11th Apr 2008 10:01
Macquarie Group Limited11 April 2008 DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader Macquarie Capital Securities (Australia) Limited Company dealt in Rio Tinto Limited Class of relevant security to which the Ordinary shares ISIN: AU000000RIO1dealings being disclosed relate (Note 1) Date of dealing 10 April 2008 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class ofrelevant security dealt in (Note 2) Long Short Number Number (%) (%) (1) Relevant securities (2) Derivatives (other than options) (3) Options and agreements to purchase/sell Total 0 0.00% 0 0.00% (b) Interests and short positions in relevant securities of the company,other than the class dealt in (Note 2) Class of relevant security: Long Short Number Number (%) (%) (1) Relevant securities (2) Derivatives (other than options) (3) Options and agreements to purchase/sell Total (c) Rights to subscribe (Note 2) Class of relevant security: Details Fully Paid Ordinary ISIN: AU000000RIO1 3. DEALINGS (Note 3) (a) Purchases and sales See Annexure A (b) Derivatives transactions (other than options) Product name, Long/short (Note 5) Number of securities (Note 6) Price per unit (Note 4)e.g. CFD (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product name, Writing, selling, Number of securities Exercise Type, e.g. Expiry Option money purchasing, to which the option American,e.g. call option varying etc. relates (Note 6) price European etc. date paid/received per unit (Note 4) (ii) Exercising Product name, e.g. call option Number of securities Exercise price per unit (Note 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction (Note 7) Details Price per unit (if applicable) (Note 4) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the person disclosing and any other person relatingto the voting rights of any relevant securities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form isreferenced. If none, this should be stated. Is a Supplemental Form 38.5(b) attached? (Note 8) YES/NO Date of disclosure 11 April 2008 Contact name Johanna Uy Telephone number +44 (0) 2030374339 Name of offeree/offeror with which connected Rio Tinto Plc Nature of connection (Note 9) Connected principal trader Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk Annexure A: Stock Buy Sell Exec Exec Price Quantity (AUD) RIO Purchase 74 137.8RIO Purchase 50 137.8RIO Purchase 202 137.8RIO Purchase 1700 137.8RIO Purchase 370 137.8RIO Purchase 150 137.8RIO Purchase 65 137.8RIO Purchase 7 137.8RIO Purchase 120 137.8RIO Purchase 1300 137.8RIO Purchase 350 137.8RIO Purchase 500 137.8RIO Purchase 5 137.8RIO Purchase 3746 137.8RIO Purchase 610 137.8RIO Purchase 3 137.8RIO Purchase 34 137.8RIO Purchase 70 137.8RIO Purchase 80 137.8RIO Purchase 130 137.8RIO Purchase 11 137.8RIO Purchase 71 137.8RIO Purchase 10 137.8RIO Purchase 25 137.8RIO Purchase 301 137.8RIO Purchase 1205 137.8RIO Purchase 450 137.8RIO Purchase 52 138.36RIO Purchase 336 138.36RIO Purchase 13 138.36RIO Purchase 1599 138.36RIO Purchase 210 138.3RIO Purchase 246 138.3RIO Purchase 708 138.3RIO Purchase 209 138.3RIO Purchase 259 138.3RIO Purchase 368 138.3RIO Purchase 34 138.1RIO Purchase 35 138.1RIO