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EPT Disclosure

10th Jun 2008 11:22

RNS Number : 3624W
Credit Suisse Securities (Eur) Ltd
10 June 2008
 

FORM 38.5 (b)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION 

Name of exempt principal trader

Credit Suisse Securities (Europe) Limited

Company dealt in

Rio Tinto Plc

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary Shares

Date of dealing

09-Jun-2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) 

 

Long

Short

 

Number

(%)

Number

(%)

(1) Relevant securities

567,918

0.0569

 13,088

 0.0013

(2) Derivatives (other than options)

 

(3) Options and agreements to purchase/sell 

 

 

 

 

Total

567,918

0.0569

 13,088

 0.0013

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) 

Class Of Relevant Security : Ordinary Shares 

Long

Short

(1) Relevant Securities 

 

 

(2) Derivatives (other than options) 

 

 

(3) Options and agreements to purchasesell 

 

 

Total

(c) Rights to subscribe (Note 2) 

Class of relevant security:

Details

 

 

3. DEALINGS (Note 3)

(a) Purchases and sales 

Purchase/sale

Number of securities

Price per unit (Note 4)

Buy

2111

58.7 (GBP)

Buy

1000

58.7 (GBP)

Buy

1000

59.19 (GBP)

Buy

657

59.27 (GBP)

Buy

600

59.19 (GBP)

Buy

600

59.19 (GBP)

Buy

594

59.19 (GBP)

Buy

536

59.17 (GBP)

Buy

500

59.73 (GBP)

Buy

480

59.5 (GBP)

Buy

480

59.19 (GBP)

Buy

479

59.46 (GBP)

Buy

456

59.21 (GBP)

Buy

418

59.27 (GBP)

Buy

402

59.19 (GBP)

Buy

400

59.19 (GBP)

Buy

400

59.45 (GBP)

Buy

400

59.7 (GBP)

Buy

380

59.6 (GBP)

Buy

362

59.19 (GBP)

Buy

360

59.22 (GBP)

Buy

360

59.19 (GBP)

Buy

360

59.19 (GBP)

Buy

360

59.19 (GBP)

Buy

347

59.19 (GBP)

Buy

338

59.17 (GBP)

Buy

332

59.55 (GBP)

Buy

318

59.46 (GBP)

Buy

314

59.18 (GBP)

Buy

307

59.68 (GBP)

Buy

300

59.48 (GBP)

Buy

300

59.72 (GBP)

Buy

300

59.2 (GBP)

Buy

297

59.18 (GBP)

Buy

291

59.22 (GBP)

Buy

287

59.45 (GBP)

Buy

285

59.69 (GBP)

Buy

281

59.19 (GBP)

Buy

280

59.45 (GBP)

Buy

273

59.22 (GBP)

Buy

258

59.64 (GBP)

Buy

258

59.72 (GBP)

Buy

250

59.72 (GBP)

Buy

240

59.19 (GBP)

Buy

240

59.19 (GBP)

Buy

240

59.19 (GBP)

Buy

240

59.43 (GBP)

Buy

240

59.28 (GBP)

Buy

240

59.19 (GBP)

Buy

219

59.72 (GBP)

Buy

212

59.71 (GBP)

Buy

200

59.42 (GBP)

Buy

200

59.72 (GBP)

Buy

200

59.72 (GBP)

Buy

200

59.72 (GBP)

Buy

200

59.69 (GBP)

Buy

200

59.63 (GBP)

Buy

200

59.65 (GBP)

Buy

200

59.52 (GBP)

Buy

200

59.69 (GBP)

Buy

197

59.17 (GBP)

Buy

181

59.42 (GBP)

Buy

178

59.45 (GBP)

Buy

166

59.17 (GBP)

Buy

159

59.69 (GBP)

Buy

152

59.48 (GBP)

Buy

151

59.69 (GBP)

Buy

149

59.45 (GBP)

Buy

148

59.7 (GBP)

Buy

147

59.68 (GBP)

Buy

146

59.17 (GBP)

Buy

141

59.4 (GBP)

Buy

137

59.43 (GBP)

Buy

136

59.42 (GBP)

Buy

136

59.45 (GBP)

Buy

134

59.19 (GBP)

Buy

131

59.64 (GBP)

