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EPT Disclosure

20th May 2008 11:28

RNS Number : 8625U
UBS AG (EPT)
20 May 2008
 

FORM 38.5(b)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

 

 

1. KEY INFORMATION

 

Name of exempt principal trader

UBS AG London Branch

Company dealt in

BHP Billiton Limited

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary

Date of dealing

19 MAY 2008

 

 

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

 

(a) Interests and short positions (following dealing) in the class of 

relevant security dealt in (Note 2)

 

 

Long

 

Short

 

 

Number

(%)

Number 

(%)

(1) Relevant securities 

40,000

0.00%

81

0.00%

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

40,000

0.00%

81

0.00%

(b) Interests and short positions in relevant securities of

the company, other than the class dealt in (Note 2)

 

Class of relevant security:

Long

 

Short

 

 

Number 

(%)

Number

(%)

(1) Relevant securities 

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

 

Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

 (a) Purchases and sales

Purchase/sale

Number of securities

Price per unit (Note 4)

PURCHASE

120

4914 AUD Cents

PURCHASE

244

4914

PURCHASE

5087

4914

PURCHASE

1

4915

PURCHASE

362

4915

SALE

3742

4916

SALE

200

4916

PURCHASE

48

4916

PURCHASE

163

4916

PURCHASE

519

4918

SALE

592

4919

PURCHASE

4008

4919

SALE

1000

4920

SALE

400

4920

SALE

300

4920

SALE

16

4920

PURCHASE

1078

4920

PURCHASE

1487

4920

PURCHASE

14

4921

PURCHASE

49

4921

PURCHASE

55

4921

PURCHASE

758

4921

PURCHASE

1110

4921

PURCHASE

1212

4921

PURCHASE

40

4923

PURCHASE

48

4923

PURCHASE

741

4923

PURCHASE

946

4923

PURCHASE

15

4924

PURCHASE

15

4924

PURCHASE

22

4924

PURCHASE

29

4924

PURCHASE

46

4924

PURCHASE

473

4924

PURCHASE

658

4924

SALE

3954

4925

PURCHASE

3384

4925

SALE

1202

4926

SALE

380

4926

SALE

74

4926

PURCHASE

6

4926

PURCHASE

435

4926

PURCHASE

2790

4926

SALE

1317

4927

PURCHASE

13

4927

PURCHASE

16

4927

PURCHASE

516

4927

PURCHASE

655

4927

SALE

5000

4928

SALE

4867

4928

SALE

2447

4928

SALE

2005

4928

SALE

1056

4928

SALE

732

4928

SALE

640

4928

SALE

555

4928

SALE

206

4928

SALE

73

4928

SALE

68

4928

SALE

9

4928

SALE

6

4928

PURCHASE

139

4928

PURCHASE

258

4928

PURCHASE

959

4928

SALE

971

4929

SALE

200

4929

SALE

100

4929

PURCHASE

8

4929

PURCHASE

14

4929

PURCHASE

61

4929

PURCHASE

74

4929

PURCHASE

741

4929

PURCHASE

1234

4929

PURCHASE

1252

4929

SALE

1931

4930

SALE

1134

4930

SALE

955

4930

SALE

800

4930

SALE

758

4930

SALE

300

4930

SALE

120

4930

SALE

100

4930

PURCHASE

422

4930

PURCHASE

579

4930

PURCHASE

1306

4930

PURCHASE

5070

4930

PURCHASE

1

4931

PURCHASE

3

4931

