25th Apr 2008 11:09
UBS AG (EPT)25 April 2008 FORM 38.5(b) DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader UBS AG London BranchCompany dealt in Rio Tinto LimitedClass of relevant security to which the Ordinarydealings being disclosed relate (Note 1)Date of dealing 24 APRIL 2008 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) Long Short Number (%) Number (%)(1) Relevant securities 411 0.00% 0 0.00%(2) Derivatives (other thanoptions)(3) Options and agreements topurchase/sellTotal 411 0.00% 0 0.00% (b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) Class of relevant security: Long Short Number (%) Number (%)(1) Relevant securities(2) Derivatives (other thanoptions)(3) Options and agreements topurchase/sellTotal (c) Rights to subscribe (Note 2)Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4) PURCHASE 168 14530 AUD Cents PURCHASE 2 14533 PURCHASE 11 14533 PURCHASE 3 14533 PURCHASE 1 14533 PURCHASE 100 14533 PURCHASE 1 14534 PURCHASE 200 14534 PURCHASE 100 14534 PURCHASE 100 14534 PURCHASE 64 14535 PURCHASE 49 14535 SALE 846 14539 PURCHASE 197 14541 PURCHASE 533 14542 PURCHASE 63 14542 PURCHASE 39 14542 PURCHASE 300 14542 PURCHASE 40 14542 PURCHASE 134 14542 PURCHASE 906 14544 PURCHASE 358 14544 PURCHASE 137 14554 SALE 100 14554 PURCHASE 358 14555 PURCHASE 1 14555 PURCHASE 1 14555 PURCHASE 85 14555 PURCHASE 356 14560 PURCHASE 949 14560 PURCHASE 173 14561 SALE 285 14562 SALE 400 14575 SALE 1000 14575 SALE 130 14575 SALE 1585 14575 SALE 50 14576 SALE 16 14576 SALE 1000 14576 SALE 231 14577 SALE 918 14580 SALE 81 14580 PURCHASE 1312 14580 PURCHASE 30 14581 PURCHASE 116 14581 PURCHASE 420 14581 PURCHASE 21 14582 PURCHASE 3 14582 PURCHASE 1 14582 PURCHASE 118 14582 PURCHASE 1 14582 SALE 1714 14584 PURCHASE 655 14585 PURCHASE 76 14586 PURCHASE 501 14588 PURCHASE 389 14590 PURCHASE 1 14592 PURCHASE 1 14592 PURCHASE 13 14592 PURCHASE 69 14592 SALE 120 14592 PURCHASE 26 14597 PURCHASE 373 14597 PURCHASE 2 14597 PURCHASE 29 14597 PURCHASE 358 14598 PURCHASE 691 14600 PURCHASE 61 14600 PURCHASE 500 14600 PURCHASE 226 14600 PURCHASE 92 14600 PURCHASE 1 14600 PURCHASE 1 14600 PURCHASE 27 14600 PURCHASE 147 14600 PURCHASE 100 14600 PURCHASE 496 14600 PURCHASE 1 14600 PURCHASE 1 14600 PURCHASE 1 14600 PURCHASE 14 14601 PURCHASE 7 14601 PURCHASE 67 14601 PURCHASE 163 14602 PURCHASE 200 14602 PURCHASE 5 14603 PURCHASE 1 14603 PURCHASE 4 14603 PURCHASE 110 14603 PURCHASE 5 14603 PURCHASE 32 14603 PURCHASE 11 14603 PURCHASE 25 14603 SALE 702 14605 SALE 29557 14608.52 PURCHASE 29557 14608.52 SALE 1000 14610 PURCHASE 209 14611 PURCHASE 323 14612 PURCHASE 33 14613 PURCHASE 38 14613 PURCHASE 293 14613 SALE 34 14613 SALE 179 14613 SALE 347 14615 SALE 31 14615 PURCHASE 569 14616 PURCHASE 14 14616 PURCHASE 1 14616 PURCHASE 140 14616 PURCHASE 135 14616 PURCHASE 106 14616 PURCHASE 30 14616 PURCHASE 95 14616 PURCHASE 30 14616 PURCHASE 362 14616 PURCHASE 1 14616 PURCHASE 210 14617 PURCHASE 5 14617 PURCHASE 132 14617 SALE 30 14618 SALE 100 14618 PURCHASE 445 14619 SALE 48 14620 SALE 351 14620 PURCHASE 44 14622 PURCHASE 22 14622 PURCHASE 1 14622 PURCHASE 90 14622 PURCHASE 62 14622 PURCHASE 184 14622 SALE 253 14622 PURCHASE 27834 14622.78 SALE 27834 14622.78 SALE 179 14623 PURCHASE 129 14623 SALE 252 14624 PURCHASE 163 14625 SALE 20 14625 SALE 27 14625 PURCHASE 322 14625 PURCHASE 131 14625 SALE 30 14625 SALE 245 14625 PURCHASE 200 14626 PURCHASE 30 14626 SALE 105 14626 SALE 177 14626 SALE 43 14626 SALE 30 14626 