Buy

120

59.47 (GBP)

Buy

120

59.51 (GBP)

Buy

120

59.19 (GBP)

Buy

120

59.71 (GBP)

Buy

120

59.5 (GBP)

Buy

120

59.5 (GBP)

Buy

120

59.19 (GBP)

Buy

119

59.19 (GBP)

Buy

118

59.19 (GBP)

Buy

113

59.45 (GBP)

Buy

110

59.45 (GBP)

Buy

109

59.42 (GBP)

Buy

109

59.21 (GBP)

Buy

107

59.17 (GBP)

Buy

105

59.45 (GBP)

Buy

91

59.71 (GBP)

Buy

85

58.68 (GBP)

Buy

84

58.9 (GBP)

Buy

84

59.2 (GBP)

Buy

84

58.82 (GBP)

Buy

84

59.11 (GBP)

Buy

83

59.54 (GBP)

Buy

79

59.19 (GBP)

Buy

76

59.38 (GBP)

Buy

70

59.42 (GBP)

Buy

68

58.68 (GBP)

Buy

67

59.26 (GBP)

Buy

67

59.55 (GBP)

Buy

67

59.54 (GBP)

Buy

67

58.82 (GBP)

Buy

66

59.71 (GBP)

Buy

60

59.48 (GBP)

Buy

53

59.68 (GBP)

Buy

53

59.45 (GBP)

Buy

50

59.32 (GBP)

Buy

50

59.9 (GBP)

Buy

47

59.33 (GBP)

Buy

45

59.42 (GBP)

Buy

44

59.71 (GBP)

Buy

44

59.38 (GBP)

Buy

43

59.52 (GBP)

Buy

43

59.26 (GBP)

Buy

39

59.45 (GBP)

Buy

38

59.18 (GBP)

Buy

37

59.57 (GBP)

Buy

37

58.9 (GBP)

Buy

37

59.18 (GBP)

Buy

35

60.08 (GBP)

Buy

33

59.45 (GBP)

Buy

32

59.43 (GBP)

Buy

31

58.995 (GBP)

Buy

31

58.705 (GBP)

Buy

30

59.57 (GBP)

Buy

30

58.9 (GBP)

Buy

30

58.7 (GBP)

Buy

29

59.46 (GBP)

Buy

29

59.19 (GBP)

Buy

29

59.19 (GBP)

Buy

28

59.12 (GBP)

Buy

27

58.78 (GBP)

Buy

27

59.45 (GBP)

Buy

26

59.72 (GBP)

Buy

23

59.195 (GBP)

Buy

22

59.12 (GBP)

Buy

20

59.64 (GBP)

Buy

19

59.545 (GBP)

Buy

18

59.3 (GBP)

Buy

12

59.69 (GBP)

Buy

5

59.27 (GBP)

Buy

1

59.27 (GBP)

Sell

960

58.58 (GBP)

Sell

955

58.64 (GBP)

Sell

855

58.58 (GBP)

Sell

700

58.97 (GBP)

Sell

687

58.9 (GBP)

Sell

600

58.9 (GBP)

Sell

600

59.15 (GBP)

Sell

600

59.77 (GBP)

Sell

593

58.9 (GBP)

Sell

588

58.92 (GBP)

Sell

547

58.7 (GBP)

Sell

513

58.9 (GBP)

Sell

500

59.2 (GBP)

Sell

500

58.66 (GBP)

Sell

500

58.74 (GBP)

Sell

500

58.72 (GBP)

Sell

487

58.9 (GBP)

Sell

480

58.9 (GBP)

Sell

480

58.94 (GBP)

Sell

480

59.65 (GBP)

Sell

480

58.92 (GBP)

Sell

480

58.89 (GBP)

Sell

464

58.93 (GBP)

Sell

457

58.9 (GBP)

Sell

440

58.69 (GBP)

Sell

434

58.96 (GBP)

Sell

429

58.93 (GBP)

Sell

416

58.6 (GBP)

Sell

401

59.24 (GBP)

Sell

400

58.69 (GBP)

Sell

400

58.66 (GBP)

Sell

373

59.63 (GBP)

Sell

360

58.88 (GBP)

Sell

360

58.6 (GBP)

Sell

360

58.71 (GBP)