PURCHASE

16

4931

PURCHASE

41

4931

PURCHASE

76

4931

PURCHASE

146

4931

PURCHASE

380

4931

PURCHASE

3758

4931

PURCHASE

5069

4931

PURCHASE

8

4932

PURCHASE

65

4932

PURCHASE

80

4932

PURCHASE

905

4932

PURCHASE

1270

4932

PURCHASE

2226

4932

SALE

821

4933

SALE

200

4933

SALE

55

4933

PURCHASE

6

4933

PURCHASE

8

4933

PURCHASE

29

4933

PURCHASE

90

4933

PURCHASE

122

4933

PURCHASE

741

4933

SALE

4412

4934

SALE

1841

4934

SALE

1224

4934

SALE

1025

4934

SALE

1000

4934

SALE

831

4934

SALE

340

4934

SALE

300

4934

SALE

200

4934

SALE

42

4934

PURCHASE

1000

4934

SALE

1913

4935

SALE

1037

4935

PURCHASE

12

4935

PURCHASE

22

4935

PURCHASE

29

4935

PURCHASE

29

4935

PURCHASE

51

4935

PURCHASE

68

4935

PURCHASE

106

4935

PURCHASE

122

4935

PURCHASE

185

4935

PURCHASE

244

4935

PURCHASE

371

4935

PURCHASE

617

4935

PURCHASE

991

4935

PURCHASE

1103

4935

PURCHASE

1377

4935

PURCHASE

1782

4935

PURCHASE

1899

4935

PURCHASE

2257

4935

SALE

1000

4936

SALE

753

4936

SALE

201

4936

SALE

74

4936

PURCHASE

8

4937

PURCHASE

11

4937

PURCHASE

47

4937

PURCHASE

175

4937

PURCHASE

1440

4937

PURCHASE

1549

4937

SALE

1000

4938

SALE

1000

4938

SALE

583

4938

SALE

119

4938

SALE

22

4938

SALE

3

4938

SALE

119240

4938.620119

PURCHASE

119240

4938.620119

SALE

1754

4939

SALE

3596

4940

SALE

119435

4940.969012

PURCHASE

119435

4940.969012

SALE

3590

4942

SALE

897

4942

SALE

746

4942

SALE

666

4942

SALE

400

4942

SALE

130

4942

SALE

130

4942

SALE

98

4942

SALE

94

4942

SALE

59

4942

PURCHASE

3093

4942

SALE

591

4943

SALE

296

4945

SALE

170

4945

SALE

99

4945

SALE

18

4945

SALE

1

4945

SALE

1

4945

SALE

3236

4946

SALE

2566

4946

SALE

1739

4946

SALE

1

4947

SALE

5000

4948

PURCHASE

722

4948

PURCHASE

803

4948

PURCHASE

1276

4948

PURCHASE

2000

4948

SALE

2020

4949

SALE

1517

4949

SALE

55

4949

PURCHASE

303

4949

PURCHASE

2045

4949

PURCHASE

271

4950

PURCHASE

327

4950

PURCHASE

1424

4950

PURCHASE

1992

4950

SALE

2461

4951

SALE

128

4951

PURCHASE

51

4951

PURCHASE

83

4951

PURCHASE

114

4951

PURCHASE

908

4951

PURCHASE

2946

4951

PURCHASE

122

4952

PURCHASE

122

4952

PURCHASE

200

4952

PURCHASE

315

4952

PURCHASE

2196

4952

PURCHASE

1

4953

PURCHASE

7

4953

PURCHASE

15

4953

PURCHASE

16

4953

PURCHASE

16

4953

PURCHASE

30

4953

PURCHASE

31

4953

PURCHASE

48

4953

PURCHASE

57

4953

PURCHASE

175

4953

PURCHASE

362

4953

PURCHASE

386

4953

PURCHASE

632

4953

PURCHASE

1262

4953

SALE

690

4954

SALE

420

4954

SALE

380

4954

SALE

138

4954

SALE

70

4954

PURCHASE

1

4954

PURCHASE

4

4954

PURCHASE

7

4954

PURCHASE

8

4954

PURCHASE

15

4954

PURCHASE

36

4954

PURCHASE

49

4954

