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FORM 38.5 (b)
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DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
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WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
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BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
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(Rule 38.5(b) of the Takeover Code)
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1. KEY INFORMATION
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Name of exempt principal trader
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Credit Suisse Securities (Europe) Limited
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Company dealt in
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Friends Provident Group Plc
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Class of relevant security to which the dealings being disclosed relate (Note 1)
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Ordinary Shares
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Date of dealing
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07-Oct-2009
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2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
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(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
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Long
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Short
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Number
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(%)
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Number
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(%)
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(1) Relevant securities
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1540605
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0.066
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(2) Derivatives (other than options)
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(3) Options and agreements to purchase/sell
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Total
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1540605
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0.066
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(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
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Class Of Relevant Security :
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Long
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Short
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(1) Relevant Securities
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(2) Derivatives (other than options)
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(3) Options and agreements to purchase\sell
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Total
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(c) Rights to subscribe (Note 2)
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Class of relevant security:
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Details
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3. DEALINGS (Note 3)
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(a) Purchases and sales
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Purchase/sale
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Number of securities
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Price per unit (Note 4)
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Buy
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26559
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0.827 (GBP)
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Buy
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21310
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0.835 (GBP)
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Buy
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17434
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0.831 (GBP)
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Buy
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12210
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0.8315 (GBP)
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Buy
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11559
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0.8305 (GBP)
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Buy
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10790
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0.8355 (GBP)
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Buy
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10733
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0.84 (GBP)
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Buy
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10649
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0.84 (GBP)
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Buy
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10142
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0.84 (GBP)
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Buy
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9891
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0.836 (GBP)
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Buy
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8098
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0.84 (GBP)
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Buy
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7054
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0.831 (GBP)
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Buy
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6757
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0.84 (GBP)
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Buy
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6664
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0.835 (GBP)
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Buy
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6302
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0.8315 (GBP)
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Buy
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6058
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0.8305 (GBP)
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Buy
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5995
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0.8305 (GBP)
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Buy
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5599
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0.8395 (GBP)
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Buy
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4866
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0.833 (GBP)
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Buy
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4544
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0.8325 (GBP)
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Buy
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4480
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0.8315 (GBP)
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Buy
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4366
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0.841 (GBP)
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Buy
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4340
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0.84 (GBP)
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Buy
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4242
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0.8305 (GBP)
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Buy
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3610
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0.831 (GBP)
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Buy
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3552
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0.84 (GBP)
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Buy
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3265
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0.831 (GBP)
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Buy
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2831
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0.832 (GBP)
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Buy
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2602
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0.831 (GBP)
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Buy
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2543
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0.831 (GBP)
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Buy
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2516
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0.834 (GBP)
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Buy
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2382
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0.831 (GBP)
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Buy
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2224
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0.84 (GBP)
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Buy
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2004
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0.833 (GBP)
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Buy
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1966
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0.83 (GBP)
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Buy
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1701
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0.831 (GBP)
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Buy
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1511
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0.841 (GBP)
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Buy
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1466
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0.835 (GBP)
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Buy
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1447
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0.8295 (GBP)
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Buy
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1445
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0.831 (GBP)
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Buy
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1445
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0.8305 (GBP)
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Buy
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959
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0.841 (GBP)
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Buy
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715
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0.83 (GBP)
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Buy
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564
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0.83 (GBP)
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Buy
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255
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0.8295 (GBP)
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Buy
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163
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0.8305 (GBP)
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Buy
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145
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0.831 (GBP)
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Sell
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21563
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0.831 (GBP)
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Sell
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20933
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0.831 (GBP)
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Sell
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19842
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0.84 (GBP)
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Sell
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13022
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0.83 (GBP)
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Sell
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8366
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0.838 (GBP)
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Sell
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7518
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0.8305 (GBP)
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Sell
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7370
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0.84 (GBP)
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Sell
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6911
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0.836 (GBP)
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Sell
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6807
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0.8305 (GBP)
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Sell
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6405
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0.8305 (GBP)
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Sell
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6211
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0.84 (GBP)
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Sell
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6185
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0.83 (GBP)
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Sell
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6161
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0.8355 (GBP)
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Sell
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5585
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0.832 (GBP)
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Sell
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5345
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0.8395 (GBP)
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Sell
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5130
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0.8325 (GBP)
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Sell
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5000
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0.8295 (GBP)
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Sell
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4809
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0.8325 (GBP)
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Sell
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4635
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0.839 (GBP)
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Sell
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4548
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0.827 (GBP)
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Sell
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4427
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0.837 (GBP)
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Sell
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4407
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0.833 (GBP)
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Sell
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4107
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0.8365 (GBP)
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Sell
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3475
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0.8295 (GBP)
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Sell
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3322
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0.837 (GBP)
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Sell
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3246
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0.835 (GBP)
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Sell
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3246
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0.838 (GBP)
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Sell
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3246
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0.835 (GBP)
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Sell
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3217
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0.8355 (GBP)
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Sell
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3137
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0.8315 (GBP)
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Sell
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3047
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0.8305 (GBP)
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Sell
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2981
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0.839 (GBP)
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Sell
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2892
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0.838 (GBP)
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Sell
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2876
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0.8375 (GBP)
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Sell
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2857
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0.835 (GBP)
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Sell
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2771
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0.831 (GBP)
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Sell
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2679
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0.83 (GBP)
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Sell
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2543
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0.8315 (GBP)
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Sell
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2523
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0.8375 (GBP)
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Sell
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2358
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0.8335 (GBP)
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Sell
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2281
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0.838 (GBP)
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Sell
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1950
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0.839 (GBP)
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Sell
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1520
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0.8325 (GBP)
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Sell
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1440
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0.833 (GBP)
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Sell
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1432
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0.8365 (GBP)
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Sell
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1237
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0.836 (GBP)
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Sell
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1053
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0.8285 (GBP)
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Sell
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986
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0.835 (GBP)
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Sell
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942
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0.8325 (GBP)
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Sell
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664
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0.8285 (GBP)
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Sell
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640
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0.8365 (GBP)
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Sell
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604
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0.839 (GBP)
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Sell
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262
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0.84 (GBP)
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Sell
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203
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0.8365 (GBP)
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Sell
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68
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0.8305 (GBP)
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TOTAL BUYS:261953
TOTAL SELLS:250985
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(b) Derivatives transactions (other than options)
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Product name, e.g. CFD
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Long/short (Note 5)
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Number of securities (Note 6)
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Price per unit (Note 4)
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(c) Options transactions in respect of existing securities
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(i) Writing, selling, purchasing or varying
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Product name,e.g. call option
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Writing, selling, purchasing, varying etc.
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Number of securities to which the option relates (Note 6)
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Exercise price
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Type, e.g. American, European etc.
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Expiry date
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Option money paid/received per unit (Note 4)
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(ii) Exercising
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Product name, e.g. call option
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Number of securities
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Exercise price per unit (Note 4)
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(d) Other dealings (including new securities) (Note 3)
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Nature of transaction (Note 7)
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Details
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Price per unit (if applicable) (Note 4)
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4. OTHER INFORMATION
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Agreements, arrangements or understandings relating to options or derivatives
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Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
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Is a Supplemental Form 38.5(b) attached? (Note 8) No
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Date of disclosure
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08-Oct-2009 08:20:43
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Contact name
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Collins,Carolyn/Eliades, Vassilis
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Telephone number
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44 20 7888 0241
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Name of offeree/offeror with which connected
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Resolution Limited
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Nature of connection (Note 9)
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BROKER
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Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk.
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