Sell

360

59.49 (GBP)

Sell

360

58.65 (GBP)

Sell

360

58.53 (GBP)

Sell

358

58.68 (GBP)

Sell

352

59.23 (GBP)

Sell

349

58.63 (GBP)

Sell

335

58.97 (GBP)

Sell

335

58.91 (GBP)

Sell

328

58.87 (GBP)

Sell

309

58.91 (GBP)

Sell

303

58.69 (GBP)

Sell

303

58.78 (GBP)

Sell

302

58.9 (GBP)

Sell

302

58.69 (GBP)

Sell

300

58.91 (GBP)

Sell

300

58.7 (GBP)

Sell

300

58.81 (GBP)

Sell

300

58.7 (GBP)

Sell

300

58.9 (GBP)

Sell

285

59.63 (GBP)

Sell

280

59.23 (GBP)

Sell

264

58.62 (GBP)

Sell

263

59.57 (GBP)

Sell

260

58.85 (GBP)

Sell

250

59.72 (GBP)

Sell

247

58.9 (GBP)

Sell

240

58.6 (GBP)

Sell

240

58.91 (GBP)

Sell

240

58.96 (GBP)

Sell

240

58.9 (GBP)

Sell

240

58.91 (GBP)

Sell

240

58.9 (GBP)

Sell

240

58.87 (GBP)

Sell

240

58.85 (GBP)

Sell

240

59.65 (GBP)

Sell

240

59.8 (GBP)

Sell

240

59.15 (GBP)

Sell

240

59.15 (GBP)

Sell

240

59.15 (GBP)

Sell

240

58.71 (GBP)

Sell

240

58.89 (GBP)

Sell

234

59.13 (GBP)

Sell

220

58.62 (GBP)

Sell

216

58.67 (GBP)

Sell

209

58.76 (GBP)

Sell

200

58.76 (GBP)

Sell

200

58.71 (GBP)

Sell

200

59.65 (GBP)

Sell

200

58.62 (GBP)

Sell

200

58.63 (GBP)

Sell

200

58.95 (GBP)

Sell

200

58.85 (GBP)

Sell

200

59.63 (GBP)

Sell

200

59.23 (GBP)

Sell

200

58.72 (GBP)

Sell

168

59.24 (GBP)

Sell

162

58.9 (GBP)

Sell

160

58.62 (GBP)

Sell

155

58.62 (GBP)

Sell

143

59.38 (GBP)

Sell

140

58.88 (GBP)

Sell

133

58.67 (GBP)

Sell

130

58.965 (GBP)

Sell

125

58.94 (GBP)

Sell

122

58.69 (GBP)

Sell

121

58.985 (GBP)

Sell

121

58.935 (GBP)

Sell

120

58.96 (GBP)

Sell

120

58.6 (GBP)

Sell

120

59 (GBP)

Sell

120

59.15 (GBP)

Sell

120

58.89 (GBP)

Sell

120

58.65 (GBP)

Sell

120

58.96 (GBP)

Sell

119

58.98 (GBP)

Sell

118

58.9 (GBP)

Sell

113

58.92 (GBP)

Sell

106

58.97 (GBP)

Sell

105

59.03 (GBP)

Sell

104

58.69 (GBP)

Sell

102

58.92 (GBP)

Sell

101

58.92 (GBP)

Sell

100

58.92 (GBP)

Sell

100

58.76 (GBP)

Sell

100

59.23 (GBP)

Sell

96

59.38 (GBP)

Sell

93

58.98 (GBP)

Sell

91

58.96 (GBP)

Sell

90

58.97 (GBP)

Sell

90

58.97 (GBP)

Sell

87

59.03 (GBP)

Sell

86

58.64 (GBP)

Sell

86

58.9 (GBP)

Sell

85

58.98 (GBP)

Sell

84

59.25 (GBP)

Sell

84

59.38 (GBP)

Sell

84

59.07 (GBP)

Sell

84

59.21 (GBP)

Sell

84

59.19 (GBP)

Sell

84

59.18 (GBP)

Sell

84

59.09 (GBP)

Sell

84

59.04 (GBP)

Sell

84

59.02 (GBP)

Sell

83

59.28 (GBP)

Sell

82

58.69 (GBP)