PURCHASE

301

4954

PURCHASE

495

4954

PURCHASE

857

4954

PURCHASE

980

4954

PURCHASE

1000

4954

PURCHASE

1357

4954

PURCHASE

1756

4954

PURCHASE

6

4955

PURCHASE

14

4955

PURCHASE

25

4955

PURCHASE

32

4955

PURCHASE

82

4955

PURCHASE

122

4955

PURCHASE

200

4955

PURCHASE

245

4955

PURCHASE

470

4955

PURCHASE

669

4955

PURCHASE

925

4955

PURCHASE

1000

4955

SALE

1212

4956

SALE

92

4956

PURCHASE

116

4957

PURCHASE

314

4957

PURCHASE

774

4957

SALE

2700

4958

SALE

1076

4958

SALE

800

4958

SALE

100

4958

SALE

50

4958

PURCHASE

300

4958

PURCHASE

330

4958

PURCHASE

1214

4958

SALE

2080

4959

SALE

2000

4959

SALE

1433

4959

SALE

840

4959

SALE

705

4959

SALE

557

4959

SALE

533

4959

SALE

404

4959

SALE

68

4959

SALE

895

4960

SALE

734

4960

SALE

2406

4961

SALE

846

4961

SALE

120

4961

PURCHASE

7

4961

PURCHASE

8

4961

PURCHASE

9

4961

PURCHASE

27

4961

PURCHASE

122

4961

PURCHASE

122

4961

PURCHASE

161

4961

PURCHASE

393

4961

PURCHASE

400

4961

PURCHASE

541

4961

PURCHASE

544

4961

PURCHASE

613

4961

PURCHASE

1000

4961

PURCHASE

1548

4961

PURCHASE

402

4962

PURCHASE

1000

4962

SALE

428

4963

SALE

4824

4964

SALE

1553

4964

SALE

888

4964

SALE

128

4964

PURCHASE

1672

4964

PURCHASE

200

4965

PURCHASE

201

4965

PURCHASE

400

4965

PURCHASE

2000

4965

PURCHASE

120

4914

PURCHASE

244

4914

PURCHASE

5087

4914

PURCHASE

1

4915

PURCHASE

362

4915

SALE

3742

4916

SALE

200

4916

PURCHASE

48

4916

PURCHASE

163

4916

PURCHASE

519

4918

SALE

592

4919

PURCHASE

4008

4919

SALE

1000

4920

SALE

400

4920

SALE

300

4920

SALE

16

4920

PURCHASE

1078

4920

PURCHASE

1487

4920

PURCHASE

14

4921

PURCHASE

49

4921

PURCHASE

55

4921

PURCHASE

758

4921

PURCHASE

1110

4921

PURCHASE

1212

4921

PURCHASE

40

4923

PURCHASE

48

4923

PURCHASE

741

4923

PURCHASE

946

4923

PURCHASE

15

4924

PURCHASE

15

4924

PURCHASE

22

4924

PURCHASE

29

4924

PURCHASE

46

4924

PURCHASE

473

4924

PURCHASE

658

4924

SALE

3954

4925

PURCHASE

3384

4925

SALE

1202

4926

SALE

380

4926

SALE

74

4926

PURCHASE

6

4926

PURCHASE

435

4926

PURCHASE

2790

4926

SALE

1317

4927

PURCHASE

13

4927

PURCHASE

16

4927

PURCHASE

516

4927

PURCHASE

655

4927

SALE

5000

4928

SALE

4867

4928

SALE

2447

4928

SALE

2005

4928

SALE

1056

4928

SALE

732

4928

SALE

640

4928

SALE

555

4928

SALE

206

4928

SALE

73

4928

SALE

68

4928

SALE

9

4928

SALE

6

4928

PURCHASE

139

4928

PURCHASE

258

4928

PURCHASE

959

4928

SALE

971

4929

SALE

200

4929

SALE

100

4929

PURCHASE

8

4929

PURCHASE

14

4929

PURCHASE

61

4929

PURCHASE

74

4929

PURCHASE

741

4929

PURCHASE

1234

4929

PURCHASE

1252

4929

SALE

1931

4930

SALE

1134

4930

SALE

955

4930