Purchase 986 138.1RIO Purchase 356 138.1RIO Purchase 46 138.1RIO Purchase 250 138.1RIO Purchase 1000 138.1RIO Purchase 48 138.1RIO Purchase 41 138.1RIO Purchase 204 138.1RIO Purchase 2000 138.1RIO Purchase 3000 138RIO Purchase 910 138.01RIO Purchase 2090 138.01RIO Purchase 3000 138RIO Purchase 307 138RIO Purchase 86 138RIO Purchase 71 138RIO Purchase 44 138RIO Purchase 87 138RIO Purchase 2405 138RIO Purchase 2595 138RIO Purchase 50 138RIO Purchase 300 138RIO Purchase 51 138RIO Purchase 4 138RIO Purchase 3000 137.95RIO Purchase 77 138.08RIO Purchase 1923 138.08RIO Purchase 121 138RIO Purchase 264 138RIO Purchase 145 138RIO Purchase 67 138RIO Purchase 352 138RIO Purchase 1000 138RIO Purchase 1051 138RIO Purchase 3000 138RIO Purchase 3000 138RIO Purchase 144 137.93RIO Purchase 160 137.93RIO Purchase 57 137.98RIO Purchase 74 137.98RIO Purchase 33 137.99RIO Purchase 583 138RIO Purchase 40 138RIO Purchase 1 138RIO Purchase 500 138RIO Purchase 85 138RIO Purchase 100 138RIO Purchase 53 138RIO Purchase 605 138RIO Purchase 394 137.98RIO Purchase 3000 138.12RIO Purchase 941 138.22RIO Purchase 100 138.22RIO Purchase 363 138.22RIO Purchase 596 138.22RIO Purchase 360 138.11RIO Purchase 98 138.11RIO Purchase 148 138.11RIO Purchase 521 138.11RIO Purchase 304 138.11RIO Purchase 500 138.11RIO Purchase 69 138.11RIO Purchase 15 138.11RIO Purchase 985 138.11RIO Purchase 15 138.11RIO Purchase 67 138.11RIO Purchase 20 138.11RIO Purchase 250 138.11RIO Purchase 147 138.11RIO Purchase 501 138.11RIO Purchase 253 138.1RIO Purchase 1747 138.1RIO Purchase 276 138RIO Purchase 121 138RIO Purchase 796 138RIO Purchase 500 138RIO Purchase 500 138RIO Purchase 282 138RIO Purchase 72 137.94RIO Purchase 363 137.94RIO Purchase 20 137.95RIO Purchase 980 137.95RIO Purchase 48 137.96RIO Purchase 28 137.97RIO Purchase 1489 137.97RIO Purchase 355 137.93RIO Purchase 319 137.93RIO Purchase 36 137.93RIO Purchase 1986 137.93RIO Purchase 2000 137.93RIO Purchase 363 137.92RIO Purchase 1637 137.92RIO Purchase 464 137.95RIO Purchase 29 137.95RIO Purchase 507 137.95RIO Purchase 52 137.97RIO Purchase 7 137.99RIO Purchase 551 138RIO Purchase 1001 138RIO Purchase 441 138RIO Purchase 13 137.97RIO Purchase 1256 137.97RIO Purchase 679 137.97RIO Purchase 1126 137.94RIO Purchase 131 137.94RIO Purchase 743 137.94RIO Purchase 415 137.9RIO Purchase 1000 137.9RIO Purchase 585 137.9RIO Purchase 2000 137.9RIO Purchase 1567 137.7RIO Purchase 500 137.7RIO Purchase 933 137.7RIO Purchase 50 137.7RIO Purchase 5 137.73RIO Purchase 16 137.75RIO Purchase 984 137.75RIO Purchase 3000 137.85RIO Purchase 1995 137.73RIO Purchase 736 137.7RIO Purchase 938 137.83RIO Purchase 28 137.83RIO Purchase 501 137.86RIO Purchase 364 137.86RIO Purchase 169 137.86RIO Purchase 150 137.75RIO Purchase 99 137.75RIO Purchase 21 137.85RIO Purchase 211 137.85RIO Purchase 651 137.85RIO Purchase 117 137.85RIO Purchase 1000 137.85RIO Purchase 464 137.85RIO Purchase 536 137.85RIO Purchase 25 137.84RIO Purchase 975 137.84RIO Purchase 20 137.83RIO Purchase 41 137.83RIO Purchase 60 137.83RIO Purchase 400 137.83RIO Purchase 43 137.83RIO Purchase 5 137.83RIO Purchase 58 137.83RIO Purchase 284 137.83RIO Purchase 89 137.83RIO Purchase 458 