15th Apr 2010 10:31
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FORM 38.5(a) |
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DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
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WITH RECOGNISED INTERMEDIARY STATUS |
|
|
DEALING IN A CLIENT-SERVING CAPACITY |
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|
(Rule 38.5(a) of the Takeover Code)) |
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1. KEY INFORMATION |
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Name of exempt principal trader |
Bank of America Merrill Lynch |
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Company dealt in |
Babcock International Group |
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Class of relevant security to which the dealings |
Common |
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|
being disclosed relate |
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Date of dealing |
14/04/2010 |
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|
2. DEALINGS |
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(a) Purchases and sales |
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|
Total number of securities purchased |
Highest price paid |
|
Lowest price paid |
|
|
284,299 |
GBP 6.16 |
GBP 6.11 |
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Total number of securities sold |
Highest price received |
|
Lowest price received |
|
|
280,472 |
GBP 6.16 |
GBP 6.11 |
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|
(b) Derivatives transactions (other than options) |
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Product name, |
|
Short/Long |
|
Number of securities |
Price per unit |
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|
eg. CFD |
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|
|
|
Long Swap |
LONG |
3,084 |
GBP 6.11 |
|
|
Long Swap |
LONG |
1,873 |
GBP 6.11 |
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|
Product name, |
|
Short/Long |
|
Number of securities |
Price per unit |
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|
eg. CFD |
|
|
|
|
Short Swap |
SHORT |
404 |
GBP 6.15 |
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|
Short Swap |
SHORT |
842 |
GBP 6.16 |
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|
Short Swap |
SHORT |
1,344 |
GBP 6.16 |
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Short Swap |
SHORT |
1,680 |
GBP 6.15 |
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Short Swap |
SHORT |
2,000 |
GBP 6.16 |
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|
(c) Options transactions in respect of existing securities |
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|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option money |
|
|
eg call option |
selling, |
securities under |
price |
American, |
date |
|
|
|
purchasing, |
option |
European etc |
paid/received |
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|
varying etc. |
per unit |
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|
|
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(ii) Exercising |
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Product name |
Number of securities under |
Exercise price |
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|
eg call option |
option |
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|
|
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3. OTHER INFORMATION |
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|
Agreements, arrangements or understandings relating to options or derivatives |
|
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other |
|
|
person relating to the voting rights of any relevant securities under any option referred to on this form or |
|
|
relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative |
|
|
referred to on this form is referenced. If none, this should be stated. |
|
|
NONE |
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|
Date of disclosure |
15/04/2010 |
|
|
Contact name |
Bhavika Mistry |
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Telephone number |
+44 207 995 4747 |
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Name of offeree/offeror with whom connected |
VT Group Plc |
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Nature of connection # |
Advisor |
|
|
FORM 38.5(a) |
|
|
|
|
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
|
(Rule 38.5(a) of the Takeover Code)) |
|
|
1. KEY INFORMATION |
|
|
Name of exempt principal trader |
Bank of America Merrill Lynch |
|
|
Company dealt in |
VT Group Plc |
|
|
Class of relevant security to which the dealings |
Common |
|
|
being disclosed relate |
|
|
Date of dealing |
14/04/2010 |
|
|
2. DEALINGS |
|
|
(a) Purchases and sales |
|
|
Total number of securities purchased |
Highest price paid |
|
Lowest price paid |
|
|
45,861 |
GBP 7.65 |
GBP 7.63 |
|
|
Total number of securities sold |
Highest price received |
|
Lowest price received |
|
|
48,830 |
GBP 7.70 |
GBP 7.63 |
|
|
(b) Derivatives transactions (other than options) |
|
|
Product name, |
|
Short/Long |
|
Number of securities |
Price per unit |
|
|
eg. CFD |
|
|
|
|
Long Swap |
LONG |
3,491 |
GBP 7.64 |
|
|
Long Swap |
LONG |
2,185 |
GBP 7.64 |
|
|
Long Swap |
LONG |
209 |
GBP 7.64 |
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|
Long Swap |
LONG |
126 |
GBP 7.64 |
|
|
Long Swap |
LONG |
106 |
GBP 7.64 |
|
|
Product name, |
|
Short/Long |
|
Number of securities |
Price per unit |
|
|
eg. CFD |
|
|
|
|
Short Swap |
SHORT |
106 |
GBP 7.70 |
|
|
Short Swap |
