5 (b)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

 

1. KEY INFORMATION 

 

Name of exempt principal trader

 

Credit Suisse Securities (Europe) Limited

 

Company dealt in

 

Rio Tinto Plc

 

Class of relevant security to which the dealings being disclosed relate (Note 1)

 

Ordinary Shares

 

Date of dealing

 

10-Nov-2008

 

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) 

 

Long

Short

 

Number

(%)

Number

(%)

(1) Relevant securities

 

 

-3580923

-0.359

(2) Derivatives (other than options)

 

(3) Options and agreements to purchase/sell 

 

 

 

 

Total

 

 

-3580923

-0.359

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) 

Class Of Relevant Security : 

Long

Short

(1) Relevant Securities 

(2) Derivatives (other than options) 

(3) Options and agreements to purchasesell 

Total

(c) Rights to subscribe (Note 2) 

Class of relevant security:

Details

 

 

3. DEALINGS (Note 3)

(a) Purchases and sales 

Purchase/sale

Number of securities

Price per unit (Note 4)

Buy

1498

29.64 (GBP)

Buy

1440

30.2 (GBP)

Buy

1200

29.63 (GBP)

Buy

960

30.4 (GBP)

Buy

713

28.04 (GBP)

Buy

710

28.15 (GBP)

Buy

701

28.53 (GBP)

Buy

695

28.76 (GBP)

Buy

693

28.85 (GBP)

Buy

691

28.94 (GBP)

Buy

689

29 (GBP)

Buy

689

29.02 (GBP)

Buy

680

29.4 (GBP)

Buy

677

29.51 (GBP)

Buy

677

29.52 (GBP)

Buy

672

29.72 (GBP)

Buy

668

29.9 (GBP)

Buy

662

30.17 (GBP)

Buy

661

30.23 (GBP)

Buy

660

28.85 (GBP)

Buy

660

30.23 (GBP)

Buy

660

30.26 (GBP)

Buy

659

30.32 (GBP)

Buy

658

30.34 (GBP)

Buy

648

28.44 (GBP)

Buy

624

29.45 (GBP)

Buy

589

29.32 (GBP)

Buy

557

29.43 (GBP)

Buy

551

30.25 (GBP)

Buy

523

30.25 (GBP)

Buy

500

28.45 (GBP)

Buy

500

30.2 (GBP)

Buy

480

28.9 (GBP)

Buy

480

29.01 (GBP)

Buy

467

30.33 (GBP)

Buy

455

29.41 (GBP)

Buy

447

29.49 (GBP)

Buy

443

29.33 (GBP)

Buy

443

29.5 (GBP)

Buy

443

30.03 (GBP)

Buy

443

30.04 (GBP)

Buy

443

29.36 (GBP)

Buy

437

30.22 (GBP)

Buy

420

30.29 (GBP)

Buy

414

29.37 (GBP)

Buy

412

29.24 (GBP)

Buy

412

29.27 (GBP)

Buy

411

29.32 (GBP)

Buy

409

29.76 (GBP)

Buy

409

29.7 (GBP)

Buy

409

29.39 (GBP)

Buy

406

30.22 (GBP)

Buy

400

29.41 (GBP)

Buy

400

30.09 (GBP)

Buy

400

29.37 (GBP)

Buy

400

29.39 (GBP)

Buy

393

30.39 (GBP)

Buy

380

28.26 (GBP)

Buy

375

30.26 (GBP)

Buy

367

29.39 (GBP)

Buy

366

30.19 (GBP)

Buy

366

30.06 (GBP)

Buy

361

30.37 (GBP)

Buy

360

30.32 (GBP)

Buy

354

28.3 (GBP)

Buy

352

28.3 (GBP)

Buy

342

30.16 (GBP)

Buy

340

29.89 (GBP)

Buy

335

29.59 (GBP)

Buy

328

30.17 (GBP)

Buy

327

28.26 (GBP)

