|
FORM 38.5 (b)
|
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
|
|
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
|
|
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
|
|
(Rule 38.5(b) of the Takeover Code)
|
|
1. KEY INFORMATION
|
|
Name of exempt principal trader
|
Credit Suisse Sydney branch
|
|
Company dealt in
|
BHP Billiton Limited
|
|
Class of relevant security to which the dealings being disclosed relate (Note 1)
|
Ordinary Shares
|
|
Date of dealing
|
22-05-08
|
|
|
|
|
|
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
|
|
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
|
|
|
Long
|
Short
|
|
|
Number
|
(%)
|
Number
|
(%)
|
|
(1) Relevant securities
|
1,292,772
|
0.038
|
8,637,245
|
0.257
|
|
(2) Derivatives (other than options)
|
|
|
|
|
|
(3) Options and agreements to purchase/sell
|
3,574,000
|
0.106
|
4,611,000
|
0.137
|
|
Total
|
4,866,772
|
0.144
|
13,248,245
|
0.394
|
|
|
|
|
|
|
|
|
|
|
|
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
|
|
Class Of Relevant Security
|
Long
|
Short
|
|
(1) Relevant Securities
|
|
|
|
(2) Derivatives (other than options)
|
|
|
|
(3) Options and agreements to purchasesell
|
|
|
|
Total
|
|
|
|
|
|
|
|
(c) Rights to subscribe (Note 2)
|
|
Class of relevant security:
|
Details
|
|
|
|
|
|
|
|
|
3. DEALINGS (Note 3)
|
|
(a) Purchases and sales
|
|
Purchase/sale
|
Number of securities
|
Price per unit (Note 4) (AUD)
|
|
Purchase
|
4,305
|
47.70
|
|
Purchase
|
695
|
47.70
|
|
Purchase
|
5,000
|
47.70
|
|
Purchase
|
4,753
|
48.00
|
|
Purchase
|
8
|
48.00
|
|
Purchase
|
69
|
48.00
|
|
Purchase
|
170
|
47.99
|
|
Purchase
|
5,000
|
48.10
|
|
Purchase
|
715
|
46.09
|
|
Purchase
|
1,285
|
46.09
|
|
Purchase
|
10,000
|
46.11
|
|
Purchase
|
5,000
|
48.16
|
|
Sale
|
-9,264
|
48.28
|
|
Sale
|
-474
|
48.29
|
|
Sale
|
-262
|
48.29
|
|
Sale
|
-2,081
|
48.40
|
|
Sale
|
-2,224
|
48.40
|
|
Sale
|
-999
|
48.40
|
|
Sale
|
-290
|
48.40
|
|
Sale
|
-819
|
48.40
|
|
Sale
|
-300
|
48.40
|
|
Sale
|
-2,487
|
48.40
|
|
Sale
|
-800
|
48.40
|
|
Sale
|
-2,188
|
48.16
|
|
Sale
|
-622
|
48.16
|
|
Sale
|
-2,190
|
48.16
|
|
Sale
|
-2,558
|
48.20
|
|
Sale
|
-139
|
48.20
|
|
Sale
|
-340
|
48.20
|
|
Sale
|
-3,000
|
48.20
|
|
Sale
|
-138
|
48.20
|
|
Sale
|
-400
|
48.20
|
|
Sale
|
-442
|
48.20
|
|
Sale
|
-2,500
|
48.20
|
|
Sale
|
-300
|
48.20
|
|
Sale
|
-183
|
48.20
|
|
Sale
|
-1,255
|
47.90
|
|
Sale
|
-3,990
|
47.92
|
|
Sale
|
-500
|
47.92
|
|
Sale
|
-104
|
47.92
|
|
Sale
|
-36
|
47.92
|
|
Sale
|
-620
|
47.93
|
|
Sale
|
-1,200
|
47.94
|
|
Sale
|
-12
|
47.94
|
|
Sale
|
-2,283
|
47.94
|
|
Sale
|
-9,852
|
46.90
|
|
Sale
|
-148
|
46.90
|
|
Sale
|
-86
|
46.11
|
|
Sale
|
-80
|
46.11
|
|
Sale
|
-1,000
|
46.11
|
|
Sale
|
-150
|
46.11
|
|
Sale
|
-684
|
46.11
|
|
|
|
|
|
|
|
Total Buys:37000
Total Sells: 57000
|
|
(b) Derivatives transactions (other than options)
|
|
Product name, e.g. CFD
|
Long/short (Note 5)
|
Number of securities (Note 6)
|
Price per unit (Note 4)
|
|
|
|
|
|
|
|
|
|
|
(c) Options transactions in respect of existing securities
|
|
(i) Writing, selling, purchasing or varying
|
|
Product name,e.g. call option
|
Writing, selling, purchasing, varying etc.
|
Number of securities to which the option relates (Note 6)
|
Exercise price
|
Type, e.g. American, European etc.
|
Expiry date
|
Option money paid/received per unit (Note 4)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii) Exercising
|
|
Product name, e.g. call option
|
Number of securities
|
Exercise price per unit (Note 4)
|
|
|
|
|
|
(d) Other dealings (including new securities) (Note 3)
|
|
Nature of transaction (Note 7)
|
Details
|
Price per unit (if applicable) (Note 4)
|
|
|
|
|
|
|
|
|
|
4. OTHER INFORMATION
|
|
Agreements, arrangements or understandings relating to options or derivatives
|