SHORT |
126 |
GBP 7.66 |
|
|
Short Swap |
SHORT |
3,034 |
GBP 7.66 |
|
|
Short Swap |
SHORT |
3,700 |
GBP 7.67 |
|
|
(c) Options transactions in respect of existing securities |
|
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option money |
|
|
eg call option |
selling, |
securities under |
price |
American, |
date |
|
|
|
purchasing, |
option |
European etc |
paid/received |
|
|
varying etc. |
per unit |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii) Exercising |
|
|
Product name |
Number of securities under |
Exercise price |
|
|
eg call option |
option |
|
|
|
|
|
|
|
|
3. OTHER INFORMATION |
|
|
Agreements, arrangements or understandings relating to options or derivatives |
|
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other |
|
|
person relating to the voting rights of any relevant securities under any option referred to on this form or |
|
|
relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative |
|
|
referred to on this form is referenced. If none, this should be stated. |
|
|
NONE |
|
|
Date of disclosure |
15/04/2010 |
|
|
Contact name |
Bhavika Mistry |
|
|
Telephone number |
+44 207 995 4747 |
|
|
Name of offeree/offeror with whom connected |
Vt Group Plc |
|
|
Nature of connection # |
Advisor |
|
|
FORM 38.5(a) |
|
|
|
|
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
|
(Rule 38.5(a) of the Takeover Code)) |
|
|
1. KEY INFORMATION |
|
|
Name of exempt principal trader |
Bank of America Merrill Lynch |
|
|
Company dealt in |
Investec Plc |
|
|
Class of relevant security to which the dealings |
Common |
|
|
being disclosed relate |
|
|
Date of dealing |
14/04/2010 |
|
|
2. DEALINGS |
|
|
(a) Purchases and sales |
|
|
Total number of securities purchased |
Highest price paid |
|
Lowest price paid |
|
|
25,072 |
GBP 5.42 |
GBP 5.41 |
|
|
Total number of securities sold |
Highest price received |
|
Lowest price received |
|
|
38,609 |
GBP 5.42 |
ZAR 61.04 |
|
|
(b) Derivatives transactions (other than options) |
|
|
Product name, |
|
Short/Long |
|
Number of securities |
Price per unit |
|
|
eg. CFD |
|
|
|
|
Long Swap |
LONG |
7,819 |
GBP 5.41 |
|
|
Long Swap |
LONG |
6,366 |
GBP 5.42 |
|
|
Long Swap |
LONG |
3,406 |
GBP 5.41 |
|
|
Long Swap |
LONG |
1,665 |
GBP 5.42 |
|
|
Product name, |
|
Short/Long |
|
Number of securities |
Price per unit |
|
|
eg. CFD |
|
|
|
|
Short Swap |
SHORT |
6,366 |
ZAR 61.04 |
|
|
Short Swap |
SHORT |
28,188 |
GBP 5.42 |
|
|
(c) Options transactions in respect of existing securities |
|
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option money |
|
|
eg call option |
selling, |
securities under |
price |
American, |
date |
|
|
|
purchasing, |
option |
European etc |
paid/received |
|
|
varying etc. |
per unit |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii) Exercising |
|
|
Product name |
Number of securities under |
Exercise price |
|
|
eg call option |
option |
|
|
|
|
|
|
|
|
3. OTHER INFORMATION |
|
|
Agreements, arrangements or understandings relating to options or derivatives |
|
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other |
|
|
person relating to the voting rights of any relevant securities under any option referred to on this form or |
|
|
relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative |
|
|
referred to on this form is referenced. If none, this should be stated. |
|
|
NONE |
|
|
Date of disclosure |
15/04/2010 |
|
|
Contact name |
Bhavika Mistry |
|
|
Telephone number |
+44 207 995 4747 |
|
|
Name of offeree/offeror with whom connected |
Investec Plc |
|
|
Nature of connection # |
Advisor |
|
|
FORM 38.5(a) |
|
|
|
|
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
|
(Rule 38.5(a) of the Takeover Code)) |
|
|
1. KEY INFORMATION |
|
|
Name of exempt principal trader |
Bank of America Merrill Lynch |
|
|
Company dealt in |
Investec Limited |
|
|
Class of relevant security to which the dealings |
Common |
|
|
being disclosed relate |
|
|
Date of dealing |
14/04/2010 |
|
|
2. DEALINGS |
|
|
(a) Purchases and sales |
|
|
Total number of securities purchased |
Highest price paid |
|
Lowest price paid |
|
|
1,785 |
ZAR 64.48 |
ZAR 64.48 |
|
|
Total number of securities sold |
Highest price received |
|
Lowest price received |
|
|
1,785 |
ZAR 64.48 |
ZAR 64.48 |
|
|
(b) Derivatives transactions (other than options) |
|
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
|
eg. CFD |
|
|
|
|
|
|
|
|
|
|
|
|
(c) Options transactions in respect of existing securities |
|
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option money |
|
|
eg call option |
selling, |
securities under |
price |
American, |
date |
paid/received |
|
|
purchasing, |
option |
European etc |
per unit |
|
|
varying etc. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii) Exercising |
|
|
Product name |
Number of securities under |
Exercise price |
|
|
eg call option |
option |
|
|
|
|
|
|
|
|
3. OTHER INFORMATION |
|
|
Agreements, arrangements or understandings relating to options or derivatives |
|
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other |
|
|
person relating to the voting rights of any relevant securities under any option referred to on this form or |
|
|
relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative |
|
|
referred to on this form is referenced. If none, this should be stated. |
|
|
NONE |
|
|
Date of disclosure |
15/04/2010 |
|
|
Contact name |
Bhavika Mistry |
|
|
Telephone number |
+44 207 995 4747 |
|
|
Name of offeree/offeror with whom connected |
Investec Plc |
|
|
Nature of connection # |
Advisor |
Related Shares:
BabcockInvestec