Buy

323

29.23 (GBP)

Buy

318

29.45 (GBP)

Buy

314

30.4 (GBP)

Buy

312

29.45 (GBP)

Buy

300

29.5 (GBP)

Buy

300

29.38 (GBP)

Buy

300

29.23 (GBP)

Buy

300

28.89 (GBP)

Buy

300

28.94 (GBP)

Buy

300

28.92 (GBP)

Buy

300

30.23 (GBP)

Buy

300

30.33 (GBP)

Buy

300

30.33 (GBP)

Buy

300

30.1 (GBP)

Buy

300

30.1 (GBP)

Buy

300

30.1 (GBP)

Buy

300

27.88 (GBP)

Buy

300

29.39 (GBP)

Buy

300

29.67 (GBP)

Buy

296

30.19 (GBP)

Buy

294

28.99 (GBP)

Buy

282

29.72 (GBP)

Buy

282

29.23 (GBP)

Buy

280

29.41 (GBP)

Buy

271

29.32 (GBP)

Buy

264

30.39 (GBP)

Buy

264

29.7 (GBP)

Buy

260

29.45 (GBP)

Buy

244

30.14 (GBP)

Buy

242

29.4 (GBP)

Buy

240

28.93 (GBP)

Buy

240

29.28 (GBP)

Buy

240

28.15 (GBP)

Buy

240

30.29 (GBP)

Buy

237

30.14 (GBP)

Buy

235

30.2 (GBP)

Buy

214

29.37 (GBP)

Buy

213

29.33 (GBP)

Buy

210

29.24 (GBP)

Buy

205

30.03 (GBP)

Buy

205

29.7 (GBP)

Buy

202

28.92 (GBP)

Buy

200

28.45 (GBP)

Buy

200

28.93 (GBP)

Buy

200

28.53 (GBP)

Buy

200

28.87 (GBP)

Buy

200

29.54 (GBP)

Buy

200

28.45 (GBP)

Buy

200

29.08 (GBP)

Buy

200

28.46 (GBP)

Buy

196

30.25 (GBP)

Buy

185

29.76 (GBP)

Buy

176

29.44 (GBP)

Buy

174

30.25 (GBP)

Buy

174

30.4 (GBP)

Buy

168

29.74 (GBP)

Buy

167

29.28 (GBP)

Buy

166

29.41 (GBP)

Buy

165

29.43 (GBP)

Buy

160

29 (GBP)

Buy

159

29.37 (GBP)

Buy

155

30.16 (GBP)

Buy

138

30.16 (GBP)

Buy

122

29.43 (GBP)

Buy

119

28.84 (GBP)

Buy

110

29.32 (GBP)

Buy

110

28.94 (GBP)

Buy

107

27.98 (GBP)

Buy

103

28.89 (GBP)

Buy

102

28.47 (GBP)

Buy

100

29.29 (GBP)

Buy

100

29.29 (GBP)

Buy

100

28.94 (GBP)

Buy

100

28.94 (GBP)

Buy

100

28.94 (GBP)

Buy

100

28.93 (GBP)

Buy

95

29.72 (GBP)

Buy

94

27.99 (GBP)

Buy

93

29.32 (GBP)

Buy

85

28.81 (GBP)

Buy

79

30.17 (GBP)

Buy

74

29.32 (GBP)

Buy

72

29.29 (GBP)

Buy

67

30.17 (GBP)

Buy

59

30.33 (GBP)

Buy

55

29.45 (GBP)

Buy

46

29.28 (GBP)

Buy

43

29.07 (GBP)

Buy

41

28.44 (GBP)

Buy

34

30.03 (GBP)

Buy

27

30.37 (GBP)

Buy

21

30.2 (GBP)

Buy

18

30.03 (GBP)

Buy

5

29.49 (GBP)

Buy

1

28.89 (GBP)

Sell

5504

28.44 (GBP)

Sell

4086

28.44 (GBP)