SALE

800

4930

SALE

758

4930

SALE

300

4930

SALE

120

4930

SALE

100

4930

PURCHASE

422

4930

PURCHASE

579

4930

PURCHASE

1306

4930

PURCHASE

5070

4930

PURCHASE

1

4931

PURCHASE

3

4931

PURCHASE

16

4931

PURCHASE

41

4931

PURCHASE

76

4931

PURCHASE

146

4931

PURCHASE

380

4931

PURCHASE

3758

4931

PURCHASE

5069

4931

PURCHASE

8

4932

PURCHASE

65

4932

PURCHASE

80

4932

PURCHASE

905

4932

PURCHASE

1270

4932

PURCHASE

2226

4932

SALE

821

4933

SALE

200

4933

SALE

55

4933

PURCHASE

6

4933

PURCHASE

8

4933

PURCHASE

29

4933

PURCHASE

90

4933

PURCHASE

122

4933

PURCHASE

741

4933

SALE

4412

4934

SALE

1841

4934

SALE

1224

4934

SALE

1025

4934

SALE

1000

4934

SALE

831

4934

SALE

340

4934

SALE

300

4934

SALE

200

4934

SALE

42

4934

PURCHASE

1000

4934

SALE

1913

4935

SALE

1037

4935

PURCHASE

12

4935

PURCHASE

22

4935

PURCHASE

29

4935

PURCHASE

29

4935

PURCHASE

51

4935

PURCHASE

68

4935

PURCHASE

106

4935

PURCHASE

122

4935

PURCHASE

185

4935

PURCHASE

244

4935

PURCHASE

371

4935

PURCHASE

617

4935

PURCHASE

991

4935

PURCHASE

1103

4935

PURCHASE

1377

4935

PURCHASE

1782

4935

PURCHASE

1899

4935

PURCHASE

2257

4935

SALE

1000

4936

SALE

753

4936

SALE

201

4936

SALE

74

4936

PURCHASE

8

4937

PURCHASE

11

4937

PURCHASE

47

4937

PURCHASE

175

4937

PURCHASE

1440

4937

PURCHASE

1549

4937

SALE

1000

4938

SALE

1000

4938

SALE

583

4938

SALE

119

4938

SALE

22

4938

SALE

3

4938

SALE

119240

4938.620119

PURCHASE

119240

4938.620119

SALE

1754

4939

SALE

3596

4940

SALE

119435

4940.969012

PURCHASE

119435

4940.969012

SALE

3590

4942

SALE

897

4942

SALE

746

4942

SALE

666

4942

SALE

400

4942

SALE

130

4942

SALE

130

4942

SALE

98

4942

SALE

94

4942

SALE

59

4942

PURCHASE

3093

4942

SALE

591

4943

SALE

296

4945

SALE

170

4945

SALE

99

4945

SALE

18

4945

SALE

1

4945

SALE

1

4945

SALE

3236

4946

SALE

2566

4946

SALE

1739

4946

SALE

1

4947

SALE

5000

4948

PURCHASE

722

4948

PURCHASE

803

4948

PURCHASE

1276

4948

PURCHASE

2000

4948

SALE

2020

4949

SALE

1517

4949

SALE

55

4949

PURCHASE

303

4949

PURCHASE

2045

4949

PURCHASE

271

4950

PURCHASE

327

4950

PURCHASE

1424

4950

PURCHASE

1992

4950

SALE

2461

4951

SALE

128

4951

PURCHASE

51

4951

PURCHASE

83

4951

PURCHASE

114

4951

PURCHASE

908

4951

PURCHASE

2946

4951

PURCHASE

122

4952

PURCHASE

122

4952

PURCHASE

200

4952

PURCHASE

315

4952

PURCHASE

2196

4952

PURCHASE

1

4953

PURCHASE

7

4953

PURCHASE

15

4953

PURCHASE

16

4953

PURCHASE

16

4953

PURCHASE

30

4953

PURCHASE

31

4953

PURCHASE

48

4953

PURCHASE

57

4953

PURCHASE

175

4953

PURCHASE

362

4953

PURCHASE

386

4953

PURCHASE

632

4953

PURCHASE

1262

4953

SALE

690