Sell

80

59.515 (GBP)

Sell

80

58.96 (GBP)

Sell

79

58.91 (GBP)

Sell

78

58.68 (GBP)

Sell

74

58.7 (GBP)

Sell

74

58.72 (GBP)

Sell

69

59.03 (GBP)

Sell

68

58.77 (GBP)

Sell

68

59.005 (GBP)

Sell

67

59.04 (GBP)

Sell

67

59.28 (GBP)

Sell

67

59.09 (GBP)

Sell

67

59.32 (GBP)

Sell

67

59.25 (GBP)

Sell

67

59.45 (GBP)

Sell

65

58.71 (GBP)

Sell

64

58.91 (GBP)

Sell

61

58.97 (GBP)

Sell

61

58.9 (GBP)

Sell

60

58.69 (GBP)

Sell

60

58.81 (GBP)

Sell

60

58.92 (GBP)

Sell

60

59.15 (GBP)

Sell

60

58.69 (GBP)

Sell

60

58.71 (GBP)

Sell

60

59.48 (GBP)

Sell

59

58.98 (GBP)

Sell

58

58.9 (GBP)

Sell

57

58.78 (GBP)

Sell

53

59.43 (GBP)

Sell

53

59.43 (GBP)

Sell

51

59.35 (GBP)

Sell

51

58.93 (GBP)

Sell

45

58.69 (GBP)

Sell

43

59.44 (GBP)

Sell

43

59.34 (GBP)

Sell

42

59.01 (GBP)

Sell

39

58.64 (GBP)

Sell

37

59.01 (GBP)

Sell

37

58.95 (GBP)

Sell

36

58.97 (GBP)

Sell

35

59.01 (GBP)

Sell

35

59.01 (GBP)

Sell

34

58.91 (GBP)

Sell

33

59.35 (GBP)

Sell

31

58.9 (GBP)

Sell

31

59.34 (GBP)

Sell

30

58.96 (GBP)

Sell

30

58.9 (GBP)

Sell

30

59.44 (GBP)

Sell

30

58.97 (GBP)

Sell

30

58.96 (GBP)

Sell

30

59.57 (GBP)

Sell

29

58.97 (GBP)

Sell

29

58.95 (GBP)

Sell

28

59.03 (GBP)

Sell

28

58.99 (GBP)

Sell

28

58.99 (GBP)

Sell

28

58.97 (GBP)

Sell

24

58.91 (GBP)

Sell

24

58.91 (GBP)

Sell

23

58.69 (GBP)

Sell

22

58.9 (GBP)

Sell

21

58.62 (GBP)

Sell

20

58.97 (GBP)

Sell

19

58.91 (GBP)

Sell

18

59.35 (GBP)

Sell

18

59.03 (GBP)

Sell

14

59.01 (GBP)

Sell

12

59.03 (GBP)

Sell

12

59.34 (GBP)

Sell

11

58.97 (GBP)

Sell

11

59.44 (GBP)

Sell

10

59.01 (GBP)

Sell

9

58.98 (GBP)

Sell

6

59.38 (GBP)

Sell

6

59.03 (GBP)

Sell

1

58.7 (GBP)

Sell

1

59.44 (GBP)

Sell

1

59.13 (GBP)

TOTAL BUY: 29,810

TOTAL SELL: 41,555

(b) Derivatives transactions (other than options) 

Product name, e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

 

 

 

 

(c) Options transactions in respect of existing securities 

(i) Writing, selling, purchasing or varying 

Product name,e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 4)

 

 

 

 

 

 

 

(ii) Exercising 

Product name, e.g. call option

Number of securities

Exercise price per unit (Note 4)

 

 

 

(d) Other dealings (including new securities) (Note 3) 

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

 

 

 

4. OTHER INFORMATION 

Agreements, arrangements or understandings relating to options or derivatives 

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8)  No

Date of disclosure

 10-06-2008

Contact name

Crawley,Simon Paul

Telephone number

44 20 7888 5416

Name of offeree/offeror with which connected

Rio Tinto Plc

Nature of connection (Note 9)

ADVISOR

Notes  The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMSFSFSSSASEEM

Related Shares:

Rio Tinto
FTSE 100 Latest
Value8,684.56
Change50.81