Sell

2490

28.44 (GBP)

Sell

2490

28.44 (GBP)

Sell

952

28.44 (GBP)

Sell

943

28.44 (GBP)

Sell

705

28.36 (GBP)

Sell

693

28.86 (GBP)

Sell

689

28.99 (GBP)

Sell

680

29.4 (GBP)

Sell

662

30.17 (GBP)

Sell

660

30.25 (GBP)

Sell

660

30.2 (GBP)

Sell

660

30.28 (GBP)

Sell

660

28.07 (GBP)

Sell

660

30.28 (GBP)

Sell

660

29.45 (GBP)

Sell

660

29.4 (GBP)

Sell

659

30.32 (GBP)

Sell

624

28.84 (GBP)

Sell

587

30.31 (GBP)

Sell

573

29.27 (GBP)

Sell

564

30.3 (GBP)

Sell

527

28.29 (GBP)

Sell

525

29.38 (GBP)

Sell

524

29.38 (GBP)

Sell

507

30.39 (GBP)

Sell

500

28.74 (GBP)

Sell

500

29.34 (GBP)

Sell

497

29.42 (GBP)

Sell

468

29.4 (GBP)

Sell

467

30.38 (GBP)

Sell

460

29.35 (GBP)

Sell

453

29.47 (GBP)

Sell

449

29.28 (GBP)

Sell

445

29.39 (GBP)

Sell

443

30.31 (GBP)

Sell

443

30.24 (GBP)

Sell

443

30.17 (GBP)

Sell

443

29.79 (GBP)

Sell

443

30.2 (GBP)

Sell

430

29.75 (GBP)

Sell

425

29.41 (GBP)

Sell

409

29.72 (GBP)

Sell

400

29.39 (GBP)

Sell

400

30.32 (GBP)

Sell

400

29.54 (GBP)

Sell

400

29.43 (GBP)

Sell

400

28.97 (GBP)

Sell

400

28.28 (GBP)

Sell

399

28.9 (GBP)

Sell

385

29.47 (GBP)

Sell

379

28.8 (GBP)

Sell

377

30.39 (GBP)

Sell

376

29.01 (GBP)

Sell

370

29.9 (GBP)

Sell

361

30.23 (GBP)

Sell

343

30.07 (GBP)

Sell

339

29.04 (GBP)

Sell

332

29.9 (GBP)

Sell

322

30.33 (GBP)

Sell

315

28.8 (GBP)

Sell

312

29.46 (GBP)

Sell

311

28.97 (GBP)

Sell

310

30.22 (GBP)

Sell

307

28.28 (GBP)

Sell

307

29.88 (GBP)

Sell

306

30.28 (GBP)

Sell

300

28.03 (GBP)

Sell

300

28.31 (GBP)

Sell

300

28.23 (GBP)

Sell

300

28.94 (GBP)

Sell

300

28.34 (GBP)

Sell

298

29.9 (GBP)

Sell

293

29.49 (GBP)

Sell

282

30.18 (GBP)

Sell

282

29.01 (GBP)

Sell

282

28.95 (GBP)

Sell

280

29.47 (GBP)

Sell

280

29.39 (GBP)

Sell

277

29.54 (GBP)

Sell

276

29.56 (GBP)

Sell

275

30.19 (GBP)

Sell

267

28.08 (GBP)

Sell

266

29.53 (GBP)

Sell

258

29.96 (GBP)

Sell

257

30.31 (GBP)

Sell

252

28.99 (GBP)

Sell

251

29.69 (GBP)

Sell

250

29.28 (GBP)

Sell

245

29.39 (GBP)

Sell

244

29.32 (GBP)

Sell

240

30.15 (GBP)

Sell

240

30.18 (GBP)

Sell

240

30.18 (GBP)

Sell

240

29.38 (GBP)

Sell

240

30.33 (GBP)

Sell

240

28.99 (GBP)

Sell

240

29.01 (GBP)