4954

SALE

420

4954

SALE

380

4954

SALE

138

4954

SALE

70

4954

PURCHASE

1

4954

PURCHASE

4

4954

PURCHASE

7

4954

PURCHASE

8

4954

PURCHASE

15

4954

PURCHASE

36

4954

PURCHASE

49

4954

PURCHASE

301

4954

PURCHASE

495

4954

PURCHASE

857

4954

PURCHASE

980

4954

PURCHASE

1000

4954

PURCHASE

1357

4954

PURCHASE

1756

4954

PURCHASE

6

4955

PURCHASE

14

4955

PURCHASE

25

4955

PURCHASE

32

4955

PURCHASE

82

4955

PURCHASE

122

4955

PURCHASE

200

4955

PURCHASE

245

4955

PURCHASE

470

4955

PURCHASE

669

4955

PURCHASE

925

4955

PURCHASE

1000

4955

SALE

1212

4956

SALE

92

4956

PURCHASE

116

4957

PURCHASE

314

4957

PURCHASE

774

4957

SALE

2700

4958

SALE

1076

4958

SALE

800

4958

SALE

100

4958

SALE

50

4958

PURCHASE

300

4958

PURCHASE

330

4958

PURCHASE

1214

4958

SALE

2080

4959

SALE

2000

4959

SALE

1433

4959

SALE

840

4959

SALE

705

4959

SALE

557

4959

SALE

533

4959

SALE

404

4959

SALE

68

4959

SALE

895

4960

SALE

734

4960

SALE

2406

4961

SALE

846

4961

SALE

120

4961

PURCHASE

7

4961

PURCHASE

8

4961

PURCHASE

9

4961

PURCHASE

27

4961

PURCHASE

122

4961

PURCHASE

122

4961

PURCHASE

161

4961

PURCHASE

393

4961

PURCHASE

400

4961

PURCHASE

541

4961

PURCHASE

544

4961

PURCHASE

613

4961

PURCHASE

1000

4961

PURCHASE

1548

4961

PURCHASE

402

4962

PURCHASE

1000

4962

SALE

428

4963

SALE

4824

4964

SALE

1553

4964

SALE

888

4964

SALE

128

4964

PURCHASE

1672

4964

PURCHASE

200

4965

PURCHASE

201

4965

PURCHASE

400

4965

PURCHASE

2000

4965

TOTAL PURCHASES

357,915

TOTAL SALES

358,110

 (b) Derivatives transactions (other than options)

Product name, e.g CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

 

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

 

Product name,e.g. call option

Writing, selling, purchasing, varying etc

Number of securities to which the option relates (Note 6)

Exercise price 

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 4)

 

(ii) Exercising

 

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 4)

 

(d) Other dealings (including new securities) (Note 3)

 

Nature of transaction(Note 7)

Details

Price per unit (if applicable)

 

4. OTHER INFORMATION

 

Agreements, arrangements or understandings relating to options or derivatives

 

 

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

 

……………………………………………………………………

 

……………………………………………………………………

 

Is a Supplemental Form 38.5(b) attached? (Note 8) NO

 

Date of disclosure

20 MAY 2008

Contact name

LOUISE ROBINSON

Telephone number

020 7567 8762

Name of offeree/offeror with which connected

BHP Billiton PLC

BHP Billiton LTD

Nature of connection (Note 9)

CONNECTED ADVISER

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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