137.84RIO Purchase 542 137.84RIO Purchase 21 137.83RIO Purchase 23 137.83RIO Purchase 956 137.83RIO Purchase 4 137.83RIO Purchase 200 137.83RIO Purchase 376 137.83RIO Purchase 759 137.83RIO Purchase 51 137.83RIO Purchase 358 137.83RIO Purchase 3 137.83RIO Purchase 1302 137.8RIO Purchase 59 137.8RIO Purchase 639 137.8RIO Purchase 200 137.74RIO Purchase 800 137.74RIO Purchase 29 137.74RIO Purchase 17 137.74RIO Purchase 60 137.74RIO Purchase 1000 137.75RIO Purchase 5 137.75RIO Purchase 13 137.75RIO Purchase 18 137.75RIO Purchase 964 137.75RIO Purchase 364 137.74RIO Purchase 213 137.74RIO Purchase 317 137.74RIO Purchase 50 137.7RIO Purchase 2164 137.7RIO Purchase 255 137.55RIO Purchase 72 137.55RIO Purchase 400 137.55RIO Purchase 1000 137.6RIO Purchase 11 137.6RIO Purchase 177 137.6RIO Purchase 400 137.6RIO Purchase 48 137.6RIO Purchase 27 137.6RIO Purchase 30 137.6RIO Purchase 130 137.6RIO Purchase 27 137.6RIO Purchase 150 137.6RIO Purchase 3 137.55RIO Purchase 40 137.55RIO Purchase 2230 137.55RIO Purchase 34 137.54RIO Purchase 83 137.54RIO Purchase 35 137.54RIO Purchase 242 137.54RIO Purchase 16 137.54RIO Purchase 1 137.54RIO Purchase 1589 137.54RIO Purchase 18 137.54RIO Purchase 1982 137.54RIO Purchase 1453 137.52RIO Purchase 3 137.52RIO Purchase 544 137.52RIO Purchase 280 137.35RIO Purchase 56 137.35RIO Purchase 46 137.35RIO Purchase 194 137.35RIO Purchase 17 137.35RIO Purchase 2 137.35RIO Purchase 29 137.35RIO Purchase 42 137.35RIO Purchase 560 137.35RIO Purchase 774 137.35RIO Purchase 55 137.31RIO Purchase 20 137.31RIO Purchase 148 137.31RIO Purchase 24 137.31RIO Purchase 20 137.31RIO Purchase 733 137.31RIO Purchase 16 137.27RIO Purchase 4 137.27RIO Purchase 30 137.27RIO Purchase 111 137.43RIO Purchase 30 137.51RIO Purchase 64 137.51RIO Purchase 475 137.51RIO Purchase 431 137.51RIO Purchase 317 137.43RIO Purchase 30 137.54RIO Purchase 21 137.54RIO Purchase 949 137.54RIO Purchase 719 137.54RIO Purchase 37 137.54RIO Purchase 61 137.54RIO Purchase 183 137.54RIO Purchase 98 137.49RIO Purchase 3 137.52RIO Purchase 22 137.52RIO Purchase 975 137.52RIO Purchase 39 137.57RIO Purchase 47 137.57RIO Purchase 45 137.59RIO Purchase 43 137.59RIO Purchase 88 137.59RIO Purchase 46 137.59RIO Purchase 9298 137.6RIO Purchase 2500 137.6RIO Purchase 215 137.6RIO Purchase 103 137.6RIO Purchase 363 137.46RIO Purchase 400 137.46RIO Purchase 363 137.46RIO Purchase 131 137.46RIO Purchase 743 137.46RIO Purchase 6 137.47RIO Purchase 1162 137.47RIO Purchase 16 137.47RIO Purchase 7 137.47RIO Purchase 15 137.47RIO Purchase 143 137.47RIO Purchase 27 137.47RIO Purchase 140 137.47RIO Purchase 69 137.47RIO Purchase 415 137.47RIO Purchase 275 137.45RIO Purchase 7 137.45RIO Purchase 56 137.45RIO Purchase 1662 137.45RIO Purchase 10 137.11RIO Purchase 2 137.3RIO Purchase 364 137.61RIO Purchase 363 137.61RIO Purchase 80 137.65RIO Purchase 101 137.65RIO Purchase 166 137.65RIO Purchase 80 137.65RIO Purchase 49 137.65RIO Purchase 514 137.65RIO Purchase 569 137.68RIO Purchase 364 137.68RIO Purchase 338 137.68RIO Purchase 1 137.47RIO Purchase 6 137.47RIO Purchase 38 137.47RIO Purchase 1955 137.47RIO Purchase 1000 137.5RIO Purchase 20 137.5RIO Purchase 980 137.5RIO Purchase 1000 