Sell

240

29.6 (GBP)

Sell

239

30.17 (GBP)

Sell

239

28.58 (GBP)

Sell

230

29.32 (GBP)

Sell

228

29.79 (GBP)

Sell

228

28.28 (GBP)

Sell

225

30.21 (GBP)

Sell

222

29.43 (GBP)

Sell

220

29.16 (GBP)

Sell

216

27.92 (GBP)

Sell

214

29.25 (GBP)

Sell

212

29.3 (GBP)

Sell

200

29.56 (GBP)

Sell

200

29.56 (GBP)

Sell

200

29.96 (GBP)

Sell

187

28.93 (GBP)

Sell

187

28.47 (GBP)

Sell

187

29.64 (GBP)

Sell

187

29.64 (GBP)

Sell

184

30.18 (GBP)

Sell

177

30.18 (GBP)

Sell

174

30.2 (GBP)

Sell

174

29.4 (GBP)

Sell

172

28.37 (GBP)

Sell

170

29.33 (GBP)

Sell

165

28.94 (GBP)

Sell

165

29.51 (GBP)

Sell

165

29.16 (GBP)

Sell

164

29.44 (GBP)

Sell

161

30.15 (GBP)

Sell

160

28.47 (GBP)

Sell

159

28.99 (GBP)

Sell

152

30.04 (GBP)

Sell

145

29.69 (GBP)

Sell

138

29.39 (GBP)

Sell

137

28.95 (GBP)

Sell

136

29.27 (GBP)

Sell

133

30.03 (GBP)

Sell

132

29.21 (GBP)

Sell

130

28.93 (GBP)

Sell

129

30.26 (GBP)

Sell

128

28.47 (GBP)

Sell

124

28.85 (GBP)

Sell

122

29.96 (GBP)

Sell

120

30.39 (GBP)

Sell

116

30.2 (GBP)

Sell

115

30.2 (GBP)

Sell

113

30.31 (GBP)

Sell

112

28.93 (GBP)

Sell

112

30.19 (GBP)

Sell

111

30.32 (GBP)

Sell

110

28.93 (GBP)

Sell

110

28.92 (GBP)

Sell

110

29.32 (GBP)

Sell

110

29.4 (GBP)

Sell

110

28.47 (GBP)

Sell

110

28.55 (GBP)

Sell

110

28.99 (GBP)

Sell

109

29.16 (GBP)

Sell

107

28.47 (GBP)

Sell

107

28.44 (GBP)

Sell

106

28.31 (GBP)

Sell

106

30.23 (GBP)

Sell

105

29.39 (GBP)

Sell

105

29.57 (GBP)

Sell

104

28.68 (GBP)

Sell

104

28.8 (GBP)

Sell

103

29.79 (GBP)

Sell

102

28.44 (GBP)

Sell

100

28.97 (GBP)

Sell

100

28.98 (GBP)

Sell

100

28.98 (GBP)

Sell

100

28.95 (GBP)

Sell

100

28.78 (GBP)

Sell

100

28.9 (GBP)

Sell

100

28.92 (GBP)

Sell

100

28.94 (GBP)

Sell

100

30.23 (GBP)

Sell

100

29.19 (GBP)

Sell

100

28.94 (GBP)

Sell

98

30.35 (GBP)

Sell

97

29.5 (GBP)

Sell

96

30.15 (GBP)

Sell

94

30.22 (GBP)

Sell

93

28.42 (GBP)

Sell

92

30.3 (GBP)

Sell

92

29.27 (GBP)

Sell

92

28.5 (GBP)

Sell

85

28.44 (GBP)

Sell

85

29.47 (GBP)

Sell

84

30.25 (GBP)

Sell

83

29.16 (GBP)

Sell

82

29.5 (GBP)

Sell

79

29.57 (GBP)

Sell

79

29.16 (GBP)

Sell

79

29.16 (GBP)

Sell

78

29.17 (GBP)