SALE 302 14626 PURCHASE 45 14627 PURCHASE 88 14627 SALE 29 14627 SALE 21 14627 SALE 262 14627 PURCHASE 894 14627 PURCHASE 490 14627 PURCHASE 277 14627 PURCHASE 95 14627 SALE 440 14628 SALE 140 14628 SALE 354 14628 SALE 28 14628 SALE 147 14628 PURCHASE 501 14628 PURCHASE 6 14628 PURCHASE 20 14628 PURCHASE 351 14628 SALE 134 14628 SALE 662 14628 SALE 96 14628 SALE 1 14628 PURCHASE 152 14629 PURCHASE 2 14629 PURCHASE 28 14629 PURCHASE 84 14629 SALE 1377 14629 SALE 411 14630 SALE 755 14630 SALE 1708 14630 PURCHASE 1 14630 PURCHASE 5 14630 PURCHASE 3 14630 PURCHASE 111 14630 SALE 157 14630 SALE 201 14630 SALE 1 14630 SALE 258 14630 SALE 61 14630 PURCHASE 384 14630 SALE 333 14631 PURCHASE 48 14633 PURCHASE 506 14633 PURCHASE 13 14633 PURCHASE 430 14634 PURCHASE 4 14634 PURCHASE 7 14635 PURCHASE 1 14635 PURCHASE 97 14635 PURCHASE 124 14635 SALE 32 14637 SALE 206 14637 SALE 364 14637 PURCHASE 4 14638 PURCHASE 314 14638 PURCHASE 145 14638 SALE 209 14638 SALE 478 14638 SALE 16 14638 SALE 198 14638 SALE 43 14638 SALE 14 14639 SALE 21 14639 SALE 142 14639 PURCHASE 800 14640 PURCHASE 209 14640 PURCHASE 43 14640 PURCHASE 408 14640 PURCHASE 162 14640 PURCHASE 425 14640 PURCHASE 3 14640 PURCHASE 3 14640 PURCHASE 1 14640 SALE 285 14640 PURCHASE 75 14642 PURCHASE 63 14643 PURCHASE 341 14643 PURCHASE 75 14643 PURCHASE 340 14644 PURCHASE 64 14644 PURCHASE 157 14644 PURCHASE 75 14644 PURCHASE 5 14644 PURCHASE 1 14644 PURCHASE 5 14644 PURCHASE 41 14644 PURCHASE 11 14644 PURCHASE 159 14645 PURCHASE 5 14645 SALE 236 14645 PURCHASE 423 14646 SALE 458 14649 SALE 24 14649 PURCHASE 970 14650 PURCHASE 69 14650 PURCHASE 38 14650 SALE 5 14651 SALE 430 14651 PURCHASE 76 14652 SALE 10 14652 SALE 236 14652 SALE 133 14657 SALE 300 14660 PURCHASE 389 14660 PURCHASE 7 14660 PURCHASE 1 14660 PURCHASE 30 14660 SALE 213 14661 SALE 57 14667 SALE 196 14668 PURCHASE 1000 14675 PURCHASE 221 14679 SALE 491 14680 SALE 135 14697 SALE 13 14716 SALE 27 14716 SALE 471 14729 PURCHASE 150 14732 SALE 158 14732 SALE 1696 14732 TOTAL PURCHASES 86,948 TOTAL SALES 85,225 (b) Derivatives transactions (other than options)Product name, e.g Long/short (Note 5) Number of securities Price per unitCFD (Note 6) (Note 4) (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product Writing, Number of Exercise Type, e.g. Expiry Optionname,e.g. selling, securities price American, date money paid/call purchasing, to which the European received peroption varying etc option etc. unit (Note relates 4) (Note 6) (ii) Exercising Product name, e.g. call Number of securities Exercise price per unitoption (Note 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction Details Price per unit (if applicable)(Note 7) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the persondisclosing and any other person relating to the voting rights of any relevantsecurities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which anyderivative referred to on this form is referenced. If none, this should bestated. .............................................................................. .............................................................................. Is a Supplemental Form 38.5(b) attached? (Note 8) NO Date of disclosure 25 APRIL 2008Contact name NIMISHA SACHDEVTelephone number 020 7567 8762Name of offeree/offeror with which connected BHP Billiton PLC BHP Billiton LTDNature of connection (Note 9) CONNECTED ADVISER Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Rio Tinto