137.5RIO Purchase 700 137.5RIO Purchase 29 137.5RIO Purchase 271 137.5RIO Purchase 1000 137.41RIO Purchase 471 137.41RIO Purchase 99 137.41RIO Purchase 300 137.55RIO Purchase 700 137.55RIO Purchase 21 137.54RIO Purchase 115 137.54RIO Purchase 430 137.54RIO Purchase 29 137.72RIO Purchase 44 137.72RIO Purchase 23 137.72RIO Purchase 1013 137.72RIO Purchase 5 137.72RIO Purchase 466 137.72RIO Purchase 420 137.72RIO Purchase 109 137.71RIO Purchase 195 137.72RIO Purchase 789 137.72RIO Purchase 588 137.72RIO Purchase 17 137.78RIO Purchase 983 137.78RIO Purchase 741 137.78RIO Purchase 86 137.78RIO Purchase 8 137.78RIO Purchase 165 137.78RIO Purchase 655 137.78RIO Purchase 345 137.78RIO Purchase 88 137.78RIO Purchase 100 137.78RIO Purchase 466 137.78RIO Purchase 346 137.78RIO Purchase 99 137.81RIO Purchase 500 137.98RIO Purchase 234 137.98RIO Purchase 127 137.98RIO Purchase 500 138RIO Purchase 93 138RIO Purchase 2 138RIO Purchase 72 138RIO Purchase 71 138RIO Purchase 401 138RIO Purchase 2000 138RIO Purchase 300 137.81RIO Purchase 363 137.81RIO Purchase 1557 137.81RIO Purchase 1000 137.78RIO Purchase 200 137.65RIO Purchase 98 137.65RIO Purchase 326 137.65RIO Purchase 6 137.65RIO Purchase 4 137.65RIO Purchase 10 137.68RIO Purchase 28 137.68RIO Purchase 1748 137.68RIO Purchase 214 137.68RIO Purchase 382 137.65RIO Purchase 161 137.69RIO Purchase 656 137.69RIO Purchase 183 137.69RIO Purchase 387 137.7RIO Purchase 201 137.7RIO Purchase 87 137.7RIO Purchase 196 137.7RIO Purchase 183 137.7RIO Purchase 946 137.7RIO Purchase 169 137.69RIO Purchase 350 137.69RIO Purchase 376 137.69RIO Purchase 89 137.69RIO Purchase 7 137.69RIO Purchase 1009 137.7RIO Purchase 485 137.7RIO Purchase 244 137.7RIO Purchase 271 137.7RIO Purchase 10 137.65RIO Purchase 838 137.65RIO Purchase 61 137.49RIO Purchase 19 137.5RIO Purchase 1920 137.5RIO Purchase 22 137.49RIO Purchase 398 137.5RIO Purchase 316 137.5RIO Purchase 97 137.5RIO Purchase 17 137.5RIO Purchase 111 137.54RIO Purchase 338 137.54RIO Purchase 2551 137.54RIO Purchase 1150 137.5RIO Purchase 45 137.4RIO Purchase 16 137.4RIO Purchase 60 137.4RIO Purchase 2879 137.4RIO Purchase 6000 137.4RIO Purchase 231 137.37RIO Purchase 2000 137.37RIO Purchase 13 137.37RIO Purchase 2 137.4RIO Purchase 291 137.4RIO Purchase 2707 137.4RIO Purchase 2000 137.4RIO Purchase 364 137.37RIO Purchase 35 137.37RIO Purchase 74 137.37RIO Purchase 283 137.37RIO Purchase 13 137.39RIO Purchase 204 137.39RIO Purchase 613 137.39RIO Purchase 42 137.39RIO Purchase 18 137.39RIO Purchase 11 137.39RIO Purchase 5 137.39RIO Purchase 2 137.39RIO Purchase 625 137.39RIO Purchase 109 137.39RIO Purchase 858 137.76RIO Purchase 29 137.76RIO Purchase 43 137.76RIO Purchase 2 137.76RIO Purchase 59 137.76RIO Purchase 9 137.76RIO Purchase 1245 137.74RIO Purchase 3441 137.74RIO Purchase 62 137.74RIO Purchase 27 137.74RIO Purchase 2583 137.74RIO Purchase 4697 137.74RIO Purchase 19 137.74RIO Purchase 284 137.74RIO Purchase 77012 137.7834RIO Purchase 77012 137.7851RIO Purchase 77012 137.7868 Total 459675 PurchasesRIO Sale 228639 137.7851RIO Sale 154024 137.7851RIO Sale 77012 137.7834 Total Sales 459675 This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Rio Tinto