Sell

77

29.51 (GBP)

Sell

77

30.3 (GBP)

Sell

75

29.42 (GBP)

Sell

74

29.32 (GBP)

Sell

73

29.4 (GBP)

Sell

72

30.31 (GBP)

Sell

69

30.19 (GBP)

Sell

68

28.37 (GBP)

Sell

67

29.27 (GBP)

Sell

67

29.27 (GBP)

Sell

65

30.35 (GBP)

Sell

65

29.5 (GBP)

Sell

65

29.21 (GBP)

Sell

65

29.36 (GBP)

Sell

64

29.36 (GBP)

Sell

64

30.15 (GBP)

Sell

62

29.23 (GBP)

Sell

62

29.23 (GBP)

Sell

62

29.28 (GBP)

Sell

61

29.27 (GBP)

Sell

60

29.16 (GBP)

Sell

60

29.96 (GBP)

Sell

59

29.39 (GBP)

Sell

56

30.25 (GBP)

Sell

54

29.16 (GBP)

Sell

54

29.16 (GBP)

Sell

54

29.5 (GBP)

Sell

53

29.16 (GBP)

Sell

52

28.07 (GBP)

Sell

50

29.42 (GBP)

Sell

46

29.5 (GBP)

Sell

46

29.5 (GBP)

Sell

45

29.51 (GBP)

Sell

42

28.92 (GBP)

Sell

40

30.06 (GBP)

Sell

40

30.03 (GBP)

Sell

39

29.5 (GBP)

Sell

37

29.31 (GBP)

Sell

34

29.72 (GBP)

Sell

34

29.27 (GBP)

Sell

33

29.27 (GBP)

Sell

33

30.35 (GBP)

Sell

32

29.5 (GBP)

Sell

32

29.53 (GBP)

Sell

31

30.18 (GBP)

Sell

31

29.01 (GBP)

Sell

31

29.27 (GBP)

Sell

29

28.94 (GBP)

Sell

27

29.4 (GBP)

Sell

27

30.07 (GBP)

Sell

27

30.25 (GBP)

Sell

26

29.57 (GBP)

Sell

26

29.16 (GBP)

Sell

25

29.42 (GBP)

Sell

23

29.16 (GBP)

Sell

22

29.5 (GBP)

Sell

19

30.19 (GBP)

Sell

19

30.3 (GBP)

Sell

19

29.45 (GBP)

Sell

16

29.69 (GBP)

Sell

14

29.5 (GBP)

Sell

13

29.64 (GBP)

Sell

10

29.5 (GBP)

Sell

7

30.26 (GBP)

Sell

7

28.47 (GBP)

Sell

7

29.5 (GBP)

Sell

7

29.5 (GBP)

Sell

7

29.5 (GBP)

Sell

6

28.44 (GBP)

Sell

5

30.28 (GBP)

Sell

3

28.78 (GBP)

TOTAL BUYS:56386

TOTA SELLS:70263

(b) Derivatives transactions (other than options) 

Product name, e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

 

 

 

 

(c) Options transactions in respect of existing securities 

(i) Writing, selling, purchasing or varying 

Product name,e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 4)

 

 

 

 

 

 

 

(ii) Exercising 

Product name, e.g. call option

Number of securities

Exercise price per unit (Note 4)

 

 

 

(d) Other dealings (including new securities) (Note 3) 

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

 

 

 

4. OTHER INFORMATION 

Agreements, arrangements or understandings relating to options or derivatives 

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8)  No

Date of disclosure

11-Nov-2008 09:50:46

 

Contact name

Collins,Carolyn/ Crawley, Simon

 

Telephone number

44 20 7888 0241

 

Name of offeree/offeror with which connected

Rio Tinto Plc

 

Nature of connection (Note 9)

ADVISOR

 

Notes 

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMFFLFFFSASEFF

Related Shares:

Rio Tinto
FTSE 100 Latest
Value8,749.